DocketNumber： 45880-2-II
Citation Numbers： 194 Wash. App. 93
Judges： Bjorgen, Johanson, Melnick
Filed Date： 5/17/2016
Status： Precedential
Modified Date： 10/19/2024
[As amended by order of the Court of Appeals July 26, 2016.]
¶1 — Michael Ames appeals the trial court’s CR 12(b)(6) dismissal of his claims for a writ of prohibition and declaratory judgment. Ames argues that he is entitled to (1) a writ of prohibition because the Pierce County Prosecuting Attorney’s Office (PCPAO) acted outside its jurisdiction and (2) a declaratory judgment because a justiciable controversy exists and, in the alternative, this case presents an issue of major public importance. Pierce County (County) cross appeals, arguing that the trial court abused its discretion when it granted Ames’s motion for reconsideration, reversing its CR 11 sanctions order against Ames.
¶2 We hold that Ames failed to state claims for (1) a writ of prohibition because he does not allege facts that demonstrate the PCPAO acted outside or in excess of its jurisdiction and (2) a declaratory judgment because this controversy is not justiciable, nor is this an issue of major public importance. Regarding the County’s cross appeal, we hold that the trial court did not abuse its discretion when it concluded that Ames’s claims are not baseless because he argued for a good faith extension of the law and supported it with a reasonable inquiry into relevant precedent. We affirm.
I. Summary of Background Facts
¶3 Michael Ames was a detective with the Pierce County Sheriff’s Department (PCSD). He was a recurring government witness for the State in criminal prosecutions. The instant case arose when the PCPAO sent Ames a letter dated September 18, 2013, stating that several of Ames’s “Dalsing” declarations and the “Coopersmith” report would be disclosed to defense counsel as potential impeachment evidence in the prosecution of State v. George and in any other case where Ames was expected to testify.
¶4 Ames filed this lawsuit, requesting a writ of prohibition to generally prohibit the PCPAO from disclosing these materials as potential impeachment evidence and an order declaring that his Dalsing declarations were truthful and not properly characterized as potential impeachment evidence under Brady.
5.1 A trial by jury of any factual disputes pursuant to RCW 7.24.090;
5.2 A writ of prohibition ordering defendant to cease and desist with any further communications that the materials identified in [the PCPAO’s] letter of September 18th are impeachment evidence or potential impeachment evidence;
5.3 An order declaring the materials identified in [the PCPAO’s] letter of September 18th are not impeachment evidence or potential impeachment evidence;
*101 5.4 An award of attorney’s fees and costs to Det. Ames under equitable theories to include good faith and fair dealing, or any other applicable statute or doctrine;
5.5 For such other and further relief as the court deems just and equitable.
Clerk’s Papers (CP) at 10-11.
¶5 The trial court denied Ames’s request for the writ of prohibition and for a declaratory judgment on a CR 12(b)(6) motion. Ames appeals.
A. The Dalsing Case
¶6 In December 2010, Lynn Dalsing was arrested and charged with first degree child molestation and sexual exploitation of a minor. CP at 1594-95, 1599-1609. Dalsing’s attorney sought photographic and computer evidence that allegedly were the bases of the charges against Dalsing. CP at 539. Ames was the PCSD’s forensic computer examiner. CP at 538. On June 9,2011, Ames e-mailed the lead detective on the Dalsing case, opining that the photographic and computer evidence did not link Dalsing to the crimes. CP at 118-19. That same day, the lead detective forwarded Ames’s opinion to Deputy Prosecuting Attorney Lori Kooiman, who then forwarded it to Deputy Prosecuting Attorney Timothy Lewis. CP at 118-19. Deputy Prosecutor Kooiman stated that she told Dalsing’s attorney about Ames’s evaluation by phone and in person after the e-mail exchange. CP at 1619. But Dalsing’s attorney stated that Kooiman never told him about Ames’s evaluation, nor did he receive the e-mail chain until April 2013. CP at 128-29. The 2010 charges against Dalsing were dropped in July 2011. CP at 1619.
