DocketNumber: No. 36625-8-II
Judges: Brintnall, Deren, Hunt, Quinn
Filed Date: 1/27/2009
Status: Precedential
Modified Date: 11/16/2024
¶1 A jury found Eric D. Wise guilty of second degree burglary and first degree theft. He argues that the trial court violated his federal and state constitutional right to an open trial, as well as the public’s state right to an open trial, when it conducted portions of voir dire in the trial judge’s chambers without first conducting a Bone-Club
FACTS
¶2 Wise was charged with second degree burglary and first degree theft in connection with the April 5, 2007 break-in of the Lake Limerick Mini Mart.
¶3 The trial court then posed a series of additional questions to the group, with the venire members answering affirmatively by holding up numbered cards. Before this questioning, the trial court stated, “ [I] f there is anything... that is sensitive and you don’t want to speak about it in this group setting!, j]ust let us know. I make a list on my notebook and we take those jurors back into chambers so that we can ask those questions more privately.” Suppl. RP (June 26, 2007) at 11-12. Although there is nothing on the record indicating that either party requested private questioning of jurors, neither the State nor Wise objected to this process.
f 4 After this group questioning, the trial court directly questioned particular venire members. The judge prefaced each question with “are you comfortable telling me . .. here or would you like to go to chambers!?]” Suppl. RP (June 26, 2007) at 13. Juror 43 requested that he be questioned in chambers. The trial court then stated, “At this time, we are going to take a number of jurors into chambers and begin a question - a series of questions there. We’ll start with Juror No. 43 and then, if counsel will approach, I’ll get the numbers for the other jurors.” Suppl. RP (June 26, 2007) at 20-21. The trial judge, Wise, his counsel, the prosecutor, and the court reporter went into chambers to question eight potential jurors who had requested that they be questioned privately.
¶5 In chambers, but on the record, the trial court asked prospective jurors about health problems, time constraints, and their relationships with witnesses and law enforcement officials. Upon returning to the courtroom, voir dire continued and the trial court gave the parties each an opportunity to ask specific questions of the potential jurors. During this questioning, one prospective juror requested to speak in chambers. The trial court also called an additional juror into chambers to ask about a response on her questionnaire concerning her history of criminal convictions.
¶6 All individual questioning took place on the record. Once the trial court and both parties finished questioning the venire, the parties exercised peremptory challenges. At the end of voir dire, the State had one remaining peremptory challenge and Wise had two remaining peremptory challenges.
¶7 The jury found Wise guilty of second degree burglary and first degree theft. The court sentenced him to 57 months and 22 months in prison, respectively. He now appeals.
ANALYSIS
¶8 Wise argues that he is entitled to a new trial because the trial judge failed to sua sponte conduct a Bone-Club analysis before closing the courtroom during jury selection. Wise urges this court to reject Division One’s holding in State v. Momah, 141 Wn. App. 705, 171 P.3d 1064 (2007), review granted in part, 163 Wn.2d 1012 (2008), that only an express order to close the courtroom constitutes a closure requiring application of Bone-Club, and asks that we follow Division Three’s holdings in State v. Frawley, 140 Wn. App. 713, 167 P.3d 593 (2007), and State v. Duckett, 141 Wn. App. 797, 173 P.3d 948 (2007).
¶9 The State argues that the trial court never closed the courtroom and that a Bone-Club analysis was unwarranted. The State also urges us to reject Division Three’s holding in Duckett that “individual juror questioning in-chambers violates a defendant’s public trial rights” and argues that Duckett ignores juror privacy rights and “[Health Insurance Portability and Accountability Act of 1996 (HIPAA), 42 U.S.C. § 1320d] for any jurors that have medical concerns.” Br. of Resp’t at 4-5.
¶10 The Sixth Amendment to the United States Constitution and article I, section 22 of the Washington Constitution guarantee criminal defendants the right to a public trial. State v. Russell, 141 Wn. App. 733, 737-38, 172 P.3d 361 (2007), review denied, 164 Wn.2d 1020 (2008). Additionally, article I, section 10 of the Washington Constitution states, “Justice in all cases shall be administered openly,” giving the public, in addition to the defendant, a right to open proceedings. Seattle Times Co. v. Ishikawa, 97 Wn.2d 30, 36, 640 P.2d 716 (1982).
