DocketNumber: No. 63518-2-I
Judges: Becker, Cox, Dwyer
Filed Date: 12/20/2010
Status: Precedential
Modified Date: 11/16/2024
¶1 — Jury instructions are sufficient if they permit each party to argue their theory of the case, do not
¶2 The primary issue in this case of first impression is whether the court properly instructed the jury on the legal standard for determining whether the drivers are employees or independent contractors for purposes of the MWA. Other jury instructions are also at issue. For the reasons that follow, we affirm in part, reverse in part, and remand for further proceedings.
¶3 Randy Anfinson and two other drivers sued FedEx in December 2004, seeking relief on behalf of themselves and others similarly situated. The trial court granted their motion to certify this case under CR 23 as a class action on behalf of approximately 320 FedEx drivers (collectively Anfinson). The class is defined as
all persons who performed services as a pick up and delivery driver, or “contractor,” for defendant during the class period (December 21,2001 through December 31,2005) who signed (or did so through a personal corporate entity) a FedEx operating agreement and who handled a single route at some point during the class period; excluding persons who only performed or filled one or more of the following positions during the class period: multiple route contractors, temporary drivers, line-haul drivers, or who worked for another contractor.121
¶4 Anfinson seeks overtime wages under the MWA for a period commencing three years prior to December 2004, when this action was filed. The essence of this claim is that under the MWA the FedEx drivers are “employees,” not
¶5 Anfinson also seeks reimbursement for the cost of uniforms under the IWA, RCW 49.12.450. The parties stipulated that if the jury determined that the class members were employees and not independent contractors, FedEx would be liable for overtime wages under the MWA and uniform reimbursement under the IWA.
¶6 The court bifurcated the trial into two phases. The first phase was the liability phase and the second phase was to have addressed damages.
¶7 A central issue for the liability phase was how the trial court should instruct the jury on the legal standard for whether the drivers are employees of FedEx or independent contractors. The court, drawing on submissions from the parties and its own research, fashioned a preliminary and a final instruction for the jury on this question. They were worded substantially the same. These instructions are the primary issue on appeal.
¶8 After a four week trial on liability issues, the jury returned a defense verdict for FedEx. The jury decided that the class members were independent contractors, not employees.
¶9 Anfinson appeals.
JURY INSTRUCTIONS
¶10 Anfinson challenges both the trial court’s decisions to give certain instructions and its refusal to give others. We agree with some of these challenges and disagree with others.
¶12 “On appeal, jury instructions are reviewed de novo, and an instruction that contains an erroneous statement of the applicable law is reversible error where it prejudices a party.”
“When the record discloses an error in an instruction given on behalf of the party in whose favor the verdict was returned, the error is presumed to have been prejudicial, and to furnish ground for reversal, unless it affirmatively appears that it was harmless. . . .
“A harmless error is an error which is trivial, or formal, or merely academic, and was not prejudicial to the substantial rights of the party assigning it, and in no way affected the final outcome of the case.”[10 ]
¶13 In contrast, a trial court’s decision whether to give a particular instruction to the jury is a matter that we review only for abuse of discretion.
¶14 Refusal to give a particular instruction is an abuse of discretion only if the decision was “manifestly unreasonable, or [the court’s] discretion was exercised on
¶15 The fact that a proposed jury instruction includes language used by a court in the course of an opinion does not necessarily make it a proper jury instruction.
Preliminary Instruction and Instruction 9
¶16 Anfinson’s primary argument is that the court’s preliminary instruction, as well as instruction 9 (collectively Instruction 9), misstates the law. Specifically, the class members argue that this instruction erroneously states the legal standard for distinguishing between employees and independent contractors for purposes of the MWA. Anfinson argues Instruction 9, which focuses on whether an employer has the “right to control the details of the class members’ performance of the work,” is incorrect. We hold that Instruction 9 incorrectly states the law and was prejudicial to Anfinson.
¶17 In considering Anfinson’s arguments, we have several preliminary observations. First, the question whether the FedEx drivers are employees or independent contractors for purposes of the MWA is a question of first impression in Washington. Second, there are a wide variety of approaches in other states that have considered the same or similar questions.
¶18 That said, we focus first on the question of what legal standard should control, for purposes of the MWA, whether one is an “employee” or an “independent contractor.” This is a mixed question of fact and law.
¶19 Here, the trial court’s Instruction 9 states:
You must decide whether the class members were employees or independent contractors when performing work for FedEx Ground. This decision requires you to determine whether FedEx Ground controlled, or had the right to control, the details of the class members’ performance of the work.
1. The degree of FedEx Ground’s right to control the manner in which the work is to be performed;
2. The class members’ opportunity for profit or loss depending upon each one’s managerial skill;
3. The class members’ investment in equipment or materials required for their tasks, or their employment of others;
4. Whether the service rendered requires a special skill;
5. The degree of permanence of the working relationship;
6. Whether the service rendered is an integral part of FedEx Ground’s business;
7. The method of payment, whether by the time or by the job; and
8. Whether or not the class members and FedEx Ground believed they were creating an employment relationship or an independent contractor relationship.
