State Of Washington v. Felix Vincent Sitthivong

IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
STATE OF WASHINGTON, ] No. 68030-7-1
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Respondent, ] DIVISION ONE —-iC
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FELIX VINCENT SITTHIVONG, ; UNPUBLISHED
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Appellant. ) FILED: June 17, 2013 -"^O
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Cox, J. — Felix Sitthivong appeals his judgment and sentence, claiming
that the trial court abused its discretion when it refused to instruct the jury on the
lesser-included instruction of first degree manslaughter. Sitthivong also argues
that he received ineffective assistance of counsel at trial because his attorney
failed to request a selfdefense instruction for the charge offirst degree assault.
In his Statement of Additional Grounds for Review, Sitthivong contends that the
trial court abused its discretion and violated his Sixth Amendment right to
confrontation when it ruled that a 911 tape recording relevant to this case was
inadmissible. We affirm.
No. 68030-7-1/2
On a Saturday night in 2010, Sitthivong was in the Belltown neighborhood
with six friends. They visited several bars during the course of the night. At one
of these bars in Belltown, Sitthivong argued with another group of men.
Around 1:30 a.m., Sitthivong's group headed towards V-Bar, a late-night
establishment in Belltown. Sitthivong testified that as they drove past V-Bar to
park, he saw the same group of individuals with whom he had previously argued.
Sitthivong testified that he made eye contact with these individuals and believed
they recognized him. No other witness reported that they saw this group, or that
any individuals in front of V-Bar were those with whom Sitthivong had argued
earlier that night.
At some point during the drive to V-Bar, Sitthivong took a gun from
another individual in the car. He then put it in his waistband. Sitthivong testified
that he did this because he felt afraid of the individuals in front of V-Bar.
Once they parked in a lot close to V-Bar, Sitthivong and his friends got out
of the car. Steve Sok, Phillip Nguyen, and Yousouf Ahmach, who had spent the
earlier part of the night in Pioneer Square, not Belltown, were standing on the
sidewalk near V-Bar.
At trial, there was conflicting testimony about the interaction between
Sitthivong, Sok, Nguyen, and Ahmach. Sitthivong claims Sok and Nguyen
confronted him and then turned and started walking back to V-bar with Ahmach.
Sitthivong testified he then saw Sok and Nguyen turn around and point guns at
him. All other witnesses testified that Sok, Nguyen, and Sitthivong argued
No. 68030-7-1/3
outside V-bar but that they had not seen Nguyen or Sok with guns. All agree that
Sitthivong pulled out a gun and started shooting.
Sitthivong fired eight shots into a crowded street. Sok was killed and
Phillip Thomas, a bystander, was shot in the stomach. Another individual who
lived across the street from the V-Bar, recorded a video of the shooting from his
apartment and also called 911 after the incident.
By amended information, the State charged Sitthivong with first degree
premeditated murder of Sok (count I) and, in the alternative, first degree murder
by extreme indifference for Sok's death (count V). The State also charged
Sitthivong with first degree assault of Thomas, the innocent bystander, (count II)
and two counts of first degree attempted murder of Ahmach and Nguyen (count
III and IV). All charges carried firearm allegations. Finally, the State charged
Sitthivong with unlawful possession of a firearm in the second degree, a charge
for which Sitthivong agreed to a bench trial.
After a lengthy jury trial, the trial court provided instructions to the jury
regarding Sitthivong's justifiable homicide selfdefense as to all five counts. It
also provided a lesser included offense instruction for count I (premeditated first
degree murder), instructing the jury on second degree murder and first degree
manslaughter. The trial court denied Sitthivong's request to instruct the jury on
the lesser included offense of first degree manslaughter for count V (first degree
murder by extreme indifference).
Ajury convicted Sitthivong of count V (first degree murder by extreme
indifference), counts III and IV (two counts of second degree attempted murder),
No. 68030-7-1/4
and count II (first degree assault). The jury also convicted him of the lesser
included offense of second degree intentional murder for count I. Finally, they
found these crimes were committed while Sitthivong was armed with a firearm.