¶11 We review de novo whether a trial court has violated the right to a public trial. State v. Brightman, 155 Wn.2d 506, 514, 122 P.3d 150 (2005). And we presume prejudice where the court proceedings violate this right. Bone-Club, 128 Wn.2d at 257. The jury selection proceedings fall “within the ambit of the right to a public trial.” State v. Erickson, 146 Wn. App. 200, 208, 189 P.3d 245 (2008) (citing Brightman, 155 Wn.2d at 511, 515; Bone-Club, 128 Wn.2d at 259-60). Therefore, Bone-Club appears to require a finding of necessity on the record before conducting voir dire in chambers just as it does before closure of trial proceedings. Erickson, 146 Wn. App. at 208. The remedy for a trial court’s failure to follow Bone-Club is to reverse and remand for a new trial. In re Pers. Restraint of Orange, 152 Wn.2d 795, 814, 100 P.3d 291 (2004).
Bone-Club Analysis Not Warranted
¶12 Protection of the right to public trial requires a trial court “to resist a closure motion except under the most unusual circumstances.” Bone-Club, 128 Wn.2d at 259. It also provides that a trial court may close a courtroom only after considering the five requirements enumerated in Bone-Club and entering specific findings on the record to justify the closure order. 128 Wn.2d at 258-59. The Bpne-Club factors “assure careful, case-by-case analysis of a closure motion” and consist of the following five determinations:
*434 “1. The proponent of closure or sealing must make some showing [of a compelling interest], and where that need is based on a right other than an accused’s right to a fair trial, the proponent must show a ‘serious and imminent threat’ to that right.
“2. Anyone present when the closure motion is made must be given an opportunity to object to the closure.
“3. The proposed method for curtailing open access must be the least restrictive means available for protecting the threatened interests.
“4. The court must weigh the competing interests of the proponent of closure and the public.
“5. The order must be no broader in its application or duration than necessary to serve its purpose.”
128 Wn.2d at 258-59 (alteration in original) (quoting Allied Daily Newspapers of Wash. v. Eikenberry, 121 Wn.2d 205, 210-11, 848 P.2d 1258 (1993)). A trial court’s failure to undertake the Bone-Club analysis, which directs the trial court to allow anyone present an opportunity to object to the closure, undercuts the guaranties enshrined in both article I, section 10 as well as article I, section 22. 128 Wn.2d at 258-59.
¶13 In Bone-Club, the State requested closure of the courtroom during an undercover police officer’s testimony at the pretrial suppression hearing. The trial court cleared the entire courtroom for the officer’s testimony during the pretrial suppression hearing. Bone-Club, 128 Wn.2d at 256-57. The defendant was not given an opportunity to object to the closure. Bone-Club, 128 Wn.2d at 257. The Washington Supreme Court found that “the temporary, full closure of [the] pretrial suppression hearing” was a violation of the defendant’s right under article I, section 22 of the Washington Constitution. Bone-Club, 128 Wn.2d at 256. The court further found that the defendant’s “failure to object contemporaneously did not effect a waiver” and that the closure requirements are triggered by the motion to close, not by a defendant’s objection. Bone-Club, 128 Wn.2d at 257, 261. But here, unlike in Bone-Club, there was no
¶14 We acknowledge that the Washington Supreme Court specifically considered the issue of closure during voir dire in Orange. The trial court in Orange questioned all members of the venire in chambers on their answers to eight particular juror questionnaire questions. 152 Wn.2d at 801. The trial court also prohibited the defendant’s and the victim’s families from watching the courtroom voir dire because of space constraints in the courtroom, stating, “ T am ruling no family members, no spectators will be permitted in this courtroom during the selection of the jury because of the limitation of space, security, etcetera. That’s my ruling.’ ” Orange, 152 Wn.2d at 802 (emphasis omitted) (alteration in original).
¶15 The Washington Supreme Court held that the trial court “ordered a permanent, full closure of voir dire,” thereby exceeding the Bone-Club threshold of “a ‘temporary, full closure.’ ” Orange, 152 Wn.2d at 807-08 (quoting Bone-Club, 128 Wn.2d at 257. The court found that, because there had been a closure and because the trial court failed to conduct the Bone-Club analysis, Orange’s constitutional right to a public trial had been violated. Orange, 152 Wn.2d at 811. Finally, the court held that Orange’s remedy for the violation of his right to a public trial was remand for a new trial. Orange, 152 Wn.2d at 814.
