DocketNumber: No. 31297-2-II
Judges: Morgan
Filed Date: 7/26/2005
Status: Precedential
Modified Date: 11/16/2024
¶2 On the morning of May 21, 2003, D.J., then age 10, was waiting for his school bus at the end of his driveway. He saw a red Jeep pickup “drive down the road a couple times.”
¶3 The pickup returned and stopped. The man opened his door and said something that sounded like, “Get in the truck.”
¶4 His mother walked him back to the school bus, which was then just arriving. He got on, told the driver what had happened, and was looking out the window when he saw the red Jeep pickup drive by again. The bus driver could not
¶5 A second school bus driver was picking up students a short distance away when she saw a red Jeep pickup matching the description she had just heard over the radio. The pickup pulled into the parking lot of a post office, and the driver, a man, went into the post office. The bus driver pulled in behind the truck, obtained its license number, and notified the school bus dispatcher, who in turn notified the police.
¶6 Deputy Waterman heard over the police radio that a man who had tried to lure a child was driving a rust-colored Jeep pickup. Waterman spotted a matching vehicle, stopped it, and had the driver, McSorley, step out. He read McSorley his rights, to which McSorley “didn’t respond. He just sat there.”
¶7 While Waterman was talking to McSorley, Deputy Donato was interviewing D.J. at school. D.J. gave a description that matched McSorley, so Waterman arrested McSorley.
¶8 On May 23, 2003, the State charged McSorley with child luring in violation of RCW 9A.40.090. RCW 9A.40.090 provides in pertinent part:
A person commits the crime of luring if the person:
(l)(a) Orders, lures, or attempts to lure a minor . . . into a motor vehicle;
(b) Does not have the consent of the minor’s parent or guardian . . .; and
(c) Is unknown to the child ....
*602 (2) It is a defense to luring, which the defendant must prove by a preponderance of the evidence, that the defendant’s actions were reasonable under the circumstances and the defendant did not have any intent to harm the health, safety, or welfare of the minor ....
Subsection (3)(a) defines a “minor” as a person under 16, and subsection (4) classifies the crime of luring as a Class C felony.
¶9 On November 18, 2003, the State moved in limine to exclude two prior “pranks”
¶10 On November 19, 2003, a jury trial started. D.J. identified McSorley on direct examination. But when asked on cross whether McSorley was “the same person that told you to get into the car,” he said, “I don’t know.”
¶11 During the State’s case in chief, Detective Dogeagle testified that he had contacted Group Health to find out when McSorley’s medical appointment was. According to Dogeagle’s understanding, someone there had said that the appointment was not in the morning, but rather at 3:30 p.m. Much later, several weeks after verdict, the doctor’s office said in writing that the appointment was at 10:30 a.m.
¶13 When testimony ended, the State requested Instruction 5, which was based on RCW 9A.40.090(1), and Instruction 6, which was based on RCW 9A.40.090(2). Instruction 6 stated:
It is a defense to a charge of luring that:
(1) The defendant’s actions were reasonable under the circumstances; and
(2) The defendant did not have any intent to harm the health, safety, or welfare of the minor.
This defense must be established by a preponderance of the evidence. Preponderance of the evidence means that you must be persuaded, considering all the evidence in the case, that it is more probably true than not true. If you find that the defendant has established this defense, it will be your duty to return a verdict of not guilty.[14 ]
McSorley “most strenuously” objected to Instruction 6, in essence asserting that he had the right to control his defense, that the State could not force him to raise or rely on an affirmative defense, and that Instruction 6 would confuse the jury by imposing on him the burden of proving facts not in issue.
¶14 On November 21, 2003, the jury found McSorley guilty. On December 26, 2003, McSorley orally moved for a new trial. The court denied the motion and imposed a sentence of six months in jail.
¶15 McSorley argues that the trial court should not have given Instruction 6. He argues that the State had no right to compel him to rely on an affirmative defense and that Instruction 6 imposed on him the burden of proving facts not in issue and on which there was no evidence.
