DocketNumber: No. 71485-1
Judges: Sanders
Filed Date: 8/22/2002
Status: Precedential
Modified Date: 10/19/2024
A plaintiff in a negligent parole supervision action must prove the inadequate supervision proximately caused the complained-of injuries.
Here Barbara Bell, abducted and raped by a sex offender on parole, sued the State of Washington for failing to use reasonable care to supervise the parolee. The jury found the State breached its duty to reasonably supervise but also found that breach was not a proximate cause of the injury. The Court of Appeals affirmed. We accepted review to consider whether the trial court erred when it (1) refused Bell’s proposed jury instructions on the standard of proof and factors governing decisions on parole, (2) admitted testimony from a former member of the Indeterminate Sentence Review Board on the minimum standard of proof required to establish a parole violation at a revocation hearing, and (3) refused to admit into evidence a sexually explicit magazine found at the scene of the abduction.
FACTS
Barbara Bell worked as a real estate agent in the Spokane area. In early October 1995 she received a phone call from Byron Scherf about a home she had listed in Homes Magazine. The house was in a remote location between Spangle and Cheney. Bell and Scherf agreed to meet the following day at the house. Although Scherf stated his wife would accompany him, Bell found Scherf waiting for her
What Bell could not know when she agreed to meet Scherf at the remotely located house was that he was a two-time felon on parole for kidnapping, raping, and setting another woman on fire. In the late 70s Scherf was convicted of second degree assault and served 2 years of a 10-year prison term. He was paroled in the spring of 1980. While on parole, Scherf kidnapped a young waitress and brought her to an abandoned house where he bound and raped her. Scherf then poured gasoline over the waitress, lit it, and left. The waitress survived by wriggling, still bound, through a second-story window. Her fall was broken by a veranda porch, after which she managed to free herself and call for help. It was for this conviction Scherf was on parole when he attacked Bell.
His parole began on December 30, 1993, approximately two years before this attack. Among the original conditions of release were that Scherf obey all laws, report regularly to his community corrections officer (CCO), complete inpatient chemical or mental-health counseling, submit to periodic polygraph examinations on matters related to conformity with parole conditions and sexual deviancy, register as a sex offender, and obtain approval from his CCO for all living, employment, and educational arrangements.
Concerned about Scherf’s potential to violently reoffend, CCO Holmes reported Scherf’s admissions to the Indeterminate Sentence Review Board (ISRB). At Holmes’ recommendation the ISRB imposed additional conditions on Scherf’s parole, including prohibitions against driving without prior CCO authorization, against picking up “any strangers while operating a motor vehicle,” and against possession of “hardcore/illegal or violent pornography.” Ex. P-140; D-223.
Scherf continued to use sexually explicit materials. At one point he admitted to his CCO that he had bought a Playboy magazine within the past two months. Although Scherf’s parole was conditioned on his consent to searches of his personal belongings, none of the three CCOs
Bell filed this action in the Spokane County Superior Court against the State alleging her injuries were the result of its negligent supervision of Scherf.
Bell called William Stough, a former parole official, as an expert to testify about what he considered inadequate supervision of Scherf. According to Stough, Scherf’s conduct on parole was troublesome from the very beginning and resulted in several parole violations. In particular, Stough opined Scherf’s masturbating in film booths violated the original condition of his parole that Scherf obey all laws.
The State’s theory of defense has consistently been that there was nothing DOC realistically could have done to prevent Scherf’s attack. According to the State Scherf was in substantial compliance with his parole conditions until he raped Bell, and the only potential violations of parole known to DOC were timely reported to the ISRB. The State points out Scherf’s admitted use of sexually explicit materials and his frequenting of sex shops were reported to the ISRB, which decided not to revoke his parole or even hold a revocation hearing.
To counter Bell’s suggestions that Scherf’s parole would have been revoked but for DOC’s inadequate supervision, the State called former ISRB member David Carlson who explained how the ISRB decides whether to hold a parole revocation hearing. He testified mere admissions of parole violations, such as Scherf’s admitted masturbation in film booths in possible violation of a local lewd conduct ordinance, are insufficient to even commence a revocation hearing as the ISRB requires some corroboration before deciding to hold a hearing, let alone revoke parole.
