DocketNumber: No. 2010AP363
Judges: Brown, Neubauer, Reilly
Filed Date: 12/8/2010
Status: Precedential
Modified Date: 11/16/2024
¶ 1. llana C. appeals from a circuit court order granting her mother and stepfather, Ilya R. and Stephen R., full guardianship of liana's daughter Alexis. liana challenges the order on three grounds. First, liana contends that Wisconsin lacked jurisdiction under the Uniform Child Custody Jurisdiction and Enforcement Act (UCCJEA), see Wis. Stat. ch. 822 (2007-08),
BACKGROUND
¶ 2. Stephen and Ilya filed for permanent guardianship of Alexis on May 27, 2009. The petition alleges both that a guardianship is in Alexis's best interests and that she is in need of a guardian because she resides with Stephen and Ilya, who support her. The circuit court scheduled a hearing and appointed a guardian ad litem. The notes from the July 14, 2009 hearing reflect that the circuit court granted Stephen and Ilya temporary guardianship of Alexis pending a contested guardianship hearing on August 20, 2009. On August 5, 2009, liana filed a motion to dismiss the guardianship petition on grounds that: (1) Alexis was placed with Ilya on May 27, 2009, and liana had never relinquished custody and care of her daughter and (2) Wisconsin is not Alexis's home state under the UCCJEA, and the court does not have any other grounds for jurisdiction. After briefing and argument by the parties, the circuit court determined that Wisconsin had jurisdiction and extended the temporary guardianship order. The matter proceeded to a contested guardianship hearing on October 29, 2009.
¶ 4. liana testified that after Alexis moved to Indiana, she saw Alexis "within the first couple of months. As soon as [she] could." liana testified that she visited Alexis "at least five" times during the eighteen-month period that Alexis resided with Ellis and called "every day or every couple days." liana testified that Alexis's daycare expenses in Indiana were shared by Ilya, Stephen and Ellis, with the exception of approximately $500 that liana gave to Ellis.
¶ 6. At the time of the October 2009 hearing, liana testified that she had "achieved stability." She was living by herself in a three-bedroom apartment in Rockford, had obtained her certified nursing assistant (CNA) certificate, and was employed as a CNA.
¶ 7. Ellis also testified at the hearing. According to Ellis, liana brought Alexis to Indiana two times for doctor visits in the first few months after Alexis was born. She testified that during the time that Alexis lived in Rockford with liana from February 2007 to October 2007, "[w]e were very concerned about whether [Alexis] was all right or not." When liana called Ellis about Alexis coming to stay with her, liana asked if Alexis could stay for "about a week and a half' because her roommate's children had the flu. Alexis stayed with Ellis for a year and a half. liana visited Alexis at Ellis's house on three occasions for four or five days during this period and called sporadically. Ellis testified that "sometimes [liana would] call twice a month. One time she didn't call for about four or five months." Ellis contacted liana to let her know things about Alexis, but found that liana's cell phone "was always full." She was unable to reach liana for three or four days when Alexis had an ear infection and Ellis did not have written permission to obtain medical care. It was evident from Ellis's testimony that Alexis would attend daycare even when liana was visiting.
¶ 8. With respect to liana's interaction with Alexis during her visits, Ellis testified: "I always cared for the baby ... I mean, the baby came to me for whatever she needed." She further testified:
*116 In the hospital I witnessed the fact that liana would not even hold the baby. Her mother and I fed the baby .... We cuddled that sweet, little kid. We played with her. We nurtured her. I have seen the nurse hand the baby to llana and liana just- — I mean, it's just right there. She could have slipped off her lap or anything. I'm sorry. Excuse me. Did she take care of [Alexis] while she was at my house? No. Again I say no. She played with her, yes. She played with her like she was a doll, not like a mother would do.
In support of her testimony that liana had exercised "very poor judgment" in her care of Alexis, Ellis testified as to an incident where Alexis had gotten into a bath product that irritated her skin while liana was giving her a bath. Ellis also testified that during her visits, "liana seemed more concerned with her telephone and . . . she would go out to her car, turn on her stereo and smoke." Ellis testified that if there was a problem with Alexis, "[liana] would look me in the face and tell me I can't deal with this, take her." Ellis also testified about behavioral issues Alexis exhibited both in her home and at daycare, specifically laying on and choking Ellis's cats and laying on children at daycare. Ellis denied ever having seen liana abuse Alexis.