Neither the presence nor the absence of any individual factor is determinative[
¶20 The overtime wage provision of the MWA that is primarily at issue for purposes of Instruction 9 is former RCW 49.46.130 (1998). That statute states in relevant part:
(1) Except as otherwise provided in this section, no employer shall employ any of his [or her] employees for a work week longer than forty hours unless such employee receives compensation for his [or her] employment in excess of the hours above specified at a rate not less than one and one-half times the regular rate at which he [or she] is employed [21 ]
¶21 RCW 49.46.010, the definitional section of the MWA, states:
(4) “Employer” includes any individual, partnership, association, corporation, business trust, or any person or group of persons acting directly or indirectly in the interest of an employer in relation to an employee;
(5) “Employee” includes any individual employed by an employer .... [A list of specific exclusions follows, none of which apply to this case.][
¶22 In interpreting statutory language, our goal is to effectuate the legislature’s intent.
¶23 The above definitions provide little guidance for determining whether an employment relationship exists in any particular case for purposes of the MWA. We thus turn to the established rules of statutory construction to address that question.
¶24 In analyzing these provisions of the MWA, we are guided by our supreme court’s decision in Stahl v. Delicor of
¶25 The supreme court’s analysis of RCW 49.46.130(3) is helpful here because RCW 49.46.130(1), a related section, is at issue in this case. In Stahl, the supreme court stated that in enacting the MWA, “the legislature broadly defined employee in RCW 49.46.010(5) to include any individual employed by an employer.”
¶26 It is also significant that the supreme court noted both that the MWA is “based on the Fair Labor Standards Act of 1938 (FLSA),” and that a review of that act supported the court’s conclusions regarding the MWA.
¶28 The legislature enacted the MWA in 1959.
¶29 The MWA, including its definitions, is patterned on the FLSA.
¶30 The FLSA was enacted in 1938 for the purposes of remedying low wages and long working hours.
¶31 In contrast to the economic realities test, the common law “right to control” test for determining whether a worker is an employee or an independent contractor is derived from the common law of torts.
¶32 The purpose of the distinction between an employee and an independent contractor is thus substantially differ
¶33 The economic realities test used by a majority of the federal circuits has six factors.
(1) the permanence of the working relationship between the parties;
(2) the degree of skill the work entails;
(3) the extent of the worker’s investment in equipment or materials;
(4) the worker’s opportunity for profit or loss;
(5) the degree of the alleged employer’s control over the worker;
(6) whether the service rendered by the worker is an integral part of the alleged employer’s business.
¶35 The common law and “economic realities” tests overlap to some extent. For example, the first factor of the economic realities test, the “right to control,” is essentially the same as the common law test. But the primary focus of the two tests is different. Under Washington’s common law test, the ultimate inquiry is whether the employer has the right to control the worker’s performance.
¶36 With these considerations in mind, we hold that the economic realities test used by the majority of the federal circuits should be the proper legal test for determining whether a worker is an employee under the MWA. Instruction 9, while including some factors drawn from this test,
¶37 Stahl and other supreme court cases make clear that Washington’s MWA is patterned on the FLSA. Given this and the legislative history of the MWA, we conclude that the federal test of “economic realities” used by a majority of the federal circuit courts is most persuasive, given the parallel remedial purposes of the state and federal acts.
¶38 In Stahl, the supreme court also looked to DLI’s then current interpretation of RCW 49.46.130 for guidance.
|39 DLI has substantially adopted the six factor economic realities test used by the majority of federal circuits as the interpretive rubric through which to distinguish employees from independent contractors.
¶40 The six factors that DLI identifies for that test are:
1. The degree of control that the business has over the worker.
2. The worker’s opportunity for profit or loss depending on the worker’s managerial skill.
3. The worker’s investment in equipment or material.
4. The degree of skill required for the job.
5. The degree of permanence of the working relationship.
DLI’s adoption of this test is an additional reason for our conclusion that the economic realities test is the proper test to use for purposes of the MWA.
¶41 Because this instructional error was given on behalf of the party in whose favor the verdict was returned, we presume that it was prejudicial. Therefore, we reverse.
¶42 FedEx argues that Anfinson was still able to argue effectively his theory of the case under Instruction 9 because of the presence of the six factors used by the majority of federal circuits. But Instruction 9 clearly states that the “right to control” is determinative. Thus, Anfinson could not effectively argue that the six factors of the economic realities test were determinative. This is particularly true in light of the presence of two additional factors in this instruction, neither of which is considered in the economic realities test. Our review of the final arguments by the parties supports our conclusion that this instruction was prejudicial to Anfinson.
¶43 FedEx relies on Ebling v. Gove’s Cove, Inc.
¶44 First, the court’s analysis gives no indication that either party argued that any test for distinguishing employees from independent contractors other than the common-law test should apply. Second, it is significant that the statutory framework in the wage and hour laws at issue in Ebling is not based on the FLSA. Thus, there was no reason for that court to consider the persuasive authority of the FLSA on that state law.
¶45 Third, Hollingbery, on which Ebling relied, sets forth the common law standard for determining whether a worker is an employee or an independent contractor in Washington in the context of tort law.
¶47 We note that the record indicates that the trial court also gave particular weight to the application of California’s common law test in Estrada v. FedEx Ground Package System, Inc.
¶48 In Estrada, a case seeking reimbursement for work-related expenses under the California Labor Code, the court accepted Borello as stating the applicable standard for determining whether a worker is an employee or an independent contractor because no party disputed the applicability of that test.
