DocketNumber: No. 2013AP1724
Judges: Brown, Gundrum, Neubauer
Filed Date: 3/26/2014
Status: Precedential
Modified Date: 11/16/2024
¶ 1. Aman Singh appeals pro se the circuit court's denial of his petition for a writ of habeas corpus. He argues that retroactive application of a law first enacted after he committed crimes relevant to this appeal violates the ex post facto clauses of the United States and Wisconsin constitutions by denying
BACKGROUND
¶ 2. In 2010, Singh was convicted and sentenced for obtaining, in 2008, a controlled substance by fraud, a Class H felony. He was placed on three years' probation with a three-year bifurcated sentence imposed and stayed. In July 2011, he committed another violation of the same statutory provision, for which he was convicted in November 2011.
¶ 3. In 2009, as part of its biennial budget, 2009 Wis. Act 28, the legislature enacted a statutory scheme that afforded prisoners various opportunities for early
¶ 4. After his arrival in prison in January 2012, Singh sought early release pursuant to provisions of the 2009 act. The department of corrections (DOC) declined to process the request, determining that with the enactment of the 2011 act, Singh was not eligible for early release. Singh petitioned the circuit court for a writ of habeas corpus, which the court denied. He appeals. Additional facts are set forth as necessary.
DISCUSSION
¶ 5. Singh contends he has passed his dates of eligibility for early release based upon the 2009 act and he should be considered for such release pursuant to Wis. Stat. §§ 302.113(2)(b) and (9h) and 304.06(l)(bg)l. and 3. (2009-10) of that act, which were in effect at the time he committed or was convicted and sentenced on his offenses. He argues that applying the provisions of the 2011 act to make him ineligible for early release violates the federal and state constitutions' ex post facto clauses because when he committed or was convicted and sentenced on his offenses, the early release provisions of the 2009 act were in effect. He also contends that applying to him newly created Wis. Stat. § 973.198,
Eligibility for Early Release
¶ 6. Singh's offenses are Class H felonies. Under the 2009 act, Wis. Stat. §§ 302.113(2)(b) and 304.06(l)(bg)l. (2009-10) generally afforded certain prisoners convicted of Class F to Class I felonies, like Singh, an opportunity to earn early release from confinement at a rate of one day of PAT for every two or three days, respectively, served in prison that the prisoner "does not violate any regulation of the prison or does not refuse or neglect to perform required or assigned duties." Section 302.113(9h) required the DOC to promulgate rules which, if met, permitted the DOC to release a prisoner from confinement early provided the prisoner was serving a sentence for a nonviolent Class F to Class I felony, the prison social worker or extended supervision agent had reason to believe the person would not engage in assaultive activity if released, and the prisoner was within one year of his or her extended supervision eligibility date. Under § 304.06(1)(bg)3., certain persons sentenced for a Class F to Class I felony committed prior to October 1, 2009 (which includes Singh's first offense), could apply for release from confinement when he or she had served at least seventy-five percent of the confinement portion of his or her bifurcated sentence.
¶ 8. Singh seeks a writ of habeas corpus; whether such relief is available to him is a question of law we review de novo. State v. Pozo, 2002 WI App 279, ¶ 6, 258 Wis. 2d 796, 654 N.W.2d 12. Habeas corpus is available "only where the petitioner demonstrates: (1) restraint of his or her liberty, (2) which restraint was imposed contrary to constitutional protections or by a body lacking jurisdiction, and (3) no other adequate remedy [is] available at law." Id., ¶ 8. Kemper does not dispute that the first and third considerations are met, but challenges the second. Accordingly, the primary issue before us is Singh's contention that it is an ex post facto violation to apply the provisions of the 2011 act to preclude him from being eligible for early release under the provisions of the 2009 act, which were in effect when he committed or was convicted and sentenced on his offenses.
¶ 10. Singh was convicted and sentenced on his first offense and committed his second offense when the early release provisions of the 2009 act were in effect. Kemper does not dispute Singh's contention that he has reached his early release eligibility dates related to these offenses under Wis. Stat. §§ 302.113(2)(b) and (9h) and 304.06(l)(bg)l. & 3. (2009-10), nor that the 2011 act eliminated his eligibility for early release under these provisions. The enactment of the 2011 act has resulted in Singh being required to serve the full term of the initial confinement portion of his sentence for these two offenses while the law in effect when he committed or was convicted and sentenced on them afforded him the opportunity to be released earlier. Because we conclude that eliminating this opportunity results in a significant risk of prolonging Singh's incarceration, the portions of the 2011 act which eliminate
¶ 11. Our supreme court's decision in Mueller provides guidance.