¶ 9. Ilya testified that she was in the room when Alexis was born. At that time she had concerns about liana's care of Alexis: "[liana] didn't want to hold her, she wouldn't feed her, she didn't want to change her. The nurses expressed their concern that she was not bonding or interacting with the baby." According to Ilya, the hospital did not want to release the baby to liana unless she agreed to go with Ilya and Ellis. As a result, llana and Alexis moved in with Ilya. liana's care of Alexis did not improve. At some point, presumably January and February of 2007, llana and Alexis resided
¶ 10. Ilya further testified that during liana's visits with Alexis at their house, she observed liana providing "some" care of Alexis, playing with her and putting on her pajamas. However, on one occasion, liana gave Alexis a bath over a two-hour period. Ilya became concerned because the bath was taking so long. When she checked on llana and Alexis, the water in the bathtub was "all the way to the top" and Alexis slipped under the water. liana just sat "staring into space," not "really do[ing] anything else." On another occasion, Ilya observed Alexis crying out "Mommy, mommy" while standing in the middle of the street or cul-de-sac in front of their home. liana was talking on the phone and smoking a cigarette and did not direct her attention to Alexis even though Alexis's cries were loud enough for Ilya to hear in the house.
¶ 11. Finally, Ilya testified that their lack of guardianship had made it difficult to obtain health care for Alexis. She and Stephen had tried to explain to liana
¶ 12. Finally, Stephen and Ilya offered the testimony of Dr. Kristin Keeler, a clinical psychologist with ten years' experience. Stephen and Ilya had consulted with Keeler regarding Alexis's behaviors, including cruelty to animals, intense temper tantrums, her need for constant supervision to prevent destruction of property, and toileting accidents related to anger, defiance and intense emotions. Keeler had also met Alexis. Based on the information provided by Stephen and Ilya as to Alexis's history and symptoms, Keeler testified to a "reasonable degree of psychological certainty" that Alexis would fall under the category of Reactive Attachment Disorder (RAD). Keeler noted Alexis's history of
¶ 13. The circuit court issued its decision on November 11, 2009. The court noted that the guardian ad litem supported Ilya and Stephen's request for permanent guardianship. The court recognized that there must be clear and convincing evidence of extraordinary circumstances affecting the health and safety of the minor in order to grant guardianship over a parent's objection. The court indicated its thorough review of the testimony and its concern that liana's conflicting testimony as to her employment, living situation and bipolar disorder resulted in a "credibility issue." In contrast, the court found Ellis, Keeler, Ilya and Stephen credible. The court found that "it started pretty early in this child's life that this natural mother couldn't care for this child and it's continued through the years." After citing several examples of unusual behavior on the part of both llana and Alexis, the court made the following ruling: "This child, to prevent any harm in the future or neglect, needs ... a guardianship. The evidence is there. The behavior is there. And the mother has a problem with the truth." After the court's grant of guardianship, liana's counsel asked the court to address the issue of liana's visitation or placement schedule with Alexis. The court deferred to the guardians and declined to "get involved in the issue of what a guardian does unless they do something that is unfit."
¶ 14. The court entered a written order for guardianship on November 11, 2009. liana appeals.
Jurisdiction under the UCCJEA, Wis. Stat. ch. 822
¶ 15. Standard of Review and Statutory Framework. It is undisputed that this guardianship proceeding, commenced May 27, 2009, presents an initial custody determination as to Alexis. The UCCJEA governs interstate child custody disputes and is adopted in Wis. Stat. ch. 822. Wisconsin Stat. § 822.21, which governs initial custody jurisdiction, is the exclusive jurisdictional basis for making a child custody determination by a court of this state, and the physical presence of, or personal jurisdiction over, a party or a child is not necessary or sufficient to make a child custody determination. Sec. 822.21(2)-(3). The determination of jurisdiction under the UCCJEA presents a question of law that we review independently of the circuit court. N.J.W. v. State, 168 Wis. 2d 646, 652, 485 N.W.2d 70 (Ct. App. 1992). Further, when interpreting statutes, we begin with the language of the statute. State ex rel. Kalal v. Circuit Court for Dane County, 2004 WI 58, ¶ 45, 271 Wis. 2d 633, 681 N.W.2d 110. "Statutory language is given its common, ordinary, and accepted meaning." Id. We interpret statutory language in the context in which it is used and in relation to the language of surrounding or closely related statutes. Id., ¶ 46.
