State of Washington v. Hector Carrasco Ramos

FILED
DECEMBER 19, 2019
In the Office of the Clerk of Court
WA State Court of Appeals, Division III
IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
DIVISION THREE
STATE OF WASHINGTON, ) No. 36074-1-III
)
Respondent, )
)
v. ) UNPUBLISHED OPINION
)
HECTOR CARRASCO RAMOS, )
)
Appellant. )
FEARING, J. — Hector Ramos appeals his conviction for possession of a controlled
substance because of the prosecuting attorney’s violation of an order in limine. Because
Ramos fails to establish prejudice resulting from the violation, we affirm his conviction.
We remand, however, to the sentencing court to strike a DNA collection fee imposed on
Ramos.
FACTS
The Department of Corrections (DOC) issued an arrest warrant for Hector Ramos.
Despite the DOC issuing the warrant, Ramos’s stepfather called the Yakima Police
Department to advise that Ramos came to his residence and caused problems the night
before. The stepfather advised police dispatch that Ramos wore a black jacket, black
pants, black hat, and held a blue cooler.
No. 36074-1-III
State v. Ramos
Later that day, Yakima Police Officer Kimberly Hipner, while patrolling city
streets, spotted someone walking who met Ramos’s description. Hipner activated her
police car video camera and followed Ramos in her patrol car while she waited for
assistance. Ramos trudged slowly down an alley. He did not appear to notice the
presence of the patrol car.
The video camera inside Officer Kimberly Hipner’s patrol car recorded the car
following Ramos down the alleyway until she parked the patrol car with the camera
facing bushes. The camera plants on the bushes for the rest of the video, while the
viewer hears audio of the ensuing struggle.
When Kimberly Hipner saw another officer approaching, she exited her patrol car,
twice told Ramos to lay on the ground, and thrice excitedly ordered him to show his
hands. Ramos set his blue cooler down. Officer Hipner grabbed Hector Ramos’s
backpack with her hand. Officer Einar Agledal, who had arrived to assist, saw Ramos
tumble to the ground on his own initiative when Hipner gripped the backpack. Ramos
states the officer unexpectedly threw him to the ground.
Officer Kimberly Hipner informed Hector Ramos of the arrest warrant. Hipner
saw Ramos grab some unknown object, and she warned Officer Einar Agledal of
Ramos’s conduct. Agledal ordered Ramos to show his hands. Ramos exclaimed that he
did nothing wrong. Ramos struggled with Officer Hipner. Hipner told Ramos: “You
have a DOC pickup. You are under arrest.” Ex. 10 at 3 min., 54 sec. Ramos protested
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State v. Ramos
that the officers could not identify him as a suspect. Hipner insisted that the officers
recognized his personage.
Officers Kimberly Hipner and Einar Agledal attempted to roll Hector Ramos onto
his stomach, but Ramos resisted. The pair of officers drug Ramos away from the alley
and into an open area, while Ramos continued to struggle. Ramos wiggled, squirmed,
flailed, kicked, and repeatedly yelled for help.
During the scrum, Hector Ramos kicked Officer Kimberly Hipner in the leg.
Hipner lost her grip on Ramos’s arm. Officer Einar Agledal mounted Ramos and
executed a carotid neck hold. Ramos moved his chin to his chest to resist the chokehold.
Ramos tapped the ground and Agledal released some pressure. Hipner eventually cuffed
Ramos. The skirmish lasted two minutes.
According to Hector Ramos, he never heard sirens or anyone identify herself or
himself as a police officer. He never saw patrol car lights. He did not know it was law
enforcement officers with whom he wrestled.
While waiting for medics to arrive, Officer Einar Agledal searched Hector
Ramos’s pockets and seized a clear bag with a white crystalline substance inside. Officer
Agledal believed the white substance to be methamphetamine. Testing at the
Washington State Patrol Crime Laboratory confirmed methamphetamine. According to
Ramos, he did not observe the officers remove anything from his pockets.
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No. 36074-1-III
State v. Ramos
PROCEDURE
The State of Washington charged Hector Ramos with third degree assault and
possession of a controlled substance, methamphetamine. At a CrR 3.5 hearing, the State
asked permission to show the patrol car camera recording, which contained audio of
remarks from Hector Ramos. At the conclusion of the hearing, the trial court found
Ramos to be in custody while he spoke to officers, but not subjected to interrogation.
Therefore, the State could admit as evidence utterances from Ramos recorded on the
video.
The State and Hector Ramos agreed that the State could show the jury the first
eight minutes and fifteen seconds of the video. A portion of this segment included
Officer Kimberly Hipner’s statement to Ramos: “You have a DOC pickup. You are
under arrest.” Ex. 10 at 3 min., 54 sec.