¶49 Borello addressed whether a class of workers qualified as employees under the California Workers Compensation Law, Cal. Lab. Code §§ 3200-5955. That act defines an “employee” as including most “persons ‘in the service of an employer under any . . . contract of hire’ ”
¶50 As the Borello court plainly stated, the act excludes “independent contractors” from coverage and “inserts the
¶51 The distinction between the California Labor Code and Washington’s MWA was recently made even clearer in Martinez v. Combs,
¶52 Because the California Labor Code and minimum wage laws are not patterned on the FLSA, the trial court incorrectly relied on the California courts’ articulation of that state’s common law test for distinguishing between an employee and an independent contractor under the MWA.
¶54 Anfinson first argues that factor three of Instruction 9 should have referred to the “relative” investments of the parties. While all federal circuits agree that the economic realities test is the proper test,
¶55 Anfinson next argues that factor eight of Instruction 9, the belief of the parties, is not a relevant factor under the FLSA test used by the majority of the federal circuits. We agree.
¶56 While Washington is not bound to strictly follow the test used by the majority of federal circuits, that test is persuasive. We have heard no persuasive argument why that test should not be used here. However, we acknowledge that the trial court, on remand, may hear such arguments, and we do not prejudge any ruling the trial court may make on that question.
¶57 Anfinson next argues that the court abused its discretion by refusing to give his proposed instruction 13 C. We disagree.
¶58 Proposed instruction 13C states:
In order to determine whether class members are employees or independent contractors, you should consider the following six factors:
(1) the degree of the alleged employer’s right to control the manner in which the work is to be performed;
(2) the extent of the relative investments of the alleged employer and employee and whether the alleged employee employs helpers;
(3) the alleged employee’s opportunity for profit or loss depending upon his or her managerial skills;
(4) whether the service rendered requires a special skill;
(5) the degree of permanence of the working relationship; and
(6) whether the service rendered is an integral part of the alleged employer’s business.
You may also consider other evidence bearing on this matter (including whether the alleged employer and alleged employees’ believed or stated that they were creating an employment relationship or an independent contractor relationship) only to the extent that such statements or beliefs mirror economic reality. No one factor is controlling but you should weigh them all to determine whether or not the class members are so dependent upon defendant’s business such that class members are not, as a matter of economic reality, in business for themselves. If you find that class members were, as a matter of economic reality, dependent upon defendant during the class period, you should find that class members were employees of defendant. On the other hand, if you find that class members, as a matter of
¶59 As we just explained, relative investment of the parties is not among the six factors that a majority of the federal circuits use to determine the economic realities of the relationship between the parties. Moreover, even the Fifth Circuit, which includes this factor, states its six factor test differently from this proposed instruction. Thus, for both reasons, this proposed instruction does not correctly state the economic realities test followed by any of the federal circuits. We hold that the trial court did not abuse its discretion in refusing this proposed instruction, although we affirm the trial court on different grounds than the court utilized.
Judicial Estoppel
¶60 FedEx argues that judicial estoppel should preclude Anfinson from arguing that Instruction 9 is erroneous. The trial court implicitly rejected this argument below, and so do we.
¶61 Judicial estoppel is an equitable doctrine that “ ‘precludes a party from asserting one position in a court proceeding and later seeking an advantage by taking a clearly inconsistent position.’ ”
¶62 We review the trial court’s decision whether to apply judicial estoppel for an abuse of discretion.
¶63 Anfinson moved to certify the class based on the theory that the common law “right to control” test articulated in Ebling was the correct legal standard for determining whether the class members were employees or independent contractors under the MWA. The court accepted this representation, stating in its findings and order on class certification that “[t]he critical test is whether FedEx had the ‘right to control’ the manner and means of the work performed.”
¶64 Anfinson did not change his position as to the applicable test until pretrial motions a few months before the trial was set to commence. At that point, Anfinson proposed a series of alternative jury instructions, one of which was based on the economic realities test. FedEx responded to Anfinson’s change in position by arguing that judicial estoppel precluded him from using the economic realities test because that argument is inconsistent with the legal standard that Anfinson proposed, and the trial court used, during the class certification phase of the
¶65 The trial court appears to have rejected FedEx’s argument by dealing with the issue on the merits.
¶66 In a footnote, FedEx now argues that the doctrine of judicial estoppel should preclude Anfinson’s arguments on appeal with respect to Instruction 9. FedEx claims these arguments are inconsistent with his legal position during the class certification proceedings that the common law “right to control” test was the applicable legal standard for determining whether the class members were independent contractors or employees.
¶67 But, the “heart of the doctrine [of judicial estoppel] is the prevention of inconsistent positions as to facts. It does not require counsel to be consistent on points of law.”
Anfinson’s Proposed Instructions 4 and 4A
¶68 Anfinson also argues that the trial court abused its discretion by declining to give Anfinson’s proposed instructions 4 and 4A.
¶69 Proposed instruction 4 states:
Plaintiffs have signed operating agreements, or contracts, with defendant. These contracts state, among other things, that plaintiffs are “independent contractors.” The contractual label of “independent contractor” does not determine whether plaintiffs are independent contractors or employees. You must determine whether plaintiffs are employees or independent contractors based on the actual relationship between plaintiffs*64 and defendant. Stated otherwise, the subjective intent of the plaintiffs and defendant cannot override the facts of this actual relationship.[98 ]
Proposed instruction 4A is identical to proposed instruction 4 but omits the last sentence.
¶70 The trial court declined to give these instructions, in part, because it believed they overemphasized one of the factors the court believed controlled the case. We cannot say that the court abused its discretion in making this decision on that basis under those circumstances. In any event, because of our decision on Instruction 9, further discussion of these proposed instructions is likely moot. We do not envision that these instructions will likely be proposed on remand. If they are, we have given the trial court and the parties sufficient guidance.