¶ 16. liana contends that the circuit court erred in its determination that Wisconsin had jurisdiction under the UCCJEA to conduct the guardianship proceedings. Pursuant to Wis. Stat. § 822.21(l)(a), a Wisconsin court has jurisdiction to make an initial determination if the state is the "home state" of the child on the date of the commencement of the proceeding or the
¶ 17. However, under Wis. Stat. § 822.21(l)(b), a state may exercise initial jurisdiction if, among other considerations, a court of another state does not have jurisdiction under the criteria of § 822.21(l)(a).
¶ 18. At the crux of liana's contention that Indiana is Alexis's "home state" is the definition of a "person acting as a parent" under Wis. Stat. § 822.02(13). A "person acting as a parent" means a person who: (1) has physical custody of the child or has had physical custody for a period of six consecutive months, including any temporary absence, within one year immediately before the commencement of a child custody proceeding and (2) has been awarded legal custody by a court or claims a right to legal custody under the law of this state. Id. It is undisputed that Ellis had physical custody of Alexis for a period of six consecutive months within one year of the commencement of these proceedings. liana contends that because Ellis also had a claim to a right of legal custody, Ellis meets the definition of a "person acting as a parent," and thus Indiana is Alexis's home state. We reject liana's argument.
¶ 19. Analysis. It is undisputed that Ellis has never been awarded legal custody and Ellis does not claim a right to legal custody. Ellis no longer cares for Alexis in Indiana and there are no plans for Alexis to
¶ 20. liana nevertheless contends that Indiana is Alexis's home state and that the circuit court's decision to the contrary "ignores that [Ellis] could be a 'person acting as a parent' if she 'claims a right to legal custody.'" liana contends that the phrase "claims a right to legal custody" is "simply de facto decision-making power," and Ellis's past exercise of that decision-making power is sufficient. We disagree.
¶ 21. A claim must be affirmatively asserted by the caretaker in the context of a custody proceeding in order for it to drive a jurisdictional determination. The statute does not provide for any other interpretation. Moreover, even if it were subject to more than one construction, it would be absurd to interpret Wis. Stat. § 822.02(13) otherwise. See State ex rel. Kalal, 271 Wis. 2d 633, ¶ 46 (statutory language is interpreted reasonably to avoid absurd or unreasonable results). The facts as presented in this case could not illustrate this more clearly. If we were to accept liana's contention that Indiana is Alexis's "home state" by virtue of Ellis's care for her, then jurisdiction would lie in a state where the child no longer resides (and there are no plans for her to return there to reside), where no proceedings have been filed and, most significantly, where not one person has asserted a claim for legal custody of her.
¶ 22. One of the purposes of the UCCJEA is to "[p]romote cooperation with the courts of other states to the end that a custody decree is rendered in the state that can best decide the case in the interest of the
¶ 23. Moreover, "legal custody" implicates the right and responsibility to make major decisions concerning a child, including authorization for nonemergency medical care and choice of school and religion.
¶ 24. liana cites to three extrajurisdictional cases in which the day-to-day decision making of noncustodial caretakers was deemed to satisfy the requirement of claiming a right to legal custody.
¶ 25. Here, there is no evidence in the record that Ellis believed her right to make major decisions concerning Alexis superseded liana's right to do so. Indeed, Ellis testified that when Alexis needed nonemergency medical care, she attempted (albeit unsuccessfully) to contact liana for permission. Because she was not Alexis's legal guardian, Ellis was unable to obtain medical care through ordinary channels. Ellis had to "plead" with her primary care physician of thirty years to treat Alexis's ear infection when liana could not be reached for consent. Ellis's testimony clearly demonstrates that any past decisions she made about Alexis's day care and medical care were a function of necessity and not an assertion of a claim to legal custody.