At the conclusion of the CrR 3.5 hearing, the trial court also granted Hector
Ramos’s motion to preclude the officers from referring to the arrest warrant as a DOC
warrant. Presumably Ramos wished exclusion of the title “DOC” because the reference
would imply he previously spent time in prison. This ruling conflicted with the showing
to the jury of the entire stipulated eight minutes and fifteen seconds of the police camera
video. Nevertheless, the defense did not object to the portion of the video that referenced
the DOC warrant, and the State did not seek clarification.
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State v. Ramos
The prosecuting attorney initially assigned to Hector Ramos’s case fell ill on the
first day of jury selection. Another prosecutor substituted on behalf of the State. The
trial court instructed replacement counsel not to mention the DOC warrant:
THE COURT: The only thing of any import would be that the
officers should reference that they were attempting to contact Mr. Ramos to
arrest him on a warrant, a DOC warrant. There is an agreement there will
be no mention of the nature of the warrant, just a warrant.
[PROSECUTOR]: Fair enough, Your Honor.
2 Report of Proceedings (RP) at 59.
During opening statement, the prosecuting attorney remarked:
On September 25th, the defendant was arrested on a Department of
Corrections warrant. He had an existing warrant out from the Department
of Corrections. Officer—
2 RP at 132. The trial court halted the proceedings and dismissed the jury. The
prosecuting attorney stated he understood the judge’s instruction to permit him to
mention that the DOC issued the warrant, but not to disclose the reason for the issuance.
The trial court concluded that the prosecuting attorney did not purposely violate the order
in limine, but declared a mistrial at Hector Ramos’s request anyway.
The second trial began two months later, with the first prosecuting attorney
assigned to the prosecution representing the State. Counsel for Hector Ramos asked if
the State instructed the officers about pretrial rulings.
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State v. Ramos
THE COURT: You have done that.
[PROSECUTOR:] I did, your Honor. I went over with both officers not to
mention DOC, not to talk about the earlier phone call the night before regarding a
DV [domestic violence], not to talk about any trespass.
THE COURT: It’s just a generic arrest warrant.
[PROSECUTOR]: Just say arrest warrant.
THE COURT: I would hate to have another mistrial.
[RAMOS COUNSEL]: I would, too.
THE COURT: I would really hate it.
3 RP at 215.
During trial testimony, Officers Kimberly Hipner and Einar Agledal described the
scrimmage during Hector Ramos’s arrest. Neither officer mentioned the arrest warrant as
being issued by the DOC. Nevertheless, the State fatefully played the patrol car video
without any extraction of audio. During the video, the jury heard Officer Hipner declare:
“You have a DOC pickup. You are under arrest.” Ex. 10 at 3 min., 54 sec.
Officer Einar Agledal testified he seized a bag containing a white crystalline
substance from Hector Ramos in a search incident to arrest. The trial court admitted the
bag of methamphetamine as an exhibit. Detective Mark Grow testified he sent the
crystalline substance to the Washington State Patrol Crime Laboratory for testing.
Washington State Patrol forensic analysis scientist Jennifer Allen testified the white
crystalline substance returned a positive test result for methamphetamine. The trial court
admitted the Washington State Patrol laboratory report as an exhibit.
The trial court instructed the jury in part:
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State v. Ramos
Instruction No. 1
....
The evidence that you are to consider during your deliberations
consists of the testimony that you have heard from witnesses and the
exhibits that I have admitted during the trial. If evidence was not admitted
or was stricken from the record, then you are not to consider it in reaching
your verdict.
....
The lawyers’ remarks, statements, and arguments are intended to
help you understand the evidence and apply the law. It is important,
however, for you to remember that the lawyers’ statements are not
evidence. The evidence is the testimony and the exhibits. The law is
contained in my instructions to you. You must disregard any remark,
statement, or argument that is not supported by the evidence or the law in
my instructions.
You may have heard objections made by the lawyers during trial.
Each party has the right to object to questions asked by another lawyer, and
may have a duty to do so. These objections should not influence you. Do
not make any assumptions or draw any conclusions based on a lawyer’s
objections.
Clerk’s Papers at 21-22.
In closing argument the prosecutor mentioned a DOC warrant.
[PROSECUTOR]: Let’s talk about what happened with Officer
Hipner. She goes to approach him. She tells him he has a DOC warrant.
[RAMOS COUNSEL]: Objection.
[PROSECUTOR]: It was in the COBAN [video played to the jury].
[RAMOS COUNSEL]: Move to strike.
THE COURT: On what basis?
