State Of Washington v. Burnice Renee Thompson

IN THE COURT OF APPEALS FOR THE STATE OF WASHINGTON
STATE OF WASHINGTON,
No. 74134-9-1
Respondent,
DIVISION ONE
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v. CO
BURNICE RENEE THOMPSON, UNPUBLISHED OPINION
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Appellant. FILED: February 8. 2016
CD
Spearman, C.J. — Burnice Thompson was convicted of two counts of
Medicaid false statement and one count of theft in the first degree. She appeals,
claiming that the trial court violated her right against double jeopardy because the two
false statement offenses merged with her conviction for theft in the first degree. We
disagree and affirm the convictions.
FACTS
Beginning in 2010, Burnice Thompson provided in-home care services for her
grandmother Tressie Henderson through the Medicaid funded Community Options
Program Entry System (COPES). From 2012 to 2013, Thompson was authorized to
provide 304 hours of care per month at $10.46 per hour through the Department of
Social and Health Services (DSHS). She submitted monthly invoices through the
Social Services Payment System. In the event of Henderson's death, Thompson was
No. 74134-9-1/2
required to report the incident within twenty-four hours. She was also required to
provide written notification of death to Henderson's case manager within seven days.
Henderson passed away on November 24, 2012, and Thompson reported her
passing to the Social Security Department. Three days later Thompson left a
message for the case manager but did not submit the required written notification.
On December 31, 2012, Thompson submitted a telephonic invoice to DSHS
for services for that month. She received a payment in the amount of $2,725.47 on
January 5, 2013. On February 4, 2013, Thompson submitted another telephonic
invoice for January under the contract, for which she also received payment of
$2,726.07. Additionally, Thompson submitted an invoice for vacation pay in January
2013, for which she was paid $65.28.
During this time Thompson also submitted weekly claims for unemployment
compensation. In her application she indicated that she had been a COPES
individual provider through November 24, 2012, the date of her grandmother's death.
In an interview in June 2013, Thompson admitted to submitting telephonic invoices
for services to DSHS for December 2012 and January 2013, knowing that Henderson
was deceased.
Thompson was charged with and convicted of two counts of Medicaid false
statement and one count of theft in the first degree. Prior to sentencing she moved to
dismiss the false statement counts on double jeopardy grounds, arguing they merged
with the theft count. The trial court denied the motion, concluding the merger doctrine
was inapplicable because each crime had an independent purpose and effect. The
court imposed a standard range sentence. Thompson appeals.
No. 74134-9-1/3
DISCUSSION
Thompson contends that the trial court violated her constitutional right against
double jeopardy by convicting her of the two counts of Medicaid false statement. She
argues that the two false statement offenses merged with her conviction for theft in
the first degree. The State argues that there is no double jeopardy violation because
the legislature intended for the crimes of theft and Medicaid false statement to be
punished as separate crimes.1
We review constitutional challenges de novo. State v. Esparza, 135 Wn. App.
54, 61, 143 P.3d 612 (2006) (citing State v. Freeman, 153Wn.2d 765, 770, 108 P.3d
753 (2005)). Article I, section 9 of the Washington Constitution and the Fifth
Amendment to the federal constitution protect persons from a second prosecution for
the same offense and from multiple punishments for the same offense imposed in the
same proceeding. In re Pers. Restraint of Percer, 150 Wn.2d 41, 49, 75 P.3d 488(2003) (citing State v. Gocken, 127 Wn.2d 95, 100, 896 P.2d 1267 (1995)).
Nevertheless, the legislature may constitutionally authorize multiple punishments for
a single course of conduct. State v. Calle, 125 Wn.2d 769, 776, 888 P.2d 155 (1995)
(citing Whalen v. United States, 445 U.S. 684, 688, 100 S. Ct. 1432, 1436, 63 L. Ed.
2d 715 (1980)).
1 Relying on State v. Wright. 183 Wn. App. 719, 734, 334 P.3d 22 (2014) the State also contends
that the two crimes constituted separate criminal acts. In Wright, we declined to consider the crimes of
theft and Medicaid false statement to be the "same criminal conduct" for sentencing purposes. But it is
well established that a double jeopardy violation claim "is distinct from a 'same criminal conduct' claim
and requires a separate analysis." State v. French, 157 Wn.2d 593, 611, 141 P.3d 54 (2006). "The double
jeopardy violation focuses on the allowable unit of prosecution and involves the charging and trial stages.
The 'same criminal conduct' claim involves the sentencing phase and focuses instead on the defendant's
criminal intent." Id. Accordingly, we reject this argument.
No. 74134-9-1/4
Washington courts use a three-step analysis to determine whether the
legislature authorized multiple punishments for one course of conduct. In re Pers.
Restraint of Burchfield. 111 Wn. App. 892, 895, 46 P.3d 840 (2002). We first consider
express or implicit legislative intent based on the criminal statutes involved. Calle,
125 Wn.2d at 776. If the statutory language is silent, we turn to the "same evidence"
test, which asks if the crimes are the same in law and fact.2 ]d_, at 777-78. In other
words, whether, as charged, each offense includes elements not included in the other
and whether proof of one offense would also prove the other. ]d_, at 777 (citing State
v. Vladovic. 99 Wn.2d 413, 423, 662 P.2d 853 (1983)). Third, if applicable, the
merger doctrine may help determine legislative intent, where the degree of one
offense is elevated by conduct constituting a separate offense. State v. Kier, 164
Wn.2d 798, 804, 194 P.3d 212 (2008). But even if two convictions would appear to
merge on an abstract level under this analysis, they may be punished separately if
the defendant's particular conduct demonstrates an independent purpose or effect of
each. ]a\ (citing Freeman, 153 Wn.2d at 771).