¶ 26. In arriving at its decision, the circuit court noted:
[T]he section that is required by the Court to look at is [Wis. Stat. §] 822.21.... And the first thing it talks about is .. . residency by the child. And it's clear from the record that the mother is living in Illinois, the child was living in Indiana, and the child was living with the*126 great grandmother . .. [who] would not be considered a person acting as a parent because she did not. . . have legal custody by any court.8
So the court can look then to subsection (b), court of another state does not have jurisdiction. Again, a child is in Indiana with the great grandmother who does not have legal custody. The mother lives in Illinois. The grandparents live in Wisconsin. The child is in Wisconsin when the petition is filed and the petition was filed May 27, 2009. So basically... there was no state that had jurisdiction.
Wisconsin also has evidence available regarding the child's care, protection, training, and personal relationships because the petitioners are in Wisconsin and the child is in Wisconsin ....
[N]othing had been filed in other states regarding guardianship. So it's a case where nobody had jurisdiction. (Footnote added.)
Given that Ellis did not have legal custody and had not asserted a claim for legal custody when these proceedings commenced, we conclude that the circuit court properly determined that Indiana was not Alexis's "home state" and that Wisconsin had initial jurisdiction under § 822.21G).
¶ 27. liana next contends that the circuit court applied an incorrect legal standard in evaluating the custody dispute between a parent and a third party by focusing on the prospect of future harm and neglect. Our review of the circuit court's custody determination involves a mixed question of law and fact. Cynthia H. v. Joshua O., 2009 WI App 176, ¶ 33, 322 Wis. 2d 615, 777 N.W.2d 664.
Custody determinations are based on first-hand observation and experience with the persons involved and, therefore, the discretionary decisions of the trial court are given great weight on appeal. A custody award will be upset only if the appellate court is convinced that the findings of fact upon which the custody determination is based are clearly erroneous, or that the custody determination represents [an erroneous exercise] of discretion. To find an [erroneous exercise] of discretion, an appellate court must find either that the circuit court has not exercised discretion or that it has exercised discretion on the basis of an error of law or irrelevant or impermissible factors.
Id. (citations omitted). We review de novo whether the circuit court applied the correct legal standard in exercising its discretion. Id.
¶ 28. liana points to the proper standard as that set forth in Barstad. There, the court held that "unless the court finds that the parent is unfit or unable to care for the child or that there are compelling reasons for denying custody to the parent, the court must grant custody to the child's parent." Barstad, 118 Wis. 2d at 551. In Cynthia H., this court recently explained that Barstad established a bifurcated inquiry when address
¶ 29. Here, the circuit court issued a lengthy decision in which it addressed the standard of law, including burden of proof, and set forth detailed findings of fact, liana is correct that the circuit court cited to the supreme court's decision in Robin K. v. Lamanda M., 2006 WI 68, 291 Wis. 2d 333, 718 N.W.2d 38, as providing the appropriate standard of review. It is undisputed that the language from the guardianship statute relied on in Robin K. had been repealed, see 2005 Wis. Act. 387, § 307, and thus, the "extraordinary circumstances" standard is no longer controlling. However, the Robin K. court expressly recognized Barstad when setting forth the now-repealed statutory standard, stating: "[T]here may be similarities between the statutory requirement that a court find 'extraordinary circumstances requiring medical aid or the prevention of harm to his or her person,' Wis. Stat. § 880.03 [(2003-04)], and the Barstad requirement that a court find 'compelling reasons ....'" Robin K., 291 Wis. 2d 333, ¶ 3 n.3. Based on the circuit court's findings of fact and analysis, we conclude that despite its citation to Robin K., the circuit court's decision nevertheless identifies the compelling reasons underlying its decision to transfer custody.