The trial court found Sitthivong guilty of the firearm possession charge in
the bench trial to which he agreed.
The trial court sentenced Sitthivong to standard range sentences for all
counts and vacated the second degree murder conviction on double jeopardy
grounds.
Sitthivong appeals.
LESSER INCLUDED INSTRUCTION
Sitthivong argues that the trial court abused its discretion when it denied
his request for a lesser included first degree manslaughter jury instruction on
count V, first degree murder of Sok by extreme indifference. We disagree.
The right to instruct the jury on a lesser included offense is a statutory
right.1 Under the test enunciated by the supreme court in State v. Workman, a
defendant is entitled to a lesser included offense instruction "iftwo conditions are
met."2 First, under the legal prong of the test, each element of the lesser offense
must be a necessary element of the charged offense.3 Second, under the factual
prong, "the evidence must support an inference that the lesser crime was
1 State v. Bowerman. 115 Wash. 2d 794, 805, 802 P.2d 116 (1990); RCW
10.61.003, 10.61.006.
2 90 Wash. 2d 443, 447, 584 P.2d 382 (1978).
3 State v. Sublett. 176 Wash. 2d 58, 83, 292 P.3d 715 (2012).
No. 68030-7-1/5
committed."4 "[T]he factual test includes a requirement that there be a factual
showing more particularized than that required for other jury instructions.
Specifically, ... the evidence must raise an inference that only the lesser
included/inferior degree offense was committed to the exclusion of the charged
offense."5
An appellate court views the evidence that purports to support a requested
instruction in the light most favorable to the party who requested the instruction at
trial.6
This court reviews de novo the legal prong of a request for a jury
instruction on a lesser included offense.7 Where a trial court's refusal to give
instructions is based on the facts of the case, an appellate court reviews this
factual determination for abuse of discretion.8
Here, the legal prong ofthe Workman test is satisfied. "The elements of
first degree manslaughter are necessarily included in first degree murder by
extreme indifference . .. ."9
4kl
5 State v. Fernandez-Medina, 141 Wash. 2d 448, 455, 6 P.3d 1150 (2000)
(some emphasis added).
6 \± at 455-56.
7State v. LaPlant, 157 Wash. App. 685, 687, 239 P.3d 366 (2010) (citing
State v. Walker, 136 Wash. 2d 767, 772, 966 P.2d 883 (1998)).
8]dL; State v. Hunter, 152 Wash. App. 30, 43, 216 P.3d 421 (2009) (citing
State v. Lucky, 128 Wash. 2d 727, 731, 912 P.2d 483 (1996), overruled on other
grounds by State v. Berlin, 133 Wash. 2d 541, 547-49, 947 P.2d 700 (1997)).
9State v. Pettus. 89 Wash. App. 688, 700, 951 P.2d 284 (1998).
5
No. 68030-7-1/6
Thus, the only question is whether the trial court abused its discretion in
deciding that the factual prong was not satisfied. Specifically, did the evidence
raise an inference that Sitthivong only committed first degree manslaughter, not
first degree murder by extreme indifference?
Under RCW 9A.32.060, first degree manslaughter requires proof that the
defendant recklessly caused the death of another.10 In contrast under RCW
9A.32.030(1)(b), first degree murder by extreme indifference requires proof that
the defendant "acted (1) with extreme indifference, an aggravated form of
recklessness, which (2) created a grave risk of death to others, and (3) caused
the death of a person."11 There is no dispute here that the firing ofshots created
a grave risk of death to others and that the shots caused the death of Sok. Thus,
the question is whether Sitthivong can point to any evidence in this record that
shows his acts were merely reckless.12
Two opinions addressing the question ofwhether a lesser included
instruction was warranted are instructive: State v. Pastrana13 and State v.
Pettus.14 In both of these cases, the defendant was charged with first degree
murder by extreme indifference.15 Division Two of this court held in both cases
10RCW9A.32.060(1)(a).