In this case, it is undisputed that the legislature has made no express
statement regarding separate punishments for the crimes of first degree theft and
Medicaid false statement. And Thompson concedes, as she must, that the same
evidence test is unavailing because the two offenses contain different elements and
require proof of different facts. But she argues that the merger doctrine applies to her
2 The test is set forth in Blockburger v. United States. 284 U.S. 299, 304, 52 S.Ct. 180, 76 L.Ed.
306 (1932), and its origin, names, and various applications are discussed at length in In re Orange, 152
Wn.2d 795, 815-21, 100 P.3d 291 (2004).
No. 74134-9-1/5
convictions because, in her view, the aggregation of the two counts of Medicaid false
statements elevated the charge of theft from second to first degree. Thompson
contends that as charged in this case, the first degree theft charge required proof that
she wrongfully took the property of another by color or aid of deception in a sum
which exceeded $5000. She further contends that the State proved she committed
the theft by engaging in conduct amounting to two counts of Medicaid false statement
and that she obtained a combined amount exceeding $5000 by committing those
crimes. Finally, she contends the State linked the theft charge with the Medicaid
offenses by alleging and proving that the theft charge resulted from a series of
transactions that "were part of a criminal episode and/or a common scheme or plan."
Brief of Appellant at 9-10.
In support of her argument, Thompson relies primarily on Kier, 164 Wn.2d 798.
In Kier, the defendant was involved in a carjacking which resulted in convictions of
second degree assault, committed by means of a deadly weapon, and first degree
robbery based on the theft of the car during which he was armed with or displayed
what appeared to be a deadly weapon, jd. at 808-09. The court noted that to prove
the assault, the State had to prove that Kier's conduct caused a reasonable
apprehension or fear of harm in the victim. The State alleged that the means by
which Kier did so was by being armed with or displaying a deadly weapon. The court
held that because the proof of this conduct established both second degree assault
and elevated the robbery from second to first degree, the two crimes merged, jd. at
806.
No. 74134-9-1/6
Kier is of no help to Thompson. Thompson does not argue that proof of the
conduct that resulted in her conviction of Medicaid false statement elevated the crime
of theft to a higher degree, nor could she. The crime of Medicaid false statement
does not require proof that any amount of money be obtained.3 Instead, she argues
that merger results because aggregation of the amounts obtained as a result of the
two crimes elevated the theft to first degree. Thompson cites no authority for this
proposition and we are aware of none.
But even if we were to accept the argument and conclude that the crimes
merged, we would still reach the same result. Two convictions, which might otherwise
merge, may still be punished as separate offenses if there is an independent purpose
or effect to each. Freeman, 153 Wn.2d 773 (citing State v. Frohs, 83 Wn. App. 803,
807, 924 P.2d 384 (1996)). To determine whether this exception to the merger
doctrine applies, we employ relevant principles of statutory construction, review the
pertinent legislative history, ascertain whether the crimes involve different victims and
whether the statutes at issue are located in different chapters of the criminal code.
See Calle, 125 Wn.2d at 780-81 (finding the legislature intended to punish rape and
incest as separate crimes based on the statutes' distinct purposes, their locations in
different criminal code chapters, and the long-held belief that they constitute separate
offenses).
3 To prove Medicaid false statement as charged in this case, the State must prove that the
accused "ha[d] knowledge of the occurrence of any event affecting (a) the initial or continued right to any
payment," and "concealed] or fail[ed] to disclose such event with an intent to fraudulently to secure such
payment either in a greater amount or quantity than is due or when no such payment is authorized!.]"
RCW 74.09.230(3).
No. 74134-9-1/7
In this case, a review of the language in other Medicaid related statutes shows
an intent to regulate the provision of services and to prevent and deter fraudulent
claims. RCW 74.09.200 states"[t]he legislature finds and declares it to be in the public
interest and for the protection of the health and welfare of the residents of the state of
Washington that a proper regulatory and inspection program be instituted in
connection with the providing of medical, dental, and other health services to
recipients of public assistance and medically indigent persons." The Legislature also
enacted the Medicaid Fraud False Claims Act, chapter 74.66 RCW, to "provide this
state with another tool to combat [mjedicaid fraud." LAWS OF 2012, ch. 241, § 101.
Thus, while the statutes criminalizing Medicaid fraud seek to protect public health and
welfare in connection with providing health services, the theft statutes protect
individuals and their private property. See State v. Denny, 173 Wn. App. 805, 809-10,
294 P.3d 862 (2013) (distinguishing the crimes of theft and possession of controlled
substances); RCW 74.09.200. Furthermore, the two statutes are also found in
different RCW titles and chapters. Accordingly, we conclude that the legislature
intended to consider theft and Medicaid false statement to be separate crimes and
punished accordingly.
We hold that Thompson's convictions for theft in the first degree and Medicaid
false statement are separate crimes and may be punished as such. The trial court did
not err in doing so.
No. 74134-9-1/8
Affirmed.
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WE CONCUR:
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