¶ 31. Finally, the court focused on Alexis's "unusual behavior" as testified to by Ilya, Ellis and a psychologist. The court noted specific instances of odd behavior exhibited by Alexis after visits with liana, including asking for a pill for the shakes, urinating in public and trying to French kiss. It observed:
[Alexis] has an issue with injuring animals. She wants to kill a dog or a cat. A three-year-old. Children don't normally say things like that unless there's been some sort of abuse or neglect. She lays on other kids in the daycare center .... That's unusual behavior. She's defiant. She's got behavioral problems that are not just normal for a three- year-old, and that issue was further*130 testified to by Dr. Keeler, who is a .. . clinical psychologist .. . ten years in practice. What does she tell the Court? There's major tantrum issues. There's anger issues. Child needs constant supervision. She's cruel to animals. She's got a Reactive Attachment Disorder. She needs a stable and consistent environment for her needs....
And I think the most telling testimony of [Stephen] was that the natural mother needs to bond with the baby [because] it's never happened.
So clear and convincing evidence, burden of proof, I've got a doctor I find credible who's been qualified, Dr. Keeler, indicates all the unusual and extraordinary behavior this child has, needs total attention, total care. I find her testimony credible. I find [Stephen] and [Ilya's] testimony credible.
This child, to prevent any harm in the future or neglect, needs ... a guardianship. The evidence is there. The behavior is there. And the mother has a problem with the truth .... And if the mother has a medical issue or a mental illness issue, it has to be treated. She doesn't have to lie about it.
¶ 32. liana seizes on the court's reference to Alexis's need for protection from future harm or neglect as demonstration that the circuit court failed to apply the proper standard, namely whether liana is unfit or unable to care for Alexis or whether there were other compelling reasons. liana contends that "[ejvery child needs protection from future harm and neglect," and if this were the standard for guardianship, every child would need one. liana oversimplifies the court's statement. It is precisely liana's current ability to provide Alexis with adequate care that implicates her ability to protect Alexis from future harm and neglect.
¶ 33. In arriving at its decision, the court addressed liana's current situation, as well as her past
¶ 35. In Robin K., 291 Wis. 2d 333, ¶ 19, the supreme court cited the circuit court's findings of fact that there were no specific signs of neglect and that the Wisconsin Department of Human Services had decided against removing the mother's other children from the home, thus tacitly approving the appropriateness of placement in the mother's home. The supreme court
¶ 36. In Barstad, the court denied a petition for third-party custody despite the fact that the child had
¶ 37. Finally, we note that in each of the postBarstad cases cited by liana, the reviewing court upheld the custody determination made by the circuit court based on its findings of fact. See Robin K., 291 Wis. 2d 333, ¶¶ 1, 8-9, 19-20; Nicholas C.L., 293 Wis. 2d 819, ¶¶ 18-22; Cynthia H., 322 Wis. 2d 615, ¶¶ 1, 30; but see, Barstad, 118 Wis. 2d at 554-55 (reversing the circuit court's decision as relying on an incorrect standard of law). This stands to reason. A circuit court's custody determinations are discretionary and are given great weight on appeal because the determinations are based on the circuit court's first-hand observation and
¶ 38. A custody award will be upset only if the appellate court is convinced that the custody determination is based on clearly erroneous findings of fact, Wis. Stat. § 805.17(2), or an erroneous exercise of discretion. Barstad, 118 Wis. 2d at 554. Here, we conclude that the circuit court properly exercised its discretion in awarding guardianship of Alexis to Stephen and Ilya. We are satisfied that the court's findings in support of its "extraordinary circumstances" determination likewise support a determination that "compelling reasons" exist for such a guardianship award.
Visitation
¶ 39. Immediately following the circuit court's award of guardianship to Stephen and Ilya, liana asked the court to address a visitation schedule. The circuit court declined to do so, stating: "That's up to the guardian .... The Court does not get involved in the issue of what a guardian does unless they do something that is unfit." liana asserts that "the court apparently believed it did not have the authority to address [liana's] request for a placement order." She contends that, while there is not a specific guardianship statute addressing a parent's right to placement or visitation in a third-party guardianship, the court had authority to address visitation under its plenary power and equitable jurisdiction. Indeed, the supreme court observed in Holtzman v. Knott, 193 Wis. 2d 649, 685, 533 N.W.2d
¶ 40. The record reflects that the circuit court did not decline to address liana's visitation request based on a lack of authority or jurisdiction. Rather, the court exercised its discretion in deferring to the guardians. We see no error in the court's decision. While previously caring for Alexis, Ilya and Stephen consistently facilitated visits with liana. At the time of liana's request, there had been no indication that the parties would not be able to arrive at a visitation schedule. The circuit court advised liana that the court would get involved if needed.