The standard of proof at revocation hearings reappeared during the subsequent testimony of another former ISRB member, Katherine Bail. Seemingly contradicting Carlson’s testimony that the ISRB is looking for something in the 85 to 90 percent range, Bail testified the standard of proof is a preponderance standard. At the conclusion of the trial Bell proposed the jury be instructed on the standard of proof so as to clear up any lingering confusion on the jury’s part (Bell’s proposed instruction 12).
Bell also proposed two instructions intended to supplement the court’s general instructions. Bell’s proposed instructions 11 and 13
At trial Bell also offered into evidence a sexually explicit magazine found near a driveway at the prospect house the day after she was abducted. Bell offered the magazine “Chubby Chaser,” Ex. P-149B, to prove what Scherf’s CCOs allegedly would have discovered by, for example, searching his belongings after he admitted to possessing sexually
The jury returned a verdict specially finding the State had failed to reasonably supervise Scherf but this breach of duty did not proximately cause the damage Bell suffered. The court entered judgment for the State and awarded costs.
On appeal Bell assigned error to the trial court’s refusal to give her proposed jury instructions 11 through 13. Bell also assigned error to the trial court’s decision to allow former ISRB member David Carlson to testify as to his understanding of the standard of proof at parole revocation hearings. Lastly, Bell claimed the trial court erred when it refused to admit the magazine found at the scene of Bell’s abduction. The Court of Appeals affirmed in an unpublished opinion. Bell v. State, noted at 106 Wn. App. 1047, 2001 WL686586, at *1. We granted review.
DISCUSSION
I
Whether the Trial Court Erred When It Refused Bell’s Proposed Instructions
As set forth above, while Bell did not except to the instructions the trial court gave in this case, she did propose additional instructions. Bell’s proposed instructions 11 through 13 set forth the standard of proof and factors pertaining to decisions to grant parole. Bell argues the court erred when it refused these instructions.
Instruction No. 7
The plaintiff has the burden of proving each of the following propositions:
First, that the defendant acted, or failed to act, in one of the ways claimed by the plaintiff and that in so acting, or failing to act, the defendant was negligent;
Second, that the plaintiff was injured;
Third, that the negligence of the defendant was a proximate cause of the injury to the plaintiff.
Clerk’s Papers (CP) at 99.
Instruction No. 9
Negligence is the failure to exercise ordinary care. It is the doing of some act which a reasonably careful person would not do under the same or similar circumstances or the failure to do something which a reasonably careful person would have done under the same or similar circumstances. Ordinary care means the care a reasonably careful person would exercise under the same or similar circumstances.
CP at 101.
Instruction No. 10
The State of Washington has a duty to take reasonable precautions to protect anyone foreseeably endangered by the dangerous propensities of persons on parole.
CP at 102.
Instruction No. 11
The term “proximate cause” means a cause which in a direct sequence produces the injury complained of and without which such injury would not have happened.
*177 There may be more than one proximate cause of the same alleged injury. If you find that the defendant was negligent and that such negligence was a proximate cause of injury or damage to the plaintiff, it is not a defense that the act of some other person may also have been a proximate cause.
CP at 108.
Had the court accepted Bell’s proposed instructions 11 through 13, the jury would also have been instructed on what Bell claimed to be “matters pertaining to the law concerning parole.” RP at 662. Bell’s proposed instructions 11 and 13 were based on RCW 9.95.100 and RCW 9.95.009 respectively.
If an instruction sets forth the language of a statute, it is appropriate only if the statute is applicable, reasonably clear, and not misleading. See State v. Goree, 36 Wn. App. 205, 208, 673 P.2d 194 (1983); Day v. Goodwin, 3 Wn. App. 940, 944, 478 P.2d 774 (1970). Admittedly, Bell’s proposed instructions 11 and 13 state the language of RCW 9.95.100 and RCW 9.95.009(2)-(3) respectively. But these two statutes govern decisions by the ISRB on whether to initially release an inmate on parole and, if so, under what conditions. They are not applicable to parole revocation. Cf. WAC 381-70-010 (setting forth the purpose of chapter 381-70 WAC to “specify policies and procedures relating to parole revocation hearings”); WAC 381-70-030(4) (setting forth factors the ISRB will consider when “making a parole revocation or reinstatement decision”). Since Bell’s proposed instructions 11 and 13 were based on instructions that do not apply to parole revocation, let alone negligent parole supervision actions, it was not error to refuse them.