Anfinson’s Proposed Instruction 15A
¶71 Anfinson also argues that the trial court abused its discretion by declining to give Anfinson’s proposed instruction 15A.
¶72 That instruction states:
The fact that one or more of the plaintiffs, who provided services to defendant, did so through his or her personal business entity should not impact your decision in this case. If, applying the six factors set forth in Instruction No._, you find that the plaintiffs were so dependent upon defendant’s business such that plaintiffs were not, as a matter of economic reality, in business for themselves during the class period, you must find that plaintiffs were employees of defendant.[99 ]
¶73 In view of our holding as to the proper test for distinguishing between employee and independent contractor, we need not address this claim. This instruction is unlikely to be proposed on remand.
¶74 Anfinson argues that the trial court abused its discretion in giving the jury instruction 8. We hold that instruction was misleading and likely prejudicial. It also appears to be legally incorrect.
¶75 While the trial court has discretion with respect to the specific wording and number of jury instructions, the instructions must accurately state the law and may not mislead the jury.
Plaintiffs have the burden of proving that “employee” status was common to the class members during the class period. You should not consider individualized actions, conduct, or work experiences unless you find that they reflect policies, procedures, or practices common to the class members during the class period.[101 ]
¶76 We note that when the trial court took exceptions to its instructions to the jury, the court expressly rejected FedEx’s proposal that this instruction should have stated “that employee status was common to all class members.” The court stated in its ruling, “Specifically the court is persuaded that commonality does not require each and every class member be affected individually by the actions, conduct, or work experience if they have promulgated pursuant to a policy or widespread procedure or practice common to the class members during the class period.”
¶77 Nevertheless, during closing argument, FedEx argued that “common” means “all” or every class member for purposes of this instruction. “[I]f [plaintiffs] showed you that only 319 [class members were employees] and one wasn’t, your verdict should be for FedEx Ground because
¶78 Anfinson neither objected to this argument nor sought a curative instruction during closing. Rather, Anfinson argued that “common” means “frequent and widespread,” not “all.”
¶79 Under these circumstances, we conclude that the wording of the instruction was misleading and likely prejudicial to Anfinson. It was misleading because it permitted the jury to accept an argument that the court expressly ruled could not be made. “Common” does not mean “all,” as FedEx argued during closing. Absent an objection and a request for a curative instruction, this instruction permitted the jury to decide that Anfinson failed to prove his case if any one member of the class failed to fulfill any of the relevant class criteria. There is no legal support for that proposition.
¶80 Based on the briefing on appeal and our independent research, we also conclude that the instruction appears to be legally incorrect. In so concluding, we note the complexity of this issue and the dearth of persuasive case law addressing the issue. On remand, the parties should brief the question for the trial court to decide, with the following considerations in mind.
¶81 First, in addition to instruction 8, the trial court gave the standard burden of proof instruction based on 6 WPI 2.101 as instruction 7. That instruction stated:
When it is said that a party has the burden of proof on any proposition, or that any proposition must be proved by a preponderance of the evidence, or the expression “if you find” is used, it means that you must be persuaded, considering all the evidence in the case bearing on the question, that the proposi*67 tion on which that party has the burden of proof is more probably true than not true.[105 ]
It appears that instruction 8 was intended to supplement this initial statement of the burden of proof. Whether this was proper under the circumstances of this case is unclear.
¶82 Second, as discussed above, the first sentence of instruction 8 is incorrect because CR 23 does not require commonality as to evidence for the liability phase of a class action.
¶83 A court should order class certification only after conducting a “ ‘rigorous analysis’ ” to ensure that the plaintiff has satisfied CR 23’s prerequisites.
¶84 Third, with respect to the second sentence in instruction 8, this too appears to be incorrect. While Anfinson bears the burden of demonstrating that FedEx incorrectly classified the class members as independent contractors, FedEx has failed to point to persuasive authority holding that the finder of fact is prohibited from considering individualized actions, conduct, or work experiences in making this determination. The jury must consider all of the evidence adduced at trial to determine whether the class members were “employees” as a matter of economic reality.
¶86 FedEx relies on In re FedEx Ground Package System, Inc.
¶87 Here, however, the test for determining whether FedEx delivery drivers are independent contractors or employees is not whether FedEx had the “right to control” the workers. Rather, the test in Washington for determining employment status is the “economic reality” of the working relationship. Under this test, it is likely that evidence of the actual working relationship between FedEx and FedEx
¶88 Finally, FedEx argues that the cases Anfinson cites to support the propriety of representative evidence in the wage and hour law context are distinguishable. We agree that the cases Anfinson cites deal primarily with the issue of damages under the FLSA and are in that sense distinguishable from the issue in this case.
¶89 In Anderson v. Mt. Clemens Pottery Co.,
¶90 Anderson is distinguishable from this case in that the discussion of the burden of proof was related only to the measure of damages, not the fact of liability.
¶91 For these reasons instruction 8 appears to be legally incorrect. Because it was also misleading and prejudicial, it should not have been given.
Anfinson’s Proposed Instructions 11A and 12A
¶92 Anfinson also argues that the trial court abused its discretion in refusing to give Anfinson’s proposed instructions 11A and 12A. We disagree.