CONCLUSION
¶ 41. We conclude that the circuit court correctly determined that Wisconsin had initial child custody jurisdiction under Wis. Stat. § 822.21 and the UCCJEA. We further conclude that the circuit court properly exercised its discretion in granting guardianship of Alexis to Ilya and Stephen and in deferring to them on the issue of visitation. We therefore affirm the order.
By the Court. — Order affirmed.
All references to the Wisconsin Statutes are to the 2007-08 version unless otherwise noted.
liana testified that at some point between February 2007 and October 2007, she and Alexis lived at the Pump Handle motel for a couple of weeks. This was the only time that liana resided alone with Alexis.
Ellis testified that liana provided at most $300 in financial support during the eighteen months that Alexis resided with Ellis.
Iiana's testimony was contradicted in part by Chet Gaines, a private investigator hired by Ilya. According to Gaines, liana had been working as an exotic dancer at Big Foot Lounge as late as October 3, 2009. Gaines also testified that, based on his observations, liana was not residing consistently at her new apartment and she was not residing alone, another female also resided at that address.
Wisconsin Stat. § 822.21(1) provides in its entirety:
Initial child custody jurisdiction. (1) Except as provided in s. 822.24, a court of this state has jurisdiction to make an initial determination only if any of the following applies:
(a) This state is the home state of the child on the date of the commencement of the proceeding, or was the home state of the child within 6 months before the commencement of the proceeding and the child is absent from this state but a parent or person acting as a parent continues to live in this state.
(b) A court of another state does not have jurisdiction under par. (a), or a court of the home state of the child has declined to exercise jurisdiction on the ground that this state is the more appropriate forum under s. 822.27 or 822.28, and all of the following apply:
1. The child and the child's parents, or the child and at least one parent or a person acting as a parent, have a significant connection with this state other than mere physical presence.
2. Substantial evidence is available in this state concerning the child's care, protection, training, and personal relationships.
*122 (c) All courts having jurisdiction under par. (a) or (b) have declined to exercise jurisdiction on the ground that a court of this state is the more appropriate forum to determine the custody of the child under s. 822.27 or 822.28.
(d) No court of any other state would have jurisdiction under the criteria specified in par. (a), (b), or (c).
(2) Subsection (1) is the exclusive jurisdictional basis for making a child custody determination by a court of this state.
(3) Physical presence of, or personal jurisdiction over, a party or a child is not necessary or sufficient to make a child custody determination.
We therefore decline liana's invitation to apply the definition for "de facto custodian" under Indiana law.
Ilana cites to Hangsleben v. Oliver, 502 N.W.2d 838 (N.D.1993), Ruffier v. Ruffier, 190 S.W.3d 884 (Tex. Ct. App. 2006), In re B.R.F., 669 S.W.2d 240 (Mo. Ct. App. 1984).
We recognize that Wis. Stat. § 822.02(13) also defines a "person acting as a parent" as a person who claims a right to legal custody. While the circuit court did not expressly address this definition, as discussed herein, we have concluded that the record does not support its application to Ellis.
The circuit court did not specify whether it exercised jurisdiction under Wis. Stat. § 822.21(l)(b) or (d). Regardless, liana's challenge is limited to her assertion that Indiana is Alexis's "home state."
We acknowledge liana's contention that the court's award of guardianship was, in part, premised on the court's finding that she lacked credibility. We reject liana's contention. The
We note that Wis. Stat. § 54.68 provides for the continuing jurisdiction of the court, including review of a guardian's conduct for failing to act in the best interests of the ward. Sec. 54.68(1) & (2)(g).