Bell also proposed a jury instruction on the standard of proof at parole revocation hearings. Referenced as Bell’s proposed instruction 12, it provided: “Standard of proof at a hearing to revoke parole is a preponderance of the evidence.” CP at 83. While this instruction is a correct state
The standard of proof at revocation hearings is not relevant to prove negligent supervision because DOC’s duty to supervise parolees exists independently of any actions that might be taken by the ISRB. See Tyner v. Dep’t of Soc. & Health Servs., 141 Wn.2d 68, 83, 1 P.3d 1148 (2000) (citing Bishop v. Miche, 137 Wn.2d 518, 526, 973 P.2d 465 (1999)). Nor is it relevant to proximate cause because even if the standard is met the ISRB has discretion to continue parole. See RCW 9.95.125.
In Tyner we noted, “the duty of CPS [Child Protective Services] workers to investigate exists apart from any action which might be taken by a court.” 141 Wn.2d at 83.
A plaintiff in a negligent parole supervision action must show not only inadequate supervision, but must also carry the burden to demonstrate the damage sustained by the plaintiff would have been avoided but for the inadequate supervision. This is a fact question properly presented to the jury.
II
Whether the Trial Court Erred by Allowing Opinion Testimony on the Standard of Proof at Parole Revocation Hearings
Bell also assigns error to the trial court’s decision to allow former ISRB member Carlson to testify about the standard of proof at parole revocation hearings. Carlson opined:
Burden of proof is described as more reasonable to believe than not to believe. If you look at probable cause as being 51 percent, just over, we would—as Parole Board we were looking at somewhere in the 85 to 90 percent.
RP at 363. The court sustained an objection from Bell, but nevertheless allowed Carlson to testify as to his understanding of the applicable standard of proof.
To that extent, the trial court’s ruling is error. Opinion testimony on legal issues is not admissible. King County Fire Prot. Dist. No. 16 v. Housing Auth., 123 Wn.2d 819, 826, 872 P.2d 516 (1994) (citing Wash. State Physicians Ins.
The opinion was based on Mr. Carlson’s experience as a former [ISRB] member and may have been helpful to the determination of the [ISRB’s] role in a revocation hearing. ER 701. Additionally, the impact of his unclear testimony was lessened by the testimony of another former [ISRB] member, who clearly stated that the standard of proof was preponderance of the evidence.
Id. at slip op. 10, *5.
It matters little if the opinion is stated vaguely or clearly; if it refers to a legal issue within the court’s purview, it is inadmissible. We disagree with the Court of Appeals’ reasoning that the impact of this ambiguity “was lessened by the testimony of another former board member [Katherine Bail], who clearly stated the standard of proof was preponderance of the evidence.” Id. The impact of improper opinion testimony on a legal issue is not cured by opinion testimony of another witness on the same legal issue. Two wrongs do not make a right.
Ultimately, however, the standard of proof at parole revocation hearings is not relevant to establish negligent supervision, nor does the standard tell us when the ISRB will revoke parole. The error was harmless because it is not logically linked to the ultimate fact to be decided by the jury. See Dennis J. Sweeney, An Analysis of Harmless Error in Washington: A Principled Process, 31 Gonz. L. Rev. 277, 298 (1995-96); Cobb v. Snohomish County, 86 Wn. App. 223, 236, 935 P.2d 1384 (1997); Beeson Bros. v. Chambers, 155 Wash. 564, 575, 285 P. 433 (1930).
Exclusion from Evidence of Magazine Found at the Scene of Bell’s Abduction
Lastly, Bell argues the trial court erred when it refused to admit Ex. P-149B, the magazine discovered at the scene of her abduction. Most of Bell’s arguments with respect to the magazine are focused on its authenticity under ER 901. As such, they are premised on the assumption the magazine is relevant in the first place. But the trial court excluded the magazine on relevancy grounds, not authenticity.