¶7 In March 2012, Dalsing filed a civil complaint against the County, claiming that the PCPAO’s and the PCSD’s actions amounted to false arrest and malicious prosecution. In Dalsing’s civil case, Ames filed four declarations to support his various motions for costs and attorney fees he
¶8 In response to Ames’s motions for attorney fees and costs, Deputy Prosecutor James Richmond
¶9 Regarding Ames’s deposition, Richmond denied that Ames asked him (Richmond) about whether what happened
B. The Coopersmith Report
¶10 Also in 2012, a student alleged that he had been bullied at a local school and that a teacher had participated in the bullying. The attorney who represented the student’s parents had also represented Ames in a recent dispute with the PCSD. The attorney tried to contact the head of the PCSD’s special assault unit but eventually contacted Ames, who went to the attorney’s office to take a report from the parents. The head of the special assault unit investigated the bullying allegations and forwarded the results of her investigation to the PCPAO, who declined to prosecute.
¶11 The PCPAO released a long, detailed statement to the media explaining its decision and mentioning Ames’s personal relationship with the attorney who “initiated” the investigation, though not naming Ames directly. Around the same time, the PCSD reviewed Ames’s e-mails to see if he had any contact with the parents’ attorney to determine whether Ames’s involvement with the investigation presented a conflict. The PCSD found no suspicious e-mails.
¶12 Based on the PCPAO’s “handling of the [school] Case,” the PCPAO’s press release, and the PCSD’s search of his e-mails, Ames filed a complaint alleging retaliation and misconduct. CP at 450. That complaint was forwarded to the County’s human resources department, who hired Jeffrey Coopersmith, an outside civil attorney, to conduct an
C. The George Case
¶13 In September 2013, the PCPAO sent Ames a letter explaining that it planned to disclose “potential impeachment evidence” regarding Ames in the George case. CP at 858. Specifically, the letter said that the PCPAO had four signed declarations from Ames regarding Dalsing that contained assertions that were disputed by Richmond, the deputy prosecuting attorney in that case, in another signed declaration. The letter also said that the PCPAO had the Coopersmith report. The letter concluded by stating that the PCPAO intended to release Ames’s and the prosecuting attorneys’ declarations and the Coopersmith report to defense counsel as potential impeachment evidence in its prosecution of Dmarcus George.
¶14 The declarations, which included a signed statement by Richmond, were disclosed to George’s attorney. The trial court had a hearing to discuss whether the PCPAO must disclose the Coopersmith report. The deputy prosecutor argued for an in camera review of the Coopersmith report to determine whether it was potential impeachment evidence, and Ames argued that a determination whether the report was potential impeachment evidence should be made by writ of prohibition and declaratory relief, but ultimately conceded that the report was likely discoverable as a public record.
II. Procedural Facts
¶15 In October 2013, Ames petitioned for a writ of prohibition, seeking to prohibit the PCPAO from disclosing the Dalsing declarations and the Coopersmith report as potential impeachment evidence in future cases and a de
¶16 Ames argued that although the PCPAO has mandatory obligations to disclose potential impeachment evidence, it acts outside its role when it “generatfes] so called ‘Brady’ material for the purposes of discrediting a witness.” CP at 686. Ames also argued that based on case law from other jurisdictions and legal treatises, a declaratory judgment action is a proper proceeding for clearing his name; that such a claim is justiciable; and that even if it were not justiciable, it presents an issue of major public importance.
¶17 The trial court granted the County’s CR 12(b)(6) motion, concluding that (1) the PCPAO had jurisdiction to create the declarations in Dalsing and to disclose those declarations and the Coopersmith report as potential impeachment evidence and (2) Ames’s claim for a declaratory judgment is neither justiciable nor an issue of major public importance. The trial court also initially granted the County’s motion for attorney fees and sanctions under CR 11, finding that Ames’s claims were “baseless and frivolous” and not supported by a reasonable inquiry, which would have shown the absence of any controlling law. CP at 1203. After Ames moved for reconsideration, the trial court reversed its CR 11 sanctions order, finding that Ames provided enough argument, case law from foreign jurisdictions, and law review articles to make a good faith argument for an extension of the law.
¶18 Ames appealed the trial court’s CR 12(b)(6) dismissal, and the County cross appealed the trial court’s decision not to order CR 11 sanctions.