¶16 In State v. Jones,
The language and reasoning of Faretta necessarily imply a right to personally control one’s own defense. In particular, Faretta embodies “the conviction that a defendant has the right to decide, within limits, the type of defense he wishes to mount.”[21 ]
¶17 Based on Jones, Faretta, and Alford, and assuming without deciding that RCW 9A.40.090 is constitutional,
II
¶ 18 Pro se, McSorley argues that trial counsel rendered ineffective assistance by not showing when his medical appointment was, and by not objecting when the State proposed to show, apparently incorrectly, when it was. He complains that by not talking to his doctor before trial, by not objecting to Dogeagle’s hearsay, and by not seeking a short continuance to verify what Dogeagle said, defense counsel failed to present and argue accurate information, and allowed the State to present inaccurate information.
¶19 During the State’s case in chief, Detective Dogeagle testified, without objection from defense counsel, that he
Q: ... Detective, did you do any additional investigation on this case?
A: Yes.
Q: And what is that?
A: I contacted Group Health a couple days ago to find out if Mr. McSorley had an appointment on the date of the [] incident.
Q: And did he?
A: Yes, he did, for 3:30 in the afternoon.
Q: And where was that appointment?
A: I believe the Puyallup office of Group Health with a Dr. Duncan.[26 ]
¶ 20 During the defense case in chief, McSorley testified that his doctor’s appointment had been in the morning, not the afternoon. Using Dogeagle’s earlier testimony to which the defense had not objected, the prosecutor was then able to pit McSorley’s credibility against Dogeagle’s. The prosecutor asked and McSorley answered:
Q: And your doctor’s appointment is 3:30; is that correct?
A: I believe Mr. Dogeagle is mistaken about that. I think I had a 3:30 doctor’s appointment shortly after I got out of jail.
Q: Detective Dogeagle said on May 21st, this day in question, you had an appointment with Dr. Duncan at 3:30 p.m[.]; is that correct?
A: I believe he is mistaken about that. I’m sure it was in the morning.
Q: Do you have anything that indicates it was in the morning and he is mistaken?
A: Not on me, no.
Q: Can you get us that, please?
[Defense counsel]: Object to the state shifting the burden here. The state has had six months to research this case.
*607 [Prosecutor]: Detective Dogeagle did research it. He is saying the detective is mistaken, I’m asking if he has anything to support that allegation.
The Court: Overruled.
[Defense counsel]: Then asked and answered. He said he doesn’t have anything on him.
Q [by the prosecutor]: I’m asking if you have anything at all to support your contention that Detective Dogeagle is mistaken?
A: No, I do not.[27 ]
¶21 During closing arguments, the prosecutor used the timing of the medical appointment to again pit McSorley’s credibility against Dogeagle’s, to argue that McSorley was knowingly being untruthful about his medical appointment and to claim that McSorley had failed to explain why he was out driving around on the morning in question because he had not accounted for a time gap of six hours. Asserting that McSorley had been "cagey and evasive”
[Prosecutor]: . . . An[ ] example of that is the doctor appointment. Detective Dogeagle, it’s his job as a detective to find out when that doctor’s appointment was, and he told you: 3:30 in Puyallup Group Health, Dr. Duncan. The defendant gets up there and says, Well, I don’t know. I think it was in the morning. He is kind of vague about that too. He is not going to really commit, but he has got nothing to support that contention. He knows his doctor appointment was in the afternoon, and he has got six hours to explain.
Pefense counsel]: I’m going to object, Your Honor. He is shifting the burden. It’s the state’s duty to prove the guilt of my client. It’s not my client’s duty to prove his innocence.
[Prosecutor]: I’m arguing the evidence, Your Honor.
[Defense counsel]: No, it’s mischaracterizing the evidence.
The Court: Overruled.
[Prosecutor]: Thank you, Your Honor.
*608 It’s up to you to decide if that’s an accurate recitation of the evidence. You heard Detective Dogeagle. It’s his job to find out when that doctor’s appointment was. The defendant knows he has been charged with this for quite some time. He knows there is a trial going on. He knows his appointment is —
[Defense counsel]: Shifting the burden, Your Honor.