[RAMOS COUNSEL]: On the court’s pretrial ruling.
THE COURT: Sustained.
3 RP at 360-61. The prosecuting attorney corrected herself, continued her closing
remarks, and referred to a “warrant” once more. 3 RP at 361, 364.
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State v. Ramos
When the jury began deliberations, Hector Ramos moved for a mistrial based on
the prosecuting attorney’s mention of the “DOC warrant.” 3 RP at 378. Ramos
characterized the comment as an intentional or reckless disregard for the court’s ruling.
The court remarked:
THE COURT: Well, I’m concerned about it. I don’t know why you
went there, to tell you the truth. It was a boneheaded move, to say the least.
Well, I’m going to wait and see what the jury does. We’ll see what
happens with the jury. Whether I decide to grant a new trial or dismiss the
prosecution, we’ll see where we are.
3 RP at 379.
During deliberations, the jury reviewed the patrol car video. Later, the jury
informed the trial court that they reached a verdict on the possession charge, but
deadlocked on the assault charge. The trial court asked the jury if it could reach a verdict
within a reasonable time on the assault charge. One juror expressed the possibility of a
verdict. The trial court returned the jury to deliberate. After further deliberations, the
jury returned and reinformed the court that it could not reach a verdict on the assault
charge. The judge inquired: “Is there a reasonable probability of the jury reaching an
agreement within a reasonable time as to Count 1, the charge of third degree assault?”
3 RP at 383. The jury unanimously answered in the negative.
The trial court declared a mistrial for the charge of third degree assault. The jury
found Hector Ramos guilty of possession of a controlled substance, methamphetamine.
The trial court then ruled on Ramos’s motion for mistrial:
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No. 36074-1-III
State v. Ramos
In any event, I would also indicate that I think your motion at this
point probably is moot about the mention of the DOC warrant. It doesn’t
appear to me that there was any serious contest as to Count 2, the charge of
possession of methamphetamine. I don’t think the mention of the DOC
warrant affected in any fashion the jury’s verdict as to Count 2. For the
record, I will deny your request.
3 RP at 386.
Hector Ramos asked the trial court to enter a finding that the State purposely
violated the order in limine. In response, the prosecutor claimed she did not violate the
order because the video played to the jury earlier referenced the DOC warrant.
According to the prosecuting attorney, counsel does not violate an order in limine even if
counsel references a precluded subject if the jury heard the precluded evidence anyway.
The prosecutor emphasized that the jury instructions advised the jury that the attorney
statements do not constitute evidence.
The trial court commented:
THE COURT: All right. I don’t think it was inadvertent. I think it
was misguided. I think, given all the hullabaloo allow about the pretrial
rulings, that it was an area that the state should never have gone into. It
was misguided to do so.
On the other hand, given the circumstances of this case, if there’s
going to be a third trial, I guess, there’s going to be a third trial.
Presumably at the third trial the state won’t make any mention of DOC
warrants. The third time is a charm in all that. We would hope that would
be the case.
3 RP at 388.
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No. 36074-1-III
State v. Ramos
The trial court ordered a mistrial with regard to the assault charge because of the
deadlocked jury. The court recognized that the State could retry the assault charge, but
commented that a third trial on the charge would likely waste judicial resources.
At sentencing, the trial court dismissed the assault charge with prejudice. The
court sentenced Hector Ramos to eighteen months’ confinement for possession of a
controlled substance.
During sentencing, Hector Ramos told the court he was homeless and penniless.
The sentencing court entered an order of indigency in connection with this appeal. The
court imposed legal financial obligations consisting of a $500 crime penalty assessment
and a $100 DNA collection fee.
LAW AND ANALYSIS
Because of the dismissal of the assault charge, we only address, in this appeal,
Hector Ramos’s conviction for possession of a controlled substance. Ramos contends
that the trial court erred when it refused to grant him a mistrial on the charge after the
prosecuting attorney violated the order in limine precluding mentioning of a DOC arrest
warrant. Ramos again characterizes the violation as deliberate and intentional.
A violation of an order in limine constitutes a trial irregularity and may constitute
misconduct warranting a mistrial. State v. Thompson, 90 Wash. App. 41, 46-47, 950 P.2d
977 (1998). A trial irregularity prejudices a defendant’s fair trial rights if it poses a
substantial likelihood of affecting the jury’s verdict. State v. Gamble, 168 Wash. 2d 161,
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No. 36074-1-III
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177, 225 P.3d 973 (2010). To prevail on a claim of prosecutorial misconduct, Hector
Ramos must establish that the prosecutor’s conduct was both improper and prejudicial in
the context of the entire record and the circumstances at trial. State v. Stenson, 132
Wash. 2d 668, 718, 940 P.2d 1239 (1997).