¶93 Anfinson’s proposed instruction 11A and instruction 12A deal with the burden of proof and the issue of representative evidence. As discussed at length above with respect to instruction 8, the case law on these issues is inconclusive. For that reason, we conclude that the trial court did not abuse its discretion in declining to give these instructions.
JURY VERDICT FORM
¶94 Anfinson argues that the trial court erred by giving its special verdict form and refusing to give the proposed verdict form [second alternative]. We disagree.
¶95 Jury verdict forms, like jury instructions, are sufficient when they “allow the parties to argue their theories of the case, do not mislead the jury and, when taken as a whole, properly inform the jury of the law to be applied.”
¶96 Here, the court gave its form of jury verdict, which read as follows:
We, the jury, find that during the class period, December 21, 2001 to December 31, 2005, the class members were (check one):
*72 [ ] Independent Contractors
[ ] Employees[128 ]
The question here is whether the court or the jury should make the determination whether a claimant is an employee under the MWA or an independent contractor. We hold that this is a jury question.
¶97 Employment status is a mixed question of fact and law.
¶98 Here, where the facts were highly contested, it was appropriate for the verdict form to ask the jury to determine whether the class members were “employees” or “independent contractors.”
¶99 Based on Tift v. Professional Nursing Services, Inc.,
¶100 While Anfinson’s citation to Tift is accurate, we conclude that the trial court did not err in submitting the question of employment status to the jury.
ATTORNEY FEES
¶101 Anfinson seeks fees on appeal based on RCW 49.46.090 and RCW 49.48.030. Because it is premature to determine whether such an award is proper at this stage of this case, we deny the request without prejudice to a future application for such fees.
¶102 RCW 49.46.090(1) of the MWA provides in relevant part:
Any employer who pays any employee less than wages to which such employee is entitled under or by virtue of this chapter, shall be liable to such employee affected for the full amount of such wage rate, less any amount actually paid to such employee by the employer, and for costs and such reasonable attorney’s fees as may he allowed by the court.
¶103 Furthermore, former RCW 49.48.030 (1971) of the wage statute provides:
In any action in which any person is successful in recovering judgment for wages or salary owed to him [or her], reasonable attorney’s fees, in an amount to be determined by the court, shall be assessed against said employer or former employer: PROVIDED, HOWEVER, That this section shall not apply if the amount of recovery is less than or equal to the amount admitted by the employer to be owing for said wages or salary.
¶105 We affirm in part, reverse in part, and remand for further proceedings.
Review granted at 172 Wn.2d 1001 (2011).
Cox v. Spangler, 141 Wn.2d 431, 442, 5 P.3d 1265 (2000).
Clerk’s Papers at 217.
Report of Proceedings (Mar. 27, 2009) at 7.
Clerk’s Papers at 2220.
Clerk’s Papers at 2383-85.
Cox, 141 Wn.2d at 442.
Leeper v. Dep’t of Labor & Indus., 123 Wn.2d 803, 809, 872 P.2d 507 (1994).
Cox, 141 Wn.2d at 442.
State v. Wanrow, 88 Wn.2d 221, 237, 559 P.2d 548 (1977).
Id. (emphasis omitted) (alteration in original) (quoting State v. Golladay, 78 Wn.2d 121, 139, 470 P.2d 191 (1970)).
Stiley v. Block, 130 Wn.2d 486, 498, 925 P.2d 194 (1996).
Hue v. Farmboy Spray Co., 127 Wn.2d 67, 92, 896 P.2d 682 (1995).
Boeing Co. v. Harker-Lott, 93 Wn. App. 181, 186, 968 P.2d 14 (1998).
Van Cleve v. Betts, 16 Wn. App. 748, 756, 559 P.2d 1006 (1977).
Swope v. Sundgren, 73 Wn.2d 747, 750, 440 P.2d 494 (1968); Hammond v. Braden, 16 Wn. App. 773, 776, 559 P.2d 1357 (1977).
See Opinion and Order, In re FedEx Ground Package Sys., Inc., Emp’t Practices Litig., No. 3:05-MD-527 RM (MDL-1700), 2008 WL 7764456, 2008 U.S. Dist. LEXIS 112104 (N.D. Ind. Mar. 25, 2008, clarified July 31, 2008) (discussing the test applied to determine employment status in Alabama, Arkansas, California, Florida, Illinois, Indiana, Iowa, Kentucky, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Montana, New Hampshire, New Jersey, New York,
See Bartels v. Birmingham, 332 U.S. 126, 130, 67 S. Ct. 1547, 91 L. Ed. 1947 (1947); Donovan v. Agnew, 712 F.2d 1509, 1510 (1st Cir. 1983); Brock v. Superior Care, Inc., 840 F.2d 1054, 1058-59 (2d Cir. 1988); Donovan v. DialAmerica Mktg., Inc., 757 F.2d 1376, 1383 (3d Cir. 1985); Steelman v. Hirsch, 473 F.3d 124, 128 (4th Cir. 2007); Herman v. Express Sixty-Minutes Delivery Serv., Inc., 161 F.3d 299, 303 (5th Cir. 1998); Donovan v. Brandel, 736 F.2d 1114, 1117 (6th Cir. 1984); Sec’y of Labor v. Lauritzen, 835 F.2d 1529, 1535 (7th Cir. 1987); Blair v. Wills, 420 F.3d 823, 829 (8th Cir. 2005); Donovan v. Sureway Cleaners, 656 F.2d 1368, 1370 (9th Cir. 1981); Dole v. Snell, 875 F.2d 802, 805 (10th Cir. 1989); Brouwer v. Metro. Dade County, 139 F.3d 817, 818-19 (11th Cir. 1998).