11 State v. Pastrana, 94 Wash. App. 463, 470, 972 P.2d 557 (1999).
12 Id, at 471.
13 94 Wash. App. 463, 972 P.2d 557 (1999).
14 89 Wash. App. 688, 951 P.2d 284 (1998).
15 Id. at 691; Pastrana, 94 Wn. App. at 467.
No. 68030-7-1/7
that the factual prong ofthe Workman test was not satisfied.16 Thus, neither
defendant was entitled to a lesser included instruction on first degree
manslaughter.17
In Pettus, the defendant was convicted of first degree murder by extreme
indifference after driving alongside the car of his victim and firing at it.18 "The first
shot hit the [victim's car] in front of the rear tire. The second shot hit [the victim]
in the left arm and penetrated his chest. Two other shots passed nearby or
through the windshield and exited through the plastic rear window."19 The court
concluded that:
[t]he evidence of the force of a .357 magnum, the time of day, the
residential neighborhood, and Pettus's admitted inability to control
the deadly weapon, particularly from a moving vehicle, does not
support an inference that Pettus's conduct presented a substantial
risk of some wrongful act instead of a "grave risk of death."[20]
In Pastrana, the defendant was driving on the interstate when another car
cut in front of him.21
Pastrana retrieved a gun from behind the seat[,]. . . rolled down the
passenger window and fired one shot out the window, directly in
front of [the passenger's] face.
16 Pastrana, 94 Wn. App. at 471-72; Pettus, 89 Wn. App. at 700.
17 jcL
18 Pettus, 89 Wn. App. at 691-92.
19 Id at 692.
20 Id at 700.
21 Pastrana, 94 Wn. App. at 469.
No. 68030-7-1/8
After he fired the gun, [the passenger] asked Pastrana what
he was thinking. Pastrana replied that he was aiming for a tire.
[The passenger] mentioned that "it's kind of hard to be aiming at
anything when you are going down the freeway that fast."[22]
Division Two then held that "indiscriminately shooting a gun from a moving
vehicle is precisely the type of conduct proscribed by RCW 9A.32.030(1 )(b)."23
Here, as in Pastrana and Pettus. Sitthivong's actions demonstrated not
mere recklessness regarding human life but extreme indifference, an aggravated
form of recklessness. He fired eight shots indiscriminately into a crowded street.
He testified that he "wasn't really aiming. I was just—I just pointed and I shot and
Ijust wanted to get the heck out of there " When asked whether his eyes
were open or closed when he fired, Sitthivong stated that they were a "[l]ittle bit
of both." And Sitthivong himself agreed that "there were a lot of people out there
that night... on the street." This conduct, when measured against Pettus and
Pastrana, shows that the trial court was well within its discretion to deny the
requested instruction.
Sitthivong argues that because the court instructed on his theory of self
defense as to count V, he was also entitled to a lesser included instruction as to
that count. He relies principally on State .v. Schaffer.24 That case is
distinguishable.
22 \±
23 Id, at 471.
24 135 Wash. 2d 355, 957 P.2d 214 (1998).
8
No. 68030-7-1/9
In Schaffer, the supreme court held that the trial court erred when it failed
to instruct the jury on the lesser included offense offirst degree manslaughter.25
There, Schaffer argued with another patron of a nightclub, John Magee.26
According to the supreme court's opinion:
When they left the club, Schaffer approached Magee, who shook
his fist, swore at Schaffer, and threatened to kill him. When Magee
moved his arm toward his back, Schaffer thought he was reaching
for a gun. Schaffer drew his own gun and fired several shots. Two
bullets struck Magee in the back and three in the legs. One bullet
struck ... a passerby in the foot. Magee died at the scene. He
was not armed.[27]
Schaffer was charged with first degree premeditated murder.28 He argued self
defense and requested a lesser included instruction as to first degree
manslaughter.29 The supreme court held that the trial court abused its discretion
by declining to give the lesser included instruction.30 It reasoned that "a
defendant who reasonably believes he is in imminent danger and needs to act in
self-defense, 'but recklessly or negligently used more force than was necessary
to repel the attack,' is entitled to an instruction on manslaughter."31
25 id at 358.