[Prosecutor]: He knows his appointment is later in the afternoon, and now he kind of shifts, to, Well, I think it was in the morning. But he won’t commit to the fact that it was in the morning because he knows it can’t be shown that it was in the morning because his doctor’s appointment was exactly when Deputy Dogeagle told you it was, which is 3:30 in the afternoon, and we have got this time gap where the defendant is cruising around, going by school bus stops.[29 ]
During the defense closing argument, counsel responded weakly, “We have nothing direct from the doctor’s office, and that’s what we need for proof beyond a reasonable doubt.”
¶22 Two or three weeks after verdict, defense counsel orally told the prosecutor “that he may be moving for a new trial,”
¶24 Counsel’s performance here was deficient. A key question at trial was whether McSorley was out driving around on the morning of May 21 looking for a child to molest, or whether he was running errands before going to a midmorning medical appointment. Counsel complying with an objective standard of reasonableness would have contacted someone at the doctor’s office before trial, not after trial, to document the time at which McSorley was due to arrive there. Failing that, counsel would have made a hearsay objection when Dogeagle offered the out-of-court statement of someone in the doctor’s office to prove the truth of the fact that McSorley was not due there until 3:30. Failing that, counsel would have sought a brief continuance to speak with the doctor’s office and discovered then what he later learned in the fax. Failing that, counsel would at least have filed the tardily-obtained fax in the record of the court, rather than relying on the State’s acknowledgment of authenticity. In not doing any of these things, counsel fell below an objective standard of reasonableness.
f25 This deficient performance was prejudicial for several reasons. First, the deficient performance unnecessarily exposed McSorley to cross-examination that persuasively implied he had not documented the time of his medical appointment because he was lying about it. Second, the deficient performance permitted the detective to relate hearsay which, according to later information from the doctor’s office, was inaccurate. Third, the deficient performance cast defense counsel into the position of unnecessar
Ill
¶26 Citing ER 608(b) and several Washington cases that construe it, McSorley argues that “the trial court erred in denying [him] the right to cross examine D.J. about prior specific instances of conduct which were probative of truthfulness or untruthfulness.”
¶27 Preliminarily, we review the trial court’s prohibition on cross-examination only because it is likely to arise on remand. Under ER 103(a), error may not be predicated on a ruling that excludes evidence unless a substantial right of the party is affected and the substance of the evidence was made known to the trial court by an offer of
¶28 Turning to the merits of the issue, ER 404(a) bars evidence that uses a person’s propensities to show how the person acted on a particular occasion, subject to the exceptions set forth in ER 404(a)(1), (2), and (3). The exception pertinent here, ER 404(a)(3), permits propensity-based “[e]vidence of the character of a witness, as provided in [ER] 607, 608, and 609.”
Specific instances of the conduct of a witness, for the purpose of attacking or supporting the witness’ credibility, other than conviction of crime as provided in rule 609, may not be proved by extrinsic evidence. They may, however, in the discretion of the court, if probative of truthfulness or untruthfulness, be inquired into on cross examination of the witness (1) concerning the witness’ character for truthfulness or untruthfulness, or (2) concerning the character for truthfulness or untruthfulness of another witness as to which character the witness being cross-examined has testified.
¶29 In State v. Clark,
Failing to allow cross-examination of a state’s witness under ER 608(b) is an abuse of discretion if the witness is crucial and the alleged misconduct constitutes the only available impeachment. State v. York, 28 Wn. App. 33, 621 P.2d 784 (1980). The need for cross-examination on misconduct diminishes with*612 the significance of the witness in the state’s case. Once impeached, there is less need for further impeachment on cross-examination. [40 ]
Because the defendant had successfully utilized ER 609 to show Hillius’ 36 prior convictions, and “the misconduct underlying some of those convictions would not be any more probative,”
¶30 As just seen, the Clark court cited State v. York
There’s no reason at all to doubt the testimony of Gary Smith. Absolutely no reason at all. He has no axe to grind. He has no stake in the outcome.[44 ]
After quoting ER 608(b), Division Three said:
Normally, matters of trial court discretion are reviewed by a standard which requires this court to find that no reasonable man would have taken the action pursued by the trial court. But in a criminal case, to allow the defendant no cross-examination into an important area is an abuse of discretion. It is well established that a criminal defendant is given extra latitude in cross-examination to show motive or credibility,*613 especially when the particular prosecution witness is essential to the State’s case. Any fact which goes to the trustworthiness of the witness may be elicited if it is germane to the issue.