I. CR 12(b)(6) Dismissal Order
A. Standard of Review
¶19 We review a dismissal under CR 12(b)(6) de novo. Worthington v. WestNET, 182 Wn.2d 500, 506, 341 P.3d 995 (2015). CR 12(b)(6) motions should be granted only “ ‘sparingly and with care’ ” and only when it is “beyond doubt” that the plaintiff can prove “no set of facts, consistent with the complaint, which would justify recovery.” San Juan County v. No New Gas Tax, 160 Wn.2d 141, 164, 157 P.3d 831 (2007) (quoting Tenore v. AT&T Wireless Servs., 136 Wn.2d 322, 330, 962 P.2d 104 (1998)). We accept all facts in the plaintiff’s complaint as true. FutureSelect Portfolio Mgmt., Inc. v. Tremont Grp. Holdings, Inc., 180 Wn.2d 954, 962, 331 P.3d 29 (2014). When reviewing the trial court’s CR 12(b)(6) dismissal, we ask whether “there is not only an absence of facts set out in the complaint to support a claim of relief” but also whether there is any “hypothetical set of facts that could conceivably be raised by the complaint to support a legally sufficient claim.” Worthington, 182 Wn.2d at 505.
B. Writ of Prohibition
¶20 Ames argues that a writ of prohibition is appropriate because the PCPAO does not have jurisdiction to knowingly disclose false information that it created in separate proceedings as Brady evidence.
1. Rules of Law
¶21 A “writ of prohibition . . . arrests the proceedings of any tribunal, corporation, board or person, when such proceedings are without or in excess of the jurisdiction of such tribunal, corporation, board or person.” RCW 7.16-.290. A writ of prohibition is a “drastic measure” that may be granted only if (1) the official is acting in the “ ‘[a]bsence or excess of jurisdiction, and (2) [there is an] absence of a plain, speedy, and adequate remedy in the course of legal procedure. The absence of either [condition] precludes the issuance of the writ.’ ” Skagit County Pub. Hosp. Dist. No. 304 v. Skagit County Pub. Hosp. Dist. No. 1, 177 Wn.2d 718, 722-23, 305 P.3d 1079 (2013) (first alteration in original) (quoting Kreidler v. Eikenberry, 111 Wn.2d 828, 838, 766 P.2d 438 (1989)). The statutory writ of prohibition may be issued to “arrest” the improper exercise of judicial, quasi-judicial, executive, and administrative power. Skagit County Pub. Hosp. Dist. No. 304, 177 Wn.2d at 722. It is not a proper remedy where the only allegation is that the actor is exercising jurisdiction in an erroneous manner. See Brower v. Charles, 82 Wn. App. 53, 57, 914 P.2d 1202 (1996).
¶22 In County of Spokane v. Local No. 1553, American Federation of State, County & Municipal Employees, AFL-CIO, Division Three of this court considered whether
¶23 In Brady, the United States Supreme Court explained a prosecutor’s disclosure obligations prior to a criminal trial. 373 U.S. at 86-87. The Court held that a prosecutor’s decision not to disclose material “evidence favorable to an accused” violates that defendant’s due process rights. Brady, 373 U.S. at 87. In the years after Brady, several cases expanded and clarified Brady’s reach. See State v. Mullen, 171 Wn.2d 881, 894, 259 P.3d 158 (2011). The Supreme Court extended the Brady rule to require the State to disclose impeachment evidence probative of witness credibility if that evidence is favorable to the accused. Giglio v. United States, 405 U.S. 150, 153-54, 92 S. Ct. 763, 31 L. Ed. 2d 104 (1972); United States v. Bagley, 473 U.S. 667, 676-78, 105 S. Ct. 3375, 87 L. Ed. 2d 481 (1985).