We review a grant or denial of a motion for mistrial for abuse of discretion. State
v. Greiff, 141 Wash. 2d 910, 921, 10 P.3d 390 (2000). Abuse of discretion to deny a
mistrial occurs when no reasonable judge would have reached the same conclusion. State
v. Emery, 174 Wash. 2d 741, 765, 278 P.3d 653 (2012); State v. Hopson, 113 Wash. 2d 273,
284, 778 P.2d 1014 (1989). The trial court sits in the best position to determine the
prejudice of a violation of an order in limine. State v. Thompson, 90 Wash. App. at 45-46
(1998).
Hector Ramos principally relies on State v. O’Donnell, 191 Wash. 511, 71 P.2d
571 (1937), wherein the Supreme Court characterized the prosecutor’s reference to
Joseph O’Donnell’s criminal record in opening statement as comprising gross
misconduct. The Supreme Court reversed O’Donnell’s conviction for murder. The
Supreme Court reasoned that an instruction to the jury to disregard the statement could
not restore the minds of the jurors to a fair and impartial state that the law requires.
Hector Ramos’s prosecutor’s comment of a DOC warrant informed the jury of
Ramos’s prior conviction of a crime. The statement could have significantly prejudiced
Ramos. The rule that excludes evidence of earlier crimes of the accused helps to staunch
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No. 36074-1-III
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uncontrollable and undue prejudice and possible unjust condemnation induced by such
evidence. State v. O’Donnell, 191 Wash. at 515.
The State highlights that the prosecuting attorney only used the phrase “DOC
warrant” once during closing. The State also mentions that the jury already heard the
term “DOC pickup” when viewing the patrol car video. Presumably, the State equates a
“DOC pickup” with a “DOC warrant,” which amounts to the jury hearing the
objectionable phrase twice. Rather than the previous reference in the video excusing the
prosecuting attorney’s conduct, the reference compounds the error.
Prior to trial, the State should have explored the tension between Officer Kimberly
Hipner’s statement on the police camera recording and the trial court’s order in limine.
In so doing, the State could have clarified whether the inclusion of Officer Kimberly
Hipner’s statement should have been redacted or whether the defense believed there was
a material distinction between referencing a “DOC pickup” and a “DOC warrant.” The
defense also could have sought clarification or redaction of the portion of the video. In
the end, the State was responsible for exploring how it could explain the circumstances of
Officer Kimberly Hipner’s contact with Hector Ramos without violating the trial court’s
clear and repeated order.
Because of the conduct of the prosecuting attorney, we would reverse the
conviction under other circumstances. Because of two unique factors, however, we
affirm the trial court’s refusal to grant a mistrial. First, the evidence of Hector Ramos’s
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No. 36074-1-III
State v. Ramos
possession of methamphetamine was overwhelming, if not undisputed. The white clear
“baggie” was discovered in Ramos’s pocket by the officer during a search incident to
arrest. Law enforcement sent the granular substance to the Washington State Patrol
Crime Laboratory. Two positive test results confirmed the presence of
methamphetamine. Ramos claimed he did not recognize the bag of methamphetamine, a
claim of dubious validity. Nevertheless, possession of a controlled substance is a strict
liability crime. Ramos did not argue unwitting possession.
Second, if the reference to the DOC warrant influenced the jury, the reference
would as likely have led to a conviction for assault of the law enforcement officers. For
purposes of prejudice, nothing distinguished the violation of the court’s order as to the
impact on the respective charges.
DNA Collection Fee
Hector Ramos challenges the sentencing court’s assessment of a $100 DNA
collection fee on the basis of his indigency. The DNA collection fee is no longer
mandatory under 2018 legal financial obligation legislation. State v. Ramirez, 191 Wash. 2d
732, 426 P.3d 714 (2018). The State admits the DOC previously collected Ramos’s
DNA. The State does not contest Ramos’s appeal to strike the $100 DNA fee. We grant
Ramos’s request. Ramos need not be present in court for the court to strike the
obligation.
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CONCLUSION
We do not condone the prosecuting attorney’s reference to the “DOC warrant,”
but we affirm Hector Ramos’s conviction nonetheless. We remand to the trial court to
strike the $100 DNA collection fee.
A majority of the panel has determined this opinion will not be printed in the
Washington Appellate Reports, but it will be filed for public record pursuant to RCW
2.06.040.
_________________________________
Fearing, J.
WE CONCUR:
______________________________
Lawrence-Berrey, C.J.
______________________________
Pennell, J.
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