26 ]d at 357.
27 jd
28 id
29 id
30 Id. at 358.
31 id at 358 (quoting State v. Jones. 95 Wash. 2d 616, 623, 628 P.2d 472(1981)).
No. 68030-7-1/10
Despite the seemingly broad language on which Sitthivong relies, Schaffer
does not support the argued proposition here: that a self-defense theory always
entitles one to the giving of a lesser included instruction. This is not a case of
recklessness or negligence in the use of force. Rather, it is a case of extreme
indifference to the consequences to human life exhibited by firing repeatedly into
a crowded area. The trial court properly exercised its discretion in denying the
requested instruction. Schaffer does not command a different result.
INEFFECTIVE ASSISTANCE OF COUNSEL
Sitthivong argues that his attorney's decision not to demand a self defense
instruction as to the first degree assault charge deprived him of his right to
effective assistance of counsel. We disagree.
To prevail on a claim of ineffective assistance of counsel, a defendant
must show that his counsel's performance fell below an objective standard of
reasonableness and that the deficient performance prejudiced his trial.32 The
reasonableness inquiry presumes effective representation and requires the
defendant to show the absence of legitimate strategic or tactical reasons for the
challenged conduct.33 Failure on either prong defeats a claim of ineffective
assistance of counsel.34
32 Strickland v. Washington. 466 U.S. 668, 687, 104 S. Ct. 2052, 80 L. Ed.
2d 674 (1984); State v. McFarland. 127 Wash. 2d 322, 334-35, 899 P.2d 1251(1995).
33 McFarland. 127 Wn.2d at 336.
34 Strickland. 466 U.S. at 697; State v. Foster. 140 Wash. App. 266, 273, 166
P.3d 726 (2007).
10
No. 68030-7-1/11
Here, Sitthivong claims his counsel's performance was not objectively
reasonable because, though charged with first degree assault, the court only
instructed the jury as to justifiable homicide, not self defense as to assault. This
decision was not objectively unreasonable.
Sitthivong's theory of self defense was that he used lawful self defense in
shooting at Sok, Ahmach, and Nguyen. The evidence clearly indicated that the
only reason for Thomas's injuries was a result of the shots fired by Sitthivong's at
Sok, Ahmach, and Nguyen. Sitthivong had no alternative theory of self defense
for the assault of Thomas. Nor was there evidence to support such a theory.
Sitthivong could only argue that, if the use of force as to Sok, Ahmach, and
Nguyen was lawful, it was also lawful as to Thomas.
The jurywas provided with the justifiable homicide self defense
instruction, which mirrors WPIC 16.02. This instruction requires that the slayer
reasonably believe that the person slain intended to commit a felony or to inflict
death or great personal injury. The instruction reads as follows:
It is a defense to the charges in Counts One through Five
that the homicide was justifiable as defined in this instruction.
Homicide is justifiable when committed in the lawful defense
of the slayer when:
(1) the slayer reasonably believed that the person slain or
others whom the defendant reasonably believed were acting in
concert with the person slain intended to commit a felony or to
inflict death or great personal injury;
(2) the slayer reasonably believed that there was imminent
danger of such harm being accomplished; and
(3) the slayer employed such force and means as a
reasonably prudent person would use underthe same or similar
11
No. 68030-7-1/12
conditions as they reasonably appeared to the slayer, taking into
consideration all the facts and circumstances as they appeared to
him, at the time ofand prior to the incident.[35]
Under this justifiable homicide instruction, if the jury found Sitthivong was
justified in using force in self defense against Sok, Nguyen, and Ahmach, then
the force was lawful. In that case, Sitthivong's conduct towards Thomas also
would have been lawful. This was Sitthivong's theory of defense. His attorney
was able to argue it fully without a separate self defense instruction on the
assault charges. Because the only intent that Sitthivong had was directed at
Sok, Ahmach, and Nguyen, his self defense had to be related to this intent as
well. Thus, Sitthivong's attorney's performance was not deficient.