Statement of Additional Authorities by Appellants/Plaintiffs (filed July 12, 2010); RAP 10.8.
See Graves v. P.J. Taggares Co., 94 Wn.2d 298, 302-03, 616 P.2d 1223 (1980) (“ “Whether a relationship is one of agency or independent contractorship can only be decided as a matter of law where there are no facts in dispute and the facts are susceptible of only one interpretation.’” (quoting Larner v. Torgerson Corp., 93 Wn.2d 801, 804, 613 P.2d 780 (1980))); Brock, 840 F.2d at 1059 (“The existence and degree of each factor is a question of fact while the legal conclusion to be drawn from those facts — whether workers are employees or independent contractors — is a question of law.”).
Clerk’s Papers at 2195 (emphasis added).
(Emphasis added.)
(Emphasis added.)
Bostain v. Food Express, Inc., 159 Wn.2d 700, 708, 153 P.3d 846 (2007) (citing State v. Jacobs, 154 Wn.2d 596, 600, 115 P.3d 281 (2005)).
Id. (citing Jacobs, 154 Wn.2d at 600).
In re Pers. Restraint of Cruze, 169 Wn.2d 422, 427, 237 P.3d 274 (2010) (quoting Dep’t of Ecology v. Campbell & Gwinn, LLC, 146 Wn.2d 1, 9-10, 43 P.3d 4 (2002)).
Id. (quoting Christensen v. Ellsworth, 162 Wn.2d 365, 373, 173 P.3d 228 (2007)).
148 Wn.2d 876, 64 P.3d 10 (2003).
Id. at 879.
Id.
Id. at 886-87.
Id. at 884.
Id. at 884-85.
Id. at 881.
Id. at 885; see also Drinkwitz v. Alliant Techsystems, Inc., 140 Wn.2d 291, 298, 996 P.2d 582 (2000); Inniss v. Tandy Corp., 141 Wn.2d 517, 524, 7 P.3d 807 (2000).
Stahl, 148 Wn.2d at 886.
Rutherford Food Corp. v. McComb, 331 U.S. 722, 730, 67 S. Ct. 1473, 91 L. Ed. 1772 (1947); see also Bartels, 332 U.S. at 130; Sureway Cleaners, 656 F.2d at 1370.
Id.; Inniss, 141 Wn.2d at 523-34; Drinkwitz, 140 Wn.2d at 298.
Laws op 1959, eh. 294. Subsequent amendments have not materially altered the definitions of “employ” or “employee.”
RCW 49.46.130; Drinkwitz, 140 Wn.2d at 299.
Stahl, 148 Wn.2d at 885; Inniss, 141 Wn.2d at 523-24; Drinkwitz, 140 Wn.2d at 298; see also Cornelius J. Peck, Labor Law, 34 Wash. L. Rev. 316, 317 nn. 5 & 6 (1959) (citing provisions adopted directly from the FLSA and provisions based in large part on the FLSA).
29 U.S.C. § 203(g).
29 U.S.C. § 203(e)(1). This definition is followed by enumerated exceptions, none of which is relevant here.
Professor Cornelius Peck authored a comment on the MWA in the Washington Law Review the year that the MWA was enacted. He observed that many of the provisions of that statute, including the definitions of “employ,” “employer,” and “employee,” were adopted from the FLSA. Peck, supra, at 317. Professor Peck further noted that the MWA provided that compliance with the FLSA “shall be deemed to constitute compliance with crucial sections of the [MWA].” Peck, supra, at 316-17.
See Inniss, 141 Wn.2d at 523-24; Laws of 1975, ch. 289 (conforming state minimum wage laws to federal laws).
United States v. Silk, 331 U.S. 704, 713, 67 S. Ct. 1463, 91 L. Ed. 1757 (1947).
Id.; Bartels, 332 U.S. at 130; United States v. Rosenwasser, 323 U.S. 360, 362-63, 65 S. Ct. 295, 89 L. Ed. 301 (1945).
See, e.g., Real v. Driscoll Strawberry Assocs., 603 F.2d 748, 754 (9th Cir. 1979).
See Sureway Cleaners, 656 F.2d at 1370; Real, 603 F.2d at 754.
Massey v. Tube Art Display, Inc., 15 Wn. App. 782, 785-88, 551 P.2d 1387 (1976).
Id.
1C Arthur Larson, The Law of Workmen’s Compensation § 43.42, at 8-20 (1986).
Compare Massey, 15 Wn. App. at 787-88 (“ ‘[RJight to control the negligent actor’s physical conduct of the performance of the service’ ” constitutes the test, (emphasis omitted) (quoting Baxter v. Morningside, Inc., 10 Wn. App. 893, 895-96, 521 P.2d 946 (1974))), with Bostain, 159 Wn.2d at 712 (remedial statutes in Title 49 RCW should be liberally construed to carry out the legislature’s goal of protecting employees), and Stahl, 148 Wn.2d at 881 (“Employer exemptions from remedial legislation such as the MWA will be ‘narrowly construed and applied only to situations which are plainly and unmistakably consistent with the terms and spirit of the legislation.’ ” (quoting Drinkwitz, 140 Wn.2d at 301)).