¶16 In Brightman, neither party requested the courtroom closure. 155 Wn.2d at 511. The trial court closed the courtroom to spectators during voir dire, stating, “ ‘In terms of observers and witnesses, we can’t have any observers while we are selecting the jury, so if you would tell the friends, relatives, and acquaintances of the victim and defendant that the first two or three days for selecting the jury the courtroom is packed with jurors, they can’t observe that.’ ” Brightman, 155 Wn.2d at 511. Neither party objected to this statement. Brightman, 155 Wn.2d at 511. The Washington Supreme Court held that “the defendant’s failure to object at trial to the courtroom closure ‘did not
¶17 In the present case, the record shows that, at the prospective jurors’ request, a portion of voir dire questioning took place in chambers. Neither party requested the chambers questioning or objected to the process, and our review of the record demonstrates that neither party was prejudiced by the process; in fact, both appear to have benefited from the prospective jurors’ candid answers, some of which would have tainted the entire venire if stated in open court. The trial court individually questioned only 10 potential jurors in chambers, while the rest of the jury remained in the courtroom. The trial court did not order a closure of the courtroom itself, and we presume the courtroom and the proceedings conducted there remained open. The court reporter was present in chambers during questioning, as were all parties, and our record contains a full transcript of the proceedings. Closure, if any, was temporary and partial, below the “temporary, full closure” threshold of Bone-Club. See State v. Gregory, 158 Wn.2d 759, 815-16, 147 P.3d 1201 (2006). We, therefore, hold that the trial court was not required to sua sponte conduct a Bone-Club analysis prior to this temporary relocation of voir dire to chambers for the purpose of asking prospective jurors sensitive questions.
Wise Has No Basis To Appeal His Conviction
¶18 Even assuming the trial court improperly closed the courtroom, we hold that Wise is not entitled to a new trial on that basis because (1) he waived his own public trial right and (2) he lacks standing to defend the public’s right to an open trial under article I, section 10 of the Washington Constitution.
¶19 Wise argues that the closure of the courtroom violated both the Sixth Amendment to the federal constitution, and article I, section 22 of the Washington Constitution, which protect a defendant’s own right to a public trial. Wise cannot appeal the trial court’s decision based on his own right to an open trial because Wise waived this right at trial.
¶20 A defendant may waive certain constitutional rights through his conduct without ever expressly waiving them on the record. See State v. Thomas, 128 Wn.2d 553, 559, 910 P.2d 475 (1996). In Thomas, the Washington Supreme Court determined that a defendant may waive his right to testify through his conduct; there is no requirement that “the trial court . . . obtain an on-the-record waiver of the right.” 128 Wn.2d at 559. The court explained that, while certain fundamental constitutional rights — including the right to testify — must be waived “knowingly, voluntarily, and intelligently,” there is no requirement that such rights be waived on the record. Thomas, 128 Wn.2d at 558-59. The court also found no requirement that trial courts “inform a defendant of [his testimonial] right.” Thomas, 128 Wn.2d at 558 (citing various federal court decisions holding the same).
f21 We hold that a defendant’s conduct may similarly waive his right to have all voir dire questions conducted in open court, even without an express explanation of the public trial right by the trial court. And we hold that Wise waived his right to ask prospective jurors sensi
B. There Is No Structural Error
¶22 Our Supreme Court has thus far treated denial of public trial right for full, temporary courtroom closures (which did not occur here) as if it were structural error, i.e., not subject to harmless error and not requiring the defendant to timely object in order to preserve the issue for appeal. But such treatment is inconsistent with controlling Sixth Amendment jury selection authority. See Batson v. Kentucky, 476 U.S. 79, 106 S. Ct. 1712, 90 L. Ed. 2d 69 (1986). We believe that conducting voir dire on the record, in chambers, with the defendant and all counsel present— such as presented in this case — is not a structural error that undermines the integrity of the verdict rendered by a fair and impartial jury. Accordingly, a timely objection to such voir dire is required to preserve the issue for appeal and, absent a showing of prejudice, retrial before another fair and impartial jury is not required. Cf. Waller v. Georgia, 467 U.S. 39, 104 S. Ct. 2210, 81 L. Ed. 2d 31 (1984) (full closure of suppression hearing on State’s motion to close was structural error).
“[M]ost constitutional errors can be harmless. [I]f the defendant had counsel and was tried by an impartial adjudicator, there is a strong presumption that any other [constitutional] errors that may have occurred are subject to harmless-error analysis.” Only in rare cases has this Court held that an error is structural, and thus requires automatic reversal. In such cases, the error “necessarily render[s] a criminal trial fundamentally unfair or an unreliable vehicle for determining guilt or innocence.”