¶24 The prosecutor is also obligated to disclose evidence in his or her possession and evidence in law enforcement’s possession. Kyles v. Whitley, 514 U.S. 419, 437, 115 S. Ct. 1555, 131 L. Ed. 2d 490 (1995). If the prosecutor is unsure about whether certain evidence should be disclosed, he or she should err in favor of disclosure. Kyles, 514 U.S. at 439-40; United States v. Agurs, 427 U.S. 97, 108, 96 S. Ct. 2392, 49 L. Ed. 2d 342 (1976) (“the prudent prosecutor will resolve doubtful questions in favor of disclosure”). The prosecutor is the only person who knows of undisclosed evidence and therefore is charged with the responsibility to gauge which evidence should be disclosed. Kyles, 514 U.S. at 437.
¶25 Here, the PCPAO has jurisdiction to disclose potential impeachment evidence. Ames contends, however, that the PCPAO exceeded or acted outside of its jurisdiction when it disclosed the Dalsing declarations and the Cooper-smith report because Ames’s statements in those materials were truthful and Richmond’s declaration was untruthful and created to discredit Ames. We disagree that the PCPAO exceeded or acted outside its jurisdiction when it determined the Dalsing declarations and the Coopersmith report constituted potential impeachment evidence.
(a) The Dalsing Declarations
¶26 Regarding the Dalsing declarations, Ames confuses the PCPAO’s authority to file or make declarations to defend itself in a civil case with its separate and constitutional Brady obligation to disclose evidence to criminal defendants that might impeach potential witnesses. Giglio, 405 U.S. at 153-54. The PCPAO had jurisdiction to create declarations in Dalsing to defend against the allegations made by Ames in his motion for attorney fees. Therefore, the prosecuting attorney acts within his or her duties as an advocate for the State by creating an opposing declaration. The truth or falsity of that declaration was up to the trier of fact in Dalsing, and the truth or falsity of that declaration does not affect the prosecuting attorney’s jurisdiction.
¶27 And even assuming, as we must when reviewing the trial court’s CR 12(b)(6) dismissal, that Ames correctly alleges that Richmond’s declaration was untruthful and was filed to discredit Ames, the PCPAO’s Brady obligation to disclose potential impeachment evidence to future criminal defendants remains. FutureSelect, 180 Wn.2d at 962; see also Kyles, 514 U.S. at 439-40. The PCPAO’s decision to disclose evidence under Brady is not a determination of credibility or truthfulness of a witness. Disclosure is only precautionary,
¶28 Regardless of the truth of Ames’s and Richmond’s Dalsing declarations, the PCPAO’s duty is to determine whether the defendant might consider those declarations to be probative of Ames’s credibility as a witness. Bagley, 473 U.S. at 676. In fulfilling this duty, prosecutors must err on the side of disclosure. Kyles, 514 U.S. at 439-40. Therefore, Richmond’s proper or improper intentions when filing his Dalsing declaration, and the truthfulness of Ames’s and Richmond’s declarations, are irrelevant. The issue here instead is whether a future defendant might use Ames’s dispute with Richmond’s and Ames’s conduct during the Dalsing investigation to impeach Ames. The PCPAO has jurisdiction to decide whether to disclose Ames’s and Richmond’s Dalsing declarations to future defendants. Ames fails to show that the PCPAO has exceeded its jurisdiction, and thus the drastic measure of a writ of prohibition is precluded.
(b) The Coopersmith Report
¶29 The County’s human resources department commissioned the Coopersmith report in response to Ames’s allegations against top officials in the PCSD and the PCPAO. Although the Coopersmith report found no misconduct or bad faith from Ames, it also found that his claims had “no merit” and that it was not proper for Ames to take a police report in his official capacity from his personal attorney. If the findings in the Coopersmith report call Ames’s judgment into question, it is within the PCPAO’s jurisdiction, as discussed above, to determine whether to disclose this report to future defendants as potential impeachment evidence.
¶30 Ames relies on whistle-blower protections against retaliation for county employees to support his
(a) [a]ny adverse change in a local government employee’s employment status, or the terms and conditions of employment including denial of adequate staff to perform duties, frequent staff changes, frequent and undesirable office changes, refusal to assign meaningful work, unwarranted and unsubstantiated letters of reprimand or unsatisfactory performance evaluations, demotion, transfer, reassignment, reduction in pay, denial of promotion, suspension, dismissal, or any other disciplinary action; or (b) hostile actions by another employee towards a local government employee that were encouraged by a supervisor or senior manager or official.