A criminal defendant’s right to cross-examine witnesses against him is a fundamental constitutional right. This right is not absolute and may in appropriate cases bow to other legitimate interests in the criminal process; but denial or diminution calls into question the integrity of the fact-finding process and requires the competing interests be closely examined.[45 ]
Concluding that “the defense should have been allowed to bring out the only negative characteristics of the one most important witness,”
¶31 Subject to one possible exception, this case fits within Clark’s description of York and York itself. D. J. was a “crucial”
¶32 The possible exception, as the State correctly points out, is that the record does not show when the two “pranks” occurred. If McSorley shows after remand that one or both “pranks” are not too remote in time, York applies, and he shall be entitled to cross-examine accordingly. But if he does not so show, the “pranks” may again be excluded.
IV
¶33 McSorley argues that the prosecutor improperly commented on his right to remain silent. Again, we review because we are reversing on other grounds and the issue seems likely to arise on remand.
¶34 During the State’s case in chief, the prosecutor questioned Deputy Waterman with the following results:
Q: Did you read him his Miranda rights?
A: Yes, I did.
Q: Did he indicate he understood?
A: Yes.
Q: After you read him his rights, did you tell him again why you were detaining him?
A: Yes, I did.
Q: What did he respond?
A: He didn’t respond. He just sat there.
Q: Did you ask him anything?
A: I asked him what happened this morning, if he wanted to tell me anything.
Q: And what did he say?
A: He said he was going to a doctor’s office visit.
Q: What did you ask next?
A: I told him I thought he was leaving something out. And he said, Oh, I stopped at the post office in Home.
Q: What did you say next?
*615 A: I told him that he was still -under investigation for child luring and that I needed to confer with another deputy.[51 ]
Then, during closing argument, the prosecutor told the jury:
I’m going to go back to that conversation the defendant had with Deputy Waterman.
Waterman tells him he is being detained or arrested for child luring. The defendant doesn’t ask what that is or who is accusing him. The deputy keeps going. Why don’t you tell me what you were doing this morning? He says, I was on my way to the doctor’s office. That’s it. That’s all he gives him. Deputy Waterman says, I think you are leaving some things out here. The defendant says, Well, I stopped at the post office. That’s it. He doesn’t give him any more.[52 ]
Moments later, the prosecutor said:
And the defendant [ ] did not tell any of these things to Deputy Waterman. He was cagey and evasive with Deputy Waterman . . . ,[53 ]
And moments after that, the prosecutor reiterated:
You heard about, again, Deputy Waterman. One of the most telling things about this case is the exchange between Deputy Waterman and the defendant. The defendant never needed to ask who this kid was that was making the accusations, because the defendant knew. He knew what had happened. He knew who was accusing him.[54 ]
¶35 In Doyle v. Ohio,
¶36 It is difficult to apply these principles to Waterman’s testimony, in part because the trial court neglected to enter written findings as required by CrR 3.5. It seems clear that Waterman commented improperly by testifying that after he gave McSorley the Miranda warnings, McSorley “did not respond” and “just sat there.” But reading the record as a whole, it also seems clear that the trial court found McSorley’s initial silence was short-lived, and that McSorley quickly and validly waived his Miranda rights. Assuming without holding that it is true,
¶ 37 It is even more difficult to apply these principles to the prosecutor’s closing, as we cannot tell the extent to which the prosecutor was emphasizing McSorley’s silence after receiving but before waiving his rights, versus the extent to which the prosecutor was emphasizing what McSorley did not say after waiving his rights. We need not
V
138 Pro se, McSorley argues that he was denied his right to speedy trial under CrR 3.3. If he is correct, we should dismiss with prejudice rather than grant a new trial. But the record does not show his arraignment or commencement dates or any continuances. Hence, we decline to dismiss with prejudice.
¶39 Any arguments not discussed lack merit or need not be reached. The judgment is reversed, and the case is remanded for new trial or such other proceedings as may be appropriate.
Quinn-Brintnall, C.J., and Van Deren, J., concur.
Report of Proceedings (RP) at 62.
RP at 62.
RP at 63.
RP at 68-69.