See, e.g., Brock, 840 F.2d at 1058-59; DialAmerica Mktg., 757 F.2d at 1383; Brandel, 736 F.2d at 1117; Lauritzen, 835 F.2d at 1535; Sureway Cleaners, 656 F.2d at 1370; Dole, 875 F.2d at 805.
Brock, 840 F.2d at 1058-59; DialAmerica Mktg., 757 F.2d at 1383; Brandel, 736 F.2d at 1117; Lauritzen, 835 F.2d at 1535; Sureway Cleaners, 656 F.2d at 1370; Dole, 875 F.2d at 805.
6 Washington Practice: Washington Pattern Jury Instructions: Civil 50.11.01, at 458-59 (5th ed. 2005).
These factors appear to be adopted from Sureway Cleaners, 656 F.2d at 1370, a FLSA case.
This factor appears to be adopted from Hollingbery v. Dunn, 68 Wn.2d 75, 81, 411 P.2d 431 (1966), and 6 WPI 50.11.01.
This factor appears to be adopted from Hollingbery, 68 Wn.2d 75, 6 WPI 50.11.01, and Estrada v. FedEx Ground Package Systems, Inc., 154 Cal. App. 4th 1, 10, 64 Cal. Rptr. 3d 327 (2007).
6 WPI 50.11.01; Ebling v. Gove’s Cove, Inc., 34 Wn. App. 495, 663 P.2d 132 (1983); Hollingbery, 68 Wn.2d at 80.
Sureway Cleaners, 656 F.2d at 1370.
Stahl, 148 Wn.2d at 886.
Statement of Additional Authorities by Appellant/Plaintiffs at 1 (Technical Bulletin No. 11, dated Nov. 10, 2009).
RCW 49.46.010, .040, .090(2).
Wash. Water Power Co. v. Wash. State Human Rights Comm’n, 91 Wn.2d 62, 68-69, 586 P.2d 1149 (1978).
Statement of Additional Authorities by Appellant/Plaintiffs at 1 (Technical Bulletin No. 11, dated Nov. 10, 2009).
This is also consistent with the approach adopted by a number of other states, including Pennsylvania, New Mexico, Maine, Illinois, Michigan, Alaska, and Oregon, which all look to the FLSA for the relevant test. Bureau of Labor Law Compliance v. Stuber, 822 A.2d 870 (Pa. Commw. Ct. 2003), aff’d, 859 A.2d 1253 (Pa. 2004); Garcia v. Am. Furniture Co., 101 N.M. 785, 789, 689 P.2d 934 (1984); People ex rel. Dep’t of Labor v. MCC Home Health Care, Inc., 339 Ill. App. 3d 10, 19-21, 790 N.E.2d 38, 273 Ill. Dec. 896 (2003); Buckley v. Prof’l Plaza Clinic Corp., 281 Mich. App. 224, 234, 761 N.W.2d 284 (2008); Jeffcoat v. Dep’t of Labor, 732 P.2d 1073, 1075 (Alaska 1987); Presley v. Bureau of Labor & Indus., 200 Or. App. 113, 117, 112 P.3d 485 (2005); see also Dir. of Bureau of Labor Standards v. Cormier, 527 A.2d 1297, 1299-1300 (Me. 1987); Andrews v. Kowa Printing Corp., 351 Ill. App. 3d 668, 677-78, 814 N.E.2d 198, 286 Ill. Dec. 548 (2004).
34 Wn. App. 495, 663 P.2d 132 (1983).
Id. at 497.
Id.
Id.
68 Wn.2d 75, 411 P.2d 431 (1966).
Ebling, 34 Wn. App. at 498.
Hollingbery, 68 Wn.2d at 76, 79-80.
Id. at 80-81.
154 Cal. App. 4th 1, 64 Cal. Rptr. 3d 327 (2007).
48 Cal. 3d 341, 769 P.2d 399, 256 Cal. Rptr. 543 (1989).
Estrada, 154 Cal. App. 4th at 11.
Borello, 48 Cal. 3d at 349 (alteration in original) (quoting Cal. Lab. Code § 3351).
Id. (quoting Cal. Lab. Code § 3353).
Id. at 350.
Id.
49 Cal. 4th 35, 231 P.3d 259, 109 Cal. Rptr. 3d 514 (2010).
Id. at 48-52.
Id. at 52-66 (“In no sense is the [Industrial Welfare Commission’s] definition of the term ‘employ’ based on federal law.”).
Id. at 52-55.
Id. at 59 (emphasis added).
See Bartels, 332 U.S. at 130; Agnew, 712 F.2d at 1510; Brock, 840 F.2d at 1058-59; DialAmerica Mktg., 757 F.2d at 1383; Steelman, 473 F.3d at 128; Herman, 161 F.3d at 303; Brandel, 736 F.2d at 1117; Lauritzen, 835 F.2d at 1535; Blair, 420 F.3d at 829; Sureway Cleaners, 656 F.2d at 1370; Dole, 875 F.2d at 805; Brouwer, 139 F.3d at 818-19.
See, e.g., Herman, 161 F.3d at 303.
See Brock, 840 F.2d at 1058-59; DialAmerica Mktg., 757 F.2d at 1383; Brandel, 736 F.2d at 1117; Lauritzen, 835 F.2d at 1535; Sureway Cleaners, 656 F.2d at 1370; Dole, 875 F.2d at 805.
Clerk’s Papers at 1819-20 (emphasis added).
Miller v. Campbell, 164 Wn.2d 529, 539, 192 P.3d 352 (2008) (internal quotation marks omitted) (quoting Arkison v. Ethan Allen, Inc., 160 Wn.2d 535, 538, 160 P.3d 13 (2007)).
id.