RCW 42.41.020(3).
¶31 Here, Ames’s argument fails for three reasons. First, the possible disclosure to future defendants of the Cooper-smith report as potential impeachment evidence is not a “retaliatory action” as defined under RCW 42.41.020(3) or PCC 3.14.010(B). Second, it is not clear that in the Coo-persmith report, Ames is even a whistle-blower. And third, even if the disclosure of potential impeachment evidence to criminal defendants is a “retaliatory action,” Ames offers no argument about whether that affects the PCPAO’s jurisdiction. Again, that an official’s act was unlawful does not inherently establish that the act was outside the official’s jurisdiction. Local No. 1553, 76 Wn. App. at 769. Future disclosure of the Coopersmith report as potentially impeaching evidence is, therefore, not outside or in excess of the PCPAO’s jurisdiction.
¶33 Because Ames cannot demonstrate that the PCPAO acted outside or in excess of its jurisdiction when it determined whether to disclose the Dalsing declarations and the Coopersmith report, the dismissal of Ames’s claim for a writ of prohibition was proper.
¶34 Ames next argues that his claim is justiciable because he “presents an actual, immediate dispute in which [he] has a direct and substantial interest.” Br. of Appellant at 24. We hold that Ames’s claim is not justiciable because this dispute does not meet at least two of the four elements required to raise a justiciable controversy.
1. Rules of Law
¶35 The Uniform Declaratory Judgments Act (UDJA)
¶36 A justiciable controversy requires proof of four elements:
“(1) ... an actual, present and existing dispute, or the mature seeds of one, as distinguished from a possible, dormant, hypothetical, speculative, or moot disagreement, (2) between parties having genuine and opposing interests, (3) which involves interests that must be direct and substantial, rather than potential, theoretical, abstract or academic, and (4) a judicial determination of which will be final and conclusive.”
League of Educ. Voters, 176 Wn.2d at 816 (alteration in original) (internal quotation marks omitted) (quoting To-Ro Trade Shows v. Collins, 144 Wn.2d 403, 411, 27 P.3d 1149 (2001)). If any one of these four elements is lacking, the court’s opinion in this case would be merely advisory and
2. Ames’s Case Is Not Justiciable
(a) No Actual, Present Dispute Exists
¶37 Ames argues that the record here “indisputably evidences adversarial proceedings.” Br. of Appellant at 31. We disagree.
¶38 In Diversified Industries Development Corp. v. Ripley, the trial court granted a declaratory judgment to a lessor against his tenants and their insurers. 82 Wn.2d 811, 812, 514 P.2d 137 (1973). The lessor sought to determine who would be liable for injuries to the tenants’ social guests on the premises. Diversified Indus., 82 Wn.2d at 812. Our Supreme Court held that this dispute was not justiciable because a claim for financial responsibility was not yet “more discernible than an unpredictable contingency.” Diversified Indus., 82 Wn.2d at 815.
¶39 In Walker v. Munro, the court rejected a claim of justiciability where the dispute was over the impact of a statute not yet in effect. 124 Wn.2d 402, 412, 879 P.2d 920 (1994). There, citizen action groups sought a declaratory judgment that provisions of an initiative limiting expenditures, taxation, and fees were unconstitutional. Walker, 124 Wn.2d at 405. The Supreme Court held that because most provisions of the initiative were not yet in effect and could still be amended, no actual harm was shown and the dispute was “speculative” and “essentially political” such that it could only result in an improper advisory opinion. Walker, 124 Wn.2d at 412-13.
¶40 Here, Ames does not allege that the County has any current or future plans to call him as a witness and to disclose the potential impeachment evidence. Although he might be called to testify again, he has no current dispute with the County and the possibility that potential impeach
(b) A Judicial Determination Would Not Be Final or Conclusive
¶41 Ames appears to argue that a judicial determination could be a final judgment that the declarations and Coopersmith report are not potential impeachment evidence and should not be disclosed in future cases. Here, Ames’s argument fails because he takes an overly narrow view of the PCPAO’s Brady obligation.