THE COURT: .... [T]he basic premise that this material was found on the road simply does not have the requisite identity with Mr. Scherf. And I don’t mean identity in terms of criminal proof of identity. I just simply can’t draw the conclusion based on there is no evidence that he in any other context used this particular magazine. There is no other evidence of anyone seeing the magazine in the vehicle, there is no evidence of anyone seeing the magazine fall out of his vehicle and just its sheer presence on a road is not enough to satisfy the requirements of Rule 401 with regard to minimal relevancy.
THE COURT: Let the record show that the Court has now ruled that the document that was found on the road was not relevant, and even if relevant is outweighed by 403 prejudice.
RP at 385-87.
The threshold issue for admission of any evidence is relevancy. Only relevant evidence is admissible. ER 402. “Evidence is relevant if it has a tendency to make the existence of any fact of consequence more probable or less probable than it would be without the evidence.” State v. Darden, 145 Wn.2d 612, 624, 41 P.3d 1189 (2002) (citing ER 401). Even if relevant, however, evidence may still be excluded if its probative value is substantially outweighed by unfair prejudice, confusion, or undue delay. ER 403. A trial court’s relevancy determinations, including its balancing of probative value against unfair prejudicial effects, are
Although the threshold for relevancy is low, Darden, 145 Wn.2d at 621, the magazine found at the scene of Bell’s abduction cannot reach even that level. It was not established as Scherf’s magazine; at most it is a magazine that might have been possessed by Scherf. To be relevant, evidence need not establish the proponents’ case or theory in and of itself, but it must be at least a piece of the puzzle. Because the magazine found at the scene of Bell’s abduction was not connected to Scherf, the trial court did not abuse its discretion by refusing to admit it.
In this factual context, a plaintiff in a negligent parole supervision action must prove that but for the lack of supervision a parole violation would have been discovered,
The judgment of the trial court is affirmed and the State shall recover its costs.
Alexander, C.J., and Smith, Johnson, Madsen, Ireland, Bridge, Chambers, and Owens, JJ., concur.
Reconsideration denied October 16, 2002.
In addition to Scherf’s original CCO Steven Holmes, after Holmes’ promotion to other duties, CCO Bowerman followed by CCO Vandemark worked on Scherf’s case.
Bell also named as defendants two counselors who treated Scherf, but these claims were apparently settled before trial. Clerk’s Papers (CP) at 11; Br. of Appellant at 2; Bell v. State, noted at 106 Wn. App. 1047, 2001 WL686586, at *2 n.1.
Arguably, Scherf’s masturbating in film booths may have constituted lewd conduct in violation of Spokane Municipal Code 10.06.020.
The standard of proof is a preponderance of the evidence. ROW 9.95.125.
Bell’s proposed instruction 12 read, “Standard of proof at a hearing to revoke parole is a preponderance of the evidence.” CP at 83.
Bell’s proposed instruction 11 read:
A statute of the State of Washington [RCW 9.95.100] provides:
Any convicted person -undergoing sentence in the penitentiary or the reformatory, not sooner released under the provisions of this chapter, shall, in accordance with the provisions of law, be discharged from custody on serving the maximum punishment provided by law for the offense of which such person was convicted, or the maximum term fixed by the court where the law does not provide for a maximum term. The board shall not, however,*174 until his maximum term expires, release a prisoner, unless in its opinion his rehabilitation has been complete and he is a fit subject for release.
CP at 82.
Bell’s proposed instruction 13 read:
A statute of the State of Washington provides in pertinent part as follows: Sub (2) and [(]3[)] of RCW 9.95.009
(2) After July 1, 1984, the board shall continue its functions with respect to persons convicted of crimes committed prior to July 1, 1984, and committed to the department of corrections. When making decisions on duration of confinement, including those relating to persons committed under a mandatory life sentence, and parole release under RCW 9.95.100 and 9.95.110, the board shall consider the purposes, standards, and sentencing ranges adopted pursuant to RCW 9.94A.040 and the minimum term recommendations of the sentencing judge and prosecuting attorney, and shall attempt to make decisions reasonably consistent with those ranges, standards, purposes, and recommendations: PROVIDED, That the board and its successors shall give adequate written reasons whenever a minimum term or parole release decision is made which is outside the sentencing ranges adopted pursuant to RCW 9.94A.040. In making such decisions, the board and its successors shall consider the different charging and disposition practices under the indeterminate sentencing system.