Washington v. Recuenco, 548 U.S. 212, 218-19, 126 S. Ct. 2546, 165 L. Ed. 2d 466 (2006) (some alterations in original) (footnote omitted) (internal quotation marks omitted) (quoting Neder, 527 U.S. at 8, 9).
¶24 In the context of jury selection, the right to a public trial is not structural error unless the defendant makes a prima facie showing of the alleged jury selection defect at trial and the trial court fails to correct the discriminatory
¶25 As in the Batson context, when no prejudice appears on the record, it is proper to require a defendant or a representative of the public, such as a citizen or a newspaper, to bring an alleged Sixth Amendment public trial right violation to the trial court’s attention for immediate correction. Applying Bone-Club, as Wise urges, to vacate the verdict of an impartial jury simply because, without objection, the trial court granted potential jurors’ requests that they be questioned in chambers, on the record, with the defendant and counsel present is inconsistent with the handling of other, arguably more serious, challenges to the integrity of the jury selection process.
¶26 Indeed, in the Batson context, a trial court judge may require the prosecutor to answer the issue of discriminatory jury selection on its own motion only if the facts appearing in the record support a prima facie case of discrimination. State v. Evans, 100 Wn. App. 757, 767, 998 P.2d 373 (2000). But even a Batson query is a discretionary decision for the trial court judge and is not required because, with the benefit of hindsight, an appellate court discovers potential error. Evans, 100 Wn. App. at 767. Allowing a defendant to request or acquiesce in private voir dire, or to merely sit by idly at trial and then, on appeal, claim an error for an alleged jury selection challenge, imposes additional duties on the trial court that run counter to case law governing other jury selection issues.
C. Wise Lacks Standing To Defend Public’s Right under Article I, Section 10
¶28 Wise also argues that the trial court violated article I, section 10 of the Washington Constitution, which protects the public’s right to open proceedings. But Wise cannot appeal on the grounds of the public’s right to an open trial because he lacks standing.
¶29 The standing doctrine generally prohibits a party from defending the rights of another person. Haberman v. Wash. Pub. Power Supply Sys., 109 Wn.2d 107, 138, 744 P.2d 1032, 750 P.2d 254 (1987), appeal dismissed, 488 U.S. 805 (1988). Article I, section 10 of the Washington Constitution gives the public the right to the open administration of justice. Bone-Club, 128 Wn.2d at 259.
¶30 Article III of the federal constitution requires that any litigant possess standing. Arizonans for Official En
¶31 There is a “general prohibition on a litigant’s raising another person’s legal rights.” Allen v. Wright, 468 U.S. 737, 751, 104 S. Ct. 3315, 82 L. Ed. 2d 556 (1984). “[E]ven when the plaintiff has alleged injury sufficient to meet the ‘case or controversy’ requirement, [the United States Supreme Court] has held that the plaintiff generally must assert his own legal rights and interests, and cannot rest his claim to relief on the legal rights or interests of third parties.” Warth v. Seldin, 422 U.S. 490, 499, 95 S. Ct. 2197, 45 L. Ed. 2d 343 (1975). A plaintiff may raise the rights of another person only when “(1) the party asserting the rights has suffered an injury in fact, giving him a sufficiently concrete interest in the outcome of the litigation, (2) there is a sufficiently close relationship between the litigant and the person whose rights are being asserted so that the litigant will be an effective proponent of the rights being litigated, and (3) there is some hindrance to the third party’s ability to protect his own interests.” United States v. De Gross, 960 F.2d 1433, 1437 (9th Cir. 1992) (citing Powers v. Ohio, 499 U.S. 400, 410-15, 111 S. Ct. 1364, 113 L. Ed. 2d 411 (1991)); see also Ludwig v. Dep’t of Ret. Sys., 131 Wn. App. 379, 385, 127 P.3d 781 (2006); Mearns v. Scharbach, 103 Wn. App. 498, 511, 12 P.3d 1048 (2000), review denied, 143 Wn.2d 1011 (2001).