¶42 Ames claims that if he secures a declaratory judgment that his declarations and the Coopersmith report were truthful, those materials will not be Brady evidence. But the PCPAO must disclose any potential impeachment evidence about witnesses whose testimony will be probative of the defendant’s guilt or innocence. Giglio, 405 U.S. at 153-54. Whether Ames’s statements were truthful, therefore, is not the relevant question. Whether the evidence is actual impeachment evidence is also irrelevant. The deputy prosecutor and defense counsel in future cases must decide whether, assuming the deputy prosecutor should err on the side of disclosure, the declarations and Coopersmith report “might [be] used to impeach” Ames. Bagley, 473 U.S. at 676 (emphasis added). A declaratory judgment would not be final or conclusive because the future deputy prosecutor, defense counsel, and trial court will still have to determine whether the evidence at issue is potential impeachment
¶43 Because the absence of any of the justiciability elements defeats Ames’s claim and here his claim does not meet at least two of the required elements, we hold that Ames’s claim does not present a justiciable controversy.
D. This Dispute Is Not an Issue of Major Public. Importance
¶44 Alternatively, Ames argues that even if his claims do not present a justiciable dispute, he may invoke the UDJA because this dispute raises an issue of major public importance because the issues here “concern the integrity of the criminal justice system.” Br. of Appellant at 33.
¶45 “ ‘The presence of issues of broad overriding import may persuade a court to exercise its discretion in favor of reaching an issue which is otherwise not justi-ciable.’ ” Kitsap County v. Smith, 143 Wn. App. 893, 908, 180 P.3d 834 (2008) (internal quotation marks omitted) (quoting Snohomish County v. Anderson, 124 Wn.2d 834, 840-41, 881 P.2d 240 (1994)). In deciding whether an issue of major public importance exists, we must identify the public interest that the subject matter of the case presents and examine the “extent to which [that] public interest would be enhanced by reviewing the case.” Anderson, 124 Wn.2d at 841. Courts should find that an issue of major public
¶46 Ames asserts and the dissent agrees that the public interest implicated here is the integrity of the criminal justice system. We disagree and reject the notion that this case has the potential to impact the integrity of the criminal justice system such that the public’s interest is overwhelming. This case does not reach the level of overwhelming public interest that is involved in elections, public office, the constitutionality of excise taxes, and maintaining statutorily mandated child welfare services as established in other cases that have granted review under this exception.
¶47 The public interest here will not be enhanced by review of this case for several reasons: (1) the PCPAO’s actions here were within its jurisdiction,
¶48 First, although the integrity of the criminal justice system in the County would be impacted if the PCPAO acted outside its jurisdiction here, as discussed above, the PCPAO’s decision to release potentially impeaching evidence was within its jurisdiction. It is well settled that
¶49 Second, neither we nor the trial court can adequately anticipate all possible uses that future defendants might make of the potential impeachment evidence at issue here. And we are concerned that future defendants, those arguably most affected by a declaratory judgment here that the evidence is not potentially impeaching, are not party to this lawsuit and therefore are prevented from challenging the declaratory judgment ruling that might prevent disclosure of this evidence under Brady to future defendants. In our view, a declaratory judgment today regarding whether certain evidence is potentially impeaching evidence in future cases would damage rather than enhance the criminal justice system.
¶50 Third, Ames primarily seeks to repair his own credibility. His prayer for relief requested (1) a jury trial to determine whether his or the deputy prosecutor’s declarations were truthful, (2) a writ of prohibition ordering the PCPAO to cease and desist with any further communications that the materials at issue are impeachment evidence or potential impeachment evidence, (3) an order saying the materials are, in fact, not potential impeachment evidence, (4) attorney fees, and (5) any other just and equitable relief as determined by the court. Thus, Ames primarily seeks to clear his own name and to establish his declarations as truthful.
¶51 The public’s interest in his declarations’ truthfulness is certainly not overwhelming and will have little positive impact on the integrity of the criminal justice system as a whole. Even if we assume as the dissent asserts that the PCPAO here misused its powers to create the potentially impeaching evidence, such misuse in this case does not reach the level of broad public import as described in Coalition for the Homeless, 133 Wn.2d at 917. The issues
¶52 Accordingly, because the integrity of the criminal justice system will not be enhanced by a review of the issues presented in this case, we hold that there is no issue of major public concern and the trial court properly dismissed Ames’s declaratory judgment claim.