Bartley-Williams v. Kendall, 134 Wn. App. 95, 98, 138 P.3d 1103 (2006).
In re Marriage of Littlefield, 133 Wn.2d 39, 46-47, 940 P.2d 1362 (1997).
Id. at 47.
Robinson v. Khan, 89 Wn. App. 418, 420, 948 P.2d 1347 (1998) (“A notice of cross-review is essential if the respondent ‘seeks affirmative relief as distinguished from the urging of additional grounds for affirmance.’ ” (quoting Phillips Bldg. Co. v. An, 81 Wn. App. 696, 700 n.3, 915 P.2d 1146 (1996); RAP 2.4(a))).
King v. Clodfelter, 10 Wn. App. 514, 521, 518 P.2d 206 (1974).
Clerk’s Papers at 2169.
Clerk’s Papers at 2174.
Cox, 141 Wn.2d at 442.
Clerk’s Papers at 2194 (emphasis added).
Report of Proceedings (Mar. 27, 2009) at 16.
Report of Proceedings (Mar. 30, 2009) at 78.
Report of Proceedings (Mar. 30, 2009) at 56.
Clerk’s Papers at 2193.
See Rosario v. Livaditis, 963 F.2d 1013, 1017-18 (7th Cir. 1992) (“The fact that there is some factual variation among the class grievances will not defeat a class action.”).
See CR 23.
Clerk’s Papers at 209-19.
Oda v. State, 111 Wn. App. 79, 93, 44 P.3d 8 (2002) (quoting Gen. Tel. Co. of Sw. v. Fakon, 457 U.S. 147, 161, 102 S. Ct. 2364, 72 L. Ed. 2d 740 (1982)).
Miller v. Farmer Bros., 115 Wn. App. 815, 820, 64 P.3d 49 (2003).
Id. at 825.
Oda, 111 Wn. App. at 91.
See, e.g., Real, 603 F.2d at 754.
Martin v. Selker Bros., 949 F.2d 1286, 1298 (3d Cir. 1991) (“It is not necessary for every single affected employee to testify in order to prove violations or to recoup back wages. The testimony and evidence of representative employees may be sufficient to establish prima facie proof of a pattern and practice of FLSÁ violations.”).
See Reich v. Gateway Press, Inc., 13 F.3d 685, 701-02 (3d Cir. 1994) (“[N]ot all employees need to testify in order to prove the violations or to recoup back wages. Rather, the Secretary can rely on testimony and evidence from representative employees to meet the initial burden of proof requirement. ‘Once the pattern is established, the burden shifts to the employer to rebut the existence of violations [ ] or to prove that individual employees are excepted from the pattern or practice.’ ” (second alteration in original) (citations omitted) (quoting Martin, 949 F.2d at 1298)); Anderson v. Mt. Clemens Pottery Co., 328 U.S. 680, 686-88, 66 S. Ct.
Clerk’s Papers at 2194 (emphasis added).
Opinion and Order, In re FedEx Ground Package Sys., Inc., Emp’t Practices Litig., No. 3:05-CV-530 RM, 2010 WL 3239363 (N.D. Ind. Aug. 11, 2010).
Id. at *1, *20-21.
Id. at *27-28.
Id. at *20.
See, e.g., Anderson, 328 U.S. at 688 (“[Hiere we are assuming that the employee has proved that he has performed work and has not been paid in accordance with the statute. . . . The uncertainty lies only in the amount of damages arising from the statutory violation by the employer.”).
328 U.S. 680, 66 S. Ct. 1187, 90 L. Ed. 1515 (1946).
Id. at 686-87.
Id. at 687.
Id. at 688.
Farmboy, 127 Wn.2d at 92.
Id.
Clerk’s Papers at 2220.
See Graves, 94 Wn.2d at 302-03; Brock, 840 F.2d at 1059.
Zurfluh v. Lewis County, 199 Wash. 378, 381, 91 P.2d 1002 (1939), overruled in part on other grounds by Portland-Seattle Auto Freight, Inc. v. Jones, 15 Wn.2d 603, 131 P.2d 736 (1942) (holding question of proximate cause is a mixed question of law and fact that must be submitted to the jury unless the facts are undisputed); Ling Nan Zheng v. Liberty Apparel Co., 617 F.3d 182, 185-86 (2d Cir. 2010) (holding that in the context of a jury trial, whether a defendant is plaintiffs’ joint employer is a mixed question of law and fact and is properly a question for the jury); Davila v. Yellow Cab Co., 333 Ill. App. 3d 592, 595, 776 N.E.2d 720, 267 Ill. Dec. 348 (2002) (holding question of whether employer/employee relationship exists is a mixed question of law and fact to be submitted to a jury unless the facts are undisputed); Johnson v. Unified Gov’t of Wyandotte County, 180 F. Supp. 2d 1192, 1202-03 (D. Kan. 2001) (concluding that special verdict form requiring jury to decide employee/independent contractor status was not error because questions of fact and questions of law were inextricably intertwined, and because verdict form was not prejudicial).
Zurfluh, 199 Wash, at 381; Ling Nan Zheng, 617 F.3d at 185-86; Davila, 333 Ill. App. 3d at 595; Johnson, 180 F. Supp. 2d at 1202-03.
76 Wn. App. 577, 886 P.2d 1158 (1995).
Id. at 582.