¶32 Wise does not meet the requirements for third party standing to assert a violation of the public’s open trial right. Wise does not point to any injury caused by private voir dire. More importantly, Wise does not have a “sufficiently
Additional Considerations: Violation of HIPAA and Tainting of Jury Pool
¶33 The State also argues that the court’s requiring potential jurors to publicly answer questions regarding their health violates HIPAA. The State also notes that requiring potential jurors to answer questions on sensitive issues in front of the venire violates the jurors’ constitutional right to keep personal matters private from the government. See Wash. Const, art. I, § 7. Wise acknowledges that the trial court conducted questioning in chambers in order to “facilitate privacy.” Reply Br. of Appellant at 3. He argues, however, that “[p]ersonal embarrassment does not trump [the public trial] right.” Reply Br. of Appellant at 4. He further argues that the jurors “obviously consented to sharing medical information” since “[n] either the court nor the parties compelled the prospective jurors to reveal anything about their medical conditions.” Reply Br. of Appellant at 4. We disagree with Wise that a jury summons negated a Washington citizen’s privacy right. The prospective jurors were compelled to come to court by summons. RCW 2.36.095. If they had failed to respond to the summons, they would have committed a criminal offense. RCW 2.36.170. Moreover, once they had appeared at the courthouse for jury duty, they were required to take an oath and
¶34 HIPAA is a federal statute that “restricts health care entities from disclosure of ‘protected health information.’ ” Order on Discovery Motions, Lloyd v. Valley Forge Life Ins. Co., No. C06-5325 FDB, 2007 WL 906150, at *3, 2007 U.S. Dist. LEXIS 40526, at *10 (W.D. Wash. Mar. 23, 2007). In this case, several jurors discussed health problems with the court, with one juror asking the trial court to question him in chambers. More importantly, one venire member was a public health nurse and asked to respond privately to questions regarding her acquaintance with a defense witness because he was a patient. Though individuals may volunteer information about themselves in response to questioning, a health care provider may not answer questions about a patient absent patient consent without violating her duties under HIPAA. 42 U.S.C. § 1320d-6.
|35 We also reject the argument that the court may compel all potential jurors to waive HIPAA protections when they are questioned about their personal medical information. Potential jurors are required to be candid with the court and are under oath to be truthful. Here, the trial court specifically asked the jury pool the common question — whether anyone had “a physical problem or limitation that would make it difficult to sit as a juror,” Suppl. RP (June 26, 2007) at 9-10, and any disclosures in response to that question cannot be seen as waivers of HIPAA and the prospective juror’s constitutional right under article I, section 7 of the Washington Constitution to keep personal information private. Additionally, though the jurors were free to waive their own privacy rights knowingly and voluntarily by responding to questioning, the defense witness who had received medical treatment from the prospective juror who is a public health nurse was never given an opportunity to waive his HIPAA rights and may not even be aware that those rights have been violated.
¶37 In the absence of a timely objection, the trial court did not commit reversible error by failing to sua sponte conduct a Bone-Club analysis before allowing jurors to answer personal questions in chambers on the record and in the defendant’s presence. Our review of the record that contains verbatim a transcript of the entire voir dire of prospective jurors, whether conducted in the courtroom or the judge’s chambers, does not support Wise’s claim that his constitutional right to a public trial was violated, prejudicing his right to a fair trial and requiring that he be afforded a new trial on that basis. Accordingly, we affirm.
State v. Bone-Club, 128 Wn.2d 254, 906 P.2d 325 (1995).
Wise and his friends broke into the Mini Mart with a crowbar or similar instrument and stole several items, including lottery tickets, cigarettes, and change from two cash registers. Police caught the group when two members attempted to cash in some of the lottery tickets the next day. Two of the group members testified against Wise at trial.
We note the Division Three holding in Duckett, which expressly rejected a similar standing argument. 141 Wn. App. at 804. Division Three determined that
The dissent suggests that Erickson lacks standing to invoke the public’s right to a public trial. The dissent further states that Erickson’s interest in full candor during questioning conflicts with the public’s interest in open proceedings, and thus he cannot “fairly represent the public’s interests in exercising its public trial rights” under article I, section 10. We disagree.
146 Wn. App. at 206 n.2 (citations omitted).
We note that a mere failure to object, without additional conduct, has been held not to constitute waiver. See Brightman, 155 Wn.2d at 514 (“the defendant’s failure to object at trial to the courtroom closure ‘did not effect a waiver’ ”); Bone-Club, 128 Wn.2d at 257 (“[defendant's failure to object contemporaneously did not effect a waiver” (citing State v. Marsh, 126 Wash. 142, 146-47, 217 P. 705 (1923))).