Sitthivong argues that "where self defense is asserted against both
homicide and non-homicide offenses, the jury should have received Washington
Pattern Jury Instructions (WPIC) 16.02 ... and WPIC 17.02" instructions.36
WPIC 17.02 requires that the defendant "reasonably believes that he is about to
be injured."37 To support his argument, Sitthivong relies on State v. Cowen.38
In Cowen. this court concluded that the justifiable homicide self defense
instruction was properly given, rather than the lesser instruction, in a charge of
35 Clerk's Papers at 94.
36 Brief of Appellant at 19.
37 Washington Practice: Washington Pattern Jury Instructions:
Criminal 17.02, at 253 (3d ed. 2008) (WPIC).
38 87 Wash. App. 45, 939 P.2d 1249 (1997).
12
No. 68030-7-1/13
attempted murder.39 The court noted the difference between these two
instructions:
The distinction between the two instructions, WPIC 16.02
and WPIC 17.02, is in the degree of harm that the defendant must
perceive. Under WPIC 16.02, the defendant must have 'reasonably
believed that the victim intended to inflict death or great personal
injury' to justify homicide. By contrast, under WPIC 17.02, the
defendant need only have reasonably believed that 'he [was] about
to be injured to justify acts of force.'401
The Cowen court went on to note that "the important issue is the defendant's
mental state in committing the crime, not whether the victim in fact died."41
Here, the only belief that Sitthivong argued he had to explain his actions,
was that Ahmach, Sok and Nguyen were intending to inflict death or great
personal injury against him. There was no evidence that Thomas intended
anything toward Sitthivong, nor did Sitthivong argue that this was the case. In
response to the alleged actions of Ahmach, Sok, and Nguyen, Sitthivong shot at
them, accidentally hitting Thomas. On these facts, under Cowen. only the
justifiable homicide instruction was warranted. Counsel's performance was not
deficient.
Because Sitthivong's attorney's performance was not deficient, we need
not reach the prejudice prong of the test.
In sum, Sitthivong has failed in his burden to show his attorney was
ineffective at trial.
39 id at 53.
40 id (some emphasis added) (quoting WPIC 17.02 and WPIC 16.02).
41 id
13
No. 68030-7-1/14
STATEMENT OF ADDITIONAL GROUNDS
Sitthivong submitted a statement of additional grounds for review in which
he argues that the trial court abused its discretion when it refused to admitthe
911 tape recording of a neighbor, who witnessed the shooting. Sitthivong also
argues that the trial court violated his Sixth Amendment right to confrontation
when it failed to admit the 911 tape recording for impeachment purposes. We
disagree with both arguments.
Sixth Amendment Right to Confrontation
The Confrontation Clause of the Sixth Amendment provides that "[i]n all
criminal prosecutions, the accused shall enjoy the right... to be confronted with
the witnesses against him."42 An objection based on this Sixth Amendment right
must be made at trial to preserve the error for appeal.43
Here, while Sitthivong's attorney objected to the court's denial of his
request to admit the 911 tape recording for impeachment purposes, he did not
base this objection on an alleged Sixth Amendment violation. Thus, Sitthivong's
argument is not preserved for appeal. And there is no explanation provided why
we should consider this argument further under RAP 2.5(a).
Excited Utterance
Sitthivong also argues that the trial court abused its discretion by failing to
admit the 911 tape recording as an excited utterance exception to the prohibition
against hearsay. We do not reach the merits ofthis argument.
42 U.S. Const, amend. VI.
43 State v. O'Cain, 169 Wash. App. 228, 235, 279 P.3d 926 (2012).
14
No. 68030-7-1/15
We note that the 911 tape recording is not a part of the record. It does not
appear that Sitthivong requested it be made a part of the record on appeal. We
will not review a claim without an adequate record to do so. Because the record
here is inadequate, we do not reach the merits of this claim.
We affirm the judgment and sentence.
Cm>T.
WE CONCUR:
15