(3) Notwithstanding the provisions of subsection (2) of this section, the indeterminate sentence review board shall give public safety considerations the highest priority when making all discretionary decisions on the remaining indeterminate population regarding the ability for parole, parole release, and conditions of parole.
CP at 84.
Bell did not except to the instructions the trial court actually gave, only to the court’s failure to give her proposed instructions 11 through 13. Bell initially excepted to the court’s refusal to give her proposed instruction 10 (relating to the crime of lewd conduct) as well, but the court eventually gave a substituted version of that instruction based on Bell’s proposed instruction 10A.
See RCW 9.95.125; Pierce v. Dep’t of Soc. & Health Servs., 97 Wn.2d 552, 646 P.2d 1382 (1982); State v. Dupard, 93 Wn.2d 268, 609 P.2d 961 (1980).
Tyner was heavily based on our prior decisions in the area of negligent supervision, Bishop v. Miche, 137 Wn.2d 518, 973 P.2d 465 (1999); Hertog v. City of Seattle, 138 Wn.2d 265, 979 P.2d 400 (1999). See Tyner v. Dep’t of Soc. & Health Servs., 141 Wn.2d 68, 84-86, 1 P.3d 1148 (2000).
Bell urges us to review the trial court’s decision de novo based on the reasoning in Jenkins v. Snohomish County Pub. Util. Dist. No. 1, 105 Wn.2d 99, 713 P.2d 79 (1986) and State v. Karpenski, 94 Wn. App. 80, 971 P.2d 553 (1999). However, Jenkins and Karpenski reviewed competency determinations and the approach taken there does not translate to the realm of relevancy. While testimonial competency is determined without consideration of how the witness’ testimony relates to the remaining evidence in the case, the same is not true with relevance. As the definition of relevant evidence makes evident, relevance determinations are made by determining whether a proffered piece of evidence is “of consequence to the determination of the action.” ER 401. This is a gestalt determination with discretion as its main constituent. Id. That principle is even stronger with regard to ER 403 since that rule “clearly vests the trial judge with discretion in weighing the probative value of evidence against the factors listed in the Rule.” Robert H. Aronson, The Law op Evidence in Washington at 403-4 (3d ed. 2001). This is apparent, among other things, from the different language in the rules. Under ER 402, “[a]ll relevant evidence is admissible,” (emphasis added) wherefore the trial court’s discretion is limited to the relevancy determination. Under ER 403, however, evidence “may be excluded” (emphasis added) even if relevant, which indicates discretion on the part of the trial court even after having determined the evidence relevant. See Nat’l Elec. Contractors Ass’n v. Riveland, 138 Wn.2d 9, 28, 978 P.2d 481 (1999) (noting the term “may” is permissive). We therefore decline to apply the Jenkins approach under these circumstances.
Since the magazine was not even minimally relevant, we need not reach the trial court’s ER 403 determination.
As for Bell’s authenticity argument, we fail to see how ER 901 could be used to authenticate the copy of the “Chubby Chaser” as belonging to Scherf. ER 901 might have been applicable if a witness had seen a copy of the “Chubby Chaser” in Scherf’s possession at some point prior to his abduction of Bell. In that situation, the issue would have been whether Ex. P-149B was the copy of “Chubby Chaser” seen in Scherf’s hand. But that is not the situation here.
See Tyner, 141 Wn.2d at 86 (holding negligent investigation of alleged child abuse “may be the proximate cause of injury where the State has failed to supply sufficient material information” to a court issuing an order prohibiting a parent from contacting his or her child); Taggart v. State, 118 Wn.2d 195, 227, 822 P.2d 243 (1992) (declining to hold cause in fact could not be established as a matter of law because a reasonable jury might conclude injury would not have occurred had a parole warrant been issued based on known parole violations); Hertog, 138 Wn.2d at 283 (declining to hold cause in fact could not be established as a matter of law because it was unclear whether the probationer was in compliance with his probation conditions); Bishop, 137 Wn.2d at 531-32 (holding chain of causation between supervision of probationer and fatal accident caused by that probationer was broken by court’s decision not to revoke probation because court had all material information before it, including probationer’s violation of release conditions).