II. The County’s Cross Appeal: CR 11 Sanction
¶53 In its cross appeal, the County argues that the trial court abused its discretion when it granted Ames’s motion for reconsideration of its CR 11 award of sanctions to the County because Ames’s claims are frivolous.
¶54 We review a trial court’s decision to award or deny sanctions under CR 11 for an abuse of discretion. West v. Wash. Ass’n of County Officials, 162 Wn. App. 120, 135, 252 P.3d 406 (2011); State ex rel. Quick-Ruben v. Verharen, 136 Wn.2d 888, 903, 969 P.2d 64 (1998). A trial court abuses its discretion when its decision is based on untenable grounds or is manifestly unreasonable. West, 162 Wn. App. at 135.
¶55 CR 11 requires attorneys to make certain guarantees when they sign pleadings, motions, briefs, and legal memoranda. Biggs v. Vail, 124 Wn.2d 193, 196, 876 P.2d 448 (1994). Specifically, an attorney’s signature is his or her certification that the pleading, brief, or motion is “(1) . . . well grounded in fact; [and] (2) . . . warranted by existing law or a good faith argument for the extension, modification, or reversal of existing law or the establishment of new law.” CR 11(a). The rule is not meant to be a “fee shifting mechanism” or to “chill an attorney’s enthusiasm or creativity in pursuing factual or legal theories,” but to curb abuses of the judicial system and to deter baseless filings. Biggs, 124 Wn.2d at 197; Bryant v. Joseph Tree, Inc., 119 Wn.2d 210, 219, 829 P.2d 1099 (1992).
¶56 A filing is “baseless” when it is “ ‘(a) not well grounded in fact, or (b) not warranted by (i) existing law or (ii) a good faith argument for the alteration of existing law.’ ” West, 162 Wn. App. at 135 (internal quotation marks omitted) (quoting MacDonald v. Korum Ford, 80 Wn. App. 877, 883-84, 912 P.2d 1052 (1996)). A trial court may not impose CR 11 sanctions for a baseless filing unless it determines both that (1) the claim was without a factual or legal basis and (2) the attorney who signed the filing failed to perform a reasonable investigation into the claim’s factual and legal basis. West, 162 Wn. App. at 135.
¶57 Ames’s response to the County’s CR 12(b)(6) motion demonstrates that his claims for a writ of prohibition and for a declaratory judgment were both made in good faith and after a consideration of and inquiry into relevant precedent. First, Ames began his response to the County’s CR 12(b)(6) motion with citations to case law, arguing that a judgment on the pleadings is not appropriate because the decision to grant a writ of prohibition is a fact-specific inquiry. He continued with a lengthy explanation of the PCPAO’s common law Brady obligation to disclose exculpatory evidence, including potential impeachment evidence. He argued that although the PCPAO may determine what constitutes potential impeachment evidence and whether the evidence should be disclosed under Brady, the PCPAO’s “discretionary authority . . . does not equate to a jurisdictional power to create [potential impeachment evidence].” CP at 685. Ames distinguished the cases the County cited, arguing instead that there is something fundamentally different about this case because the PCPAO created the potential impeachment evidence declarations to discredit Ames in Dalsing where the PCPAO’s own misconduct was at issue.
¶58 The argument in Ames’s CR 12(b)(6) response demonstrates that he considered case law relevant to writs of prohibition and the PCPAO’s duty to make Brady disclosures specifically and made a good faith argument that his situation differed. Therefore, the trial court did not abuse its discretion when it concluded that Ames’s legal research demonstrates that he performed a reasonable investigation into his claim for a writ of prohibition and that his claim was made in good faith.
¶59 Second, regarding Ames’s claim for a name clearing by declaratory judgment, Ames argued in his response to the County’s CR 12(b)(6) motion that “Washington does not
¶60 We hold that the trial court did not abuse its discretion when it granted Ames’s motion for reconsideration and decided not to impose CR 11 sanctions because Ames’s claims were made in good faith and after a reasonable inquiry into relevant case law.