RP at 85.
RP at 92.
RP at 92.
RP at 17.
RP at 20.
RP at 20.
RP at 20.
RP at 74.
McSorley apparently is diabetic.
Clerk’s Papers at 13; see RCW 9A.40.090(2).
RP at 144.
99 Wn.2d 735, 664 P.2d 1216 (1983).
Jones, 99 Wn.2d at 740 (emphasis omitted).
Jones, 99 Wn.2d at 743.
422 U.S. 806, 95 S. Ct. 2525, 45 L. Ed. 2d 562 (1975).
Faretta, 422 U.S. at 836.
Jones, 99 Wn.2d at 740 (citations omitted) (quoting United States v. Laura, 607 F.2d 52, 56 (3d Cir. 1979)).
400 U.S. 25, 91 S. Ct. 160, 27 L. Ed. 2d 162 (1970).
Jones, 99 Wn.2d at 740 (emphasis added) (alteration in original) (citation omitted) (quoting Alford, 400 U.S. at 33).
We are not asked to address, and thus we do not address, (1) whether the constitution permits the legislature to criminalize conduct that the State does not prove is unreasonable or accompanied by intent to harm, or (2) whether the constitution permits the legislature to impose on a defendant the burden of proving that he acted reasonably and without intent to harm.
The State does not argue that Instruction 6 was harmless, and we do not think it could have been under the particular circumstances here.
RP at 111-12.
RP at 141-42.
RP at 156.
RP at 156-57.
RP at 170.
RP at 207.
RP at 209.
State v. McFarland, 127 Wn.2d 322, 334-35, 899 P.2d 1251 (1995).
McFarland, 127 Wn.2d at 335.
McFarland, 127 Wn.2d at 337.
Br. of Appellant at 15 (emphasis omitted).
See White v. Coplan, 399 F.3d 18, 26 (1st Cir. 2005) (“White has narrowed his claim on appeal to cross-examination, and we are not endorsing any open-ended constitutional right to offer extrinsic evidence.”).
ER 404(a)(3).
143 Wn.2d 731, 24 P.3d 1006, cert. denied, 534 U.S. 1000 (2001).
Clark, 143 Wn.2d at 766 (some citations omitted).
Clark, 143 Wn.2d at 767.
28 Wn. App. 33, 621 P.2d 784 (1980); cf. State v. Wilson, 60 Wn. App. 887, 891-94, 808 P.2d 754 (trial court did not abuse discretion granted by ER 608(b) when it allowed State to impeach defense witness), review denied, 117 Wn.2d 1010 (1991).
York, 28 Wn. App. at 34.
York, 28 Wn. App. at 35.
York, 28 Wn. App. at 36-37 (citations omitted). On the right of confrontation, see also White v. Coplan, 399 F.3d 18 (1st Cir. 2005) (trial court violated defendant’s federal constitutional right to confront where, under particular circumstances, it applied ER 608(b) so as to preclude defendant from cross-examining State’s witnesses with other instances of untruthfulness).
York, 28 Wn. App. at 37.
Clark, 143 Wn.2d at 766; see also York, 28 Wn. App. at 35.
York, 28 Wn. App. at 36.
Clark, 143 Wn.2d at 766.
RP at 161.
RP at 92 (emphasis added).
RP at 153-54.
RP at 156.
RP at 164.
426 U.S. 610, 96 S. Ct. 2240, 49 L. Ed. 2d 91 (1976).
Miranda v. Arizona, 384 U.S. 436, 86 S. Ct. 1602, 16 L. Ed. 2d 694 (1966).
Doyle, 426 U.S. at 617.
Doyle, 426 U.S. at 618.
Clark, 143 Wn.2d at 765; see State v. Belgarde, 110 Wn.2d 504, 511, 755 P.2d 174 (1988).
Belgarde, 110 Wn.2d at 511-12 (quoting State v. Cosden, 18 Wn. App. 213,221, 568 P.2d 802 (1977), review denied, 89 Wn.2d 1016, cert. denied, 439 U.S. 823 (1978)).
We assume but do not decide that McSorley validly waived his Miranda rights. We have not been asked to review that issue, and the record before us does not contain the materials we would need to do that.