III. Attorney Fees
¶61 The County requests attorney fees on appeal under RCW 4.24.525(6)(a) if it prevails on its anti-SLAPP issue and under RAP 18.9 because Ames’s appeal is frivolous. We hold that the County is not entitled to attorney fees because the anti-SLAPP statute is unconstitutional and Ames’s claims are not frivolous.
¶62 Affirmed.
Dalsing v. Pierce County, cause no. 12-2-08659-1 (Pierce County Super. Ct., Wash.), the Coopersmith report, and Sfate v George, cause no. 05-1-00143-9 (Pierce County Super. Ct., Wash.), are discussed in detail infra.
Brady v. Maryland, 373 U.S. 83, 83 S. Ct. 1194, 10 L. Ed. 2d 215 (1963).
Originally, Richmond was counsel for the County when Dalsing sued the County and advised Ames in that capacity. Later, Ames asserted that there was a conflict of interest and he retained independent counsel in the matter.
Ames argues repeatedly that he is entitled to a “name-clearing hearing.’’ Br. of Appellant at 1. A name-clearing hearing is part of the remedy he requests as part of his claims for both a writ of prohibition and a declaratory judgment and is based on the case law from other jurisdictions that have, in certain instances, given public employees the right to a “name-clearing hearing.’’ See, e.g., Cotton v. Jackson, 216 F.3d 1328, 1333 (11th Cir. 2000) (“If Plaintiff were without another legal remedy and proved in a state mandamus proceeding that Defendants had
Ch. 42.41 RCW (“Local Government Whistleblower Protection Act’’); ch 3.14 PCC (“Whistleblower Protection’’).
The County argues repeatedly that Ames agreed to turn over the Coopersmith report to George. This argument is misleading. Ames agreed that the Coopersmith report was a public record and was likely available to George for that reason. But
As to the second element to establish a claim of a writ of prohibition, Ames argues that the “[PCPAO] has not offered him any relief in any other forum.’’ Br. of Appellant at 47. The County argues that Ames had an adequate legal remedy to prohibit the PCPAO from disclosing potential impeachment evidence because there was a hearing in the George case to determine whether the Coopersmith report should be disclosed. But neither party cites any relevant law in support of their arguments. Since Ames’s claim for a writ of prohibition fails with the first element, we need not address this argument.
. Ch. 7.24 RCW.
The County also argues that Ames’s claim for declaratory judgment is procedurally defective because he failed to join all necessary parties who have an interest that would be affected by a declaratory judgment as required under RCW 7.24.110. Ames disagrees, arguing that future criminal defendants’ rights are not implicated unless the declarations and the Coopersmith report are actually potential impeachment evidence. But since Ames and the County focus their arguments on whether this controversy is justiciable and the lack of justiciability defeats Ames’s claims, we do not address the potential procedural defect.
The dissent diverges from the majority opinion at this point in the analysis. The dissent agrees with Ames that this case presents an issue of major public importance and that the public interest would be enhanced by review of this case.
The dissent takes issue with only the majority’s decision regarding the declaratory judgment claim and does not dispute that the PCPAO acted within its jurisdiction.
Ames also argues several other claims that he did not raise in his initial petition: that (1) he, as a public sector employee, is entitled to a “name-clearing hearing’’ as due process because he has a “constitutionally-based liberty interest’’ in his reputation and (2) his free speech rights are implicated by the disclosure of his declarations and the Coopersmith report as potential impeachment evidence. Br. of Appellant at 34-35. However, because he did not raise these arguments as separate claims in his petition for review and does not argue them sufficiently here, we do not address them. RAP 10.3(a)(6).
The County also argues that (1) the trial court erred when it denied the County’s special motion to strike under the anti-SLAPP statute, RCW 4.24.525(4), and (2) Ames failed to preserve his claim for fees and penalties under the anti-SLAPP statute. Both the County’s and Ames’s claims under the anti-SLAPP statute fail because our Supreme Court recently held that the anti-SLAPP statute is unconstitutional. Davis v. Cox, 183 Wn.2d 269, 295-96, 351 P.3d 862 (2015).