¶ 12. This holding is in accord with United States Supreme Court precedent as exemplified by Lindsey v. State of Washington, 301 U.S. 397 (1937), and applied more recently in Morales. In Lindsey, the Court "established the proposition that the Constitution 'forbids the application of any new punitive measure to a crime already consummated.'" Morales, 514 U.S. at 505 (quoting Lindsey, 301 U.S. at 401). At the time the petitioners in Lindsey committed their crimes, the law provided
¶ 13. The Lindsey Court recognized that while a sentencing court could have sentenced a petitioner to fifteen years under the old law, "[t]he effect of the new statute is to make mandatory what was before only the maximum sentence." Lindsey, 301 U.S. at 400. The Court held that "an increase in the possible penalty is ex post facto . .. regardless of the length of the sentence actually imposed, since the measure of punishment prescribed by the later statute is more severe than that of the earlier." Id. at 401 (citations omitted); see also Weaver, 450 U.S. at 32 n.17, 35-36 (commenting that "a law may be retrospective ... if it changes the maximum sentence from discretionary to mandatory," and finding an ex post facto violation in a statutory lowering of "gain-time" credits prisoners could earn because "an inmate who performs satisfactory work and avoids disciplinary violations could obtain more gain time per month under the repealed provision . . . than he could for the same conduct under the new provision . . . constricting] the inmate's opportunity to earn early release, and thereby mak[ing] more onerous the punishment for crimes committed before its enactment.").
¶ 15. Morales was a twice-convicted murderer, and under the law in effect at the time of his second murder, he would have been entitled to annual parole consideration hearings. Morales, 514 U.S. at 502-03. The law was changed following the second murder, however, to allow a parole board to defer subsequent hearings for up to three years for prisoners who were convicted of more than one offense of taking a life, so long as the board found that it was not reasonable to expect parole to be granted at a hearing during the intervening years. Id. At Morales's initial parole hearing, the board deferred his second parole hearing for three years. Id. Morales challenged the change in the law on ex post facto grounds. Id. at 504.
¶ 16. In rejecting his challenge, the Morales Court specifically noted that the new law "left unchanged the substantive formula for securing any reductions to [the 15 years to life] sentencing range .... The amendment had no effect on the standards for fixing a prisoner's initial date of 'eligibility' for parole ... or for determining his 'suitability' for parole and setting his release date." Id. at 507. The Court distinguished the case before it from prior Supreme Court cases (including Lindsey) addressing laws "which had the purpose and effect of enhancing the range of available prison terms," and further observed that "[r]ather than changing the sentencing range applicable to covered crimes, [this law change] simply 'alters the method to be followed' in fixing a parole release date under identical substantive standards.'" Id. at 507-08 (citations omitted).
¶ 18. The statutory changes at issue in this case are markedly different from those in Morales. Application of several of the 2011 act provisions to Singh's offenses has the effect of lengthening his time confined in prison beyond what he well may have experienced under the law as it stood when he committed or was convicted and sentenced on the offenses. The changes do not merely adjust the date at which Singh might first become eligible for early release, they altogether eliminate the early release opportunities the law previously afforded him. While the 2011 act preserves early release eligibility for prisoners who earned PAT between October 1, 2009, and August 3, 2011, the act prevents Singh from earning PAT after August 3, 2011, even though the law in effect when he committed or was convicted and sentenced on his crimes had no such limitation. With the enactment of the 2011 act, there simply is no opportunity for early release based upon Wis. Stat. §§ 302.113(9h) and 304.06(l)(bg)3. (2009-10), or to earn early release based upon PAT while in a prison after August 3, 2011, under §§ 302.113(2)(b) or 304.06(l)(bg)l. Further, as a Class H offender, Singh is in the second-lowest felony class, see Wis. Stat. § 939.50, and thus there is no reason here, as there was in Morales, to conclude Singh would not have been able
¶ 19. When Singh committed or was convicted and sentenced on his offenses, the 2009 act and its multiple early release opportunities were the law. Completely eliminating Singh's eligibility for any of these opportunities ensured Singh would serve the full amount of confinement time to which he was sentenced, resulting in a significant risk that he would serve more time in prison than under 2009 Wis. Act 28. The ex post facto clauses prohibit this.
Role of the Sentencing Court
¶ 20. Singh also challenges the Wis. Stat. § 973.198 provision that changes the role the sentencing court plays in reviewing prisoners' potential early release based upon PAT.
¶ 22. A procedural change in the law is one that "simply alter[s] the methods employed in determining" whether the punishment is to be imposed rather than "chang[ing] ... the quantum of punishment attached to the crime." Dobbert v. Florida, 432 U.S. 282, 293-94 (1977). And while a procedural change, in some cases, may have a substantive impact that violates the ex post facto clauses, see Weaver, 450 U.S. at 31 n.12, "speculative and attenuated possibilities]" of increasing a prisoner's actual term of confinement do not violate the clauses, see Morales, 514 U.S. at 509. Because a significant risk of prolonged confinement is not inherent in the framework of the Wis. Stat. § 973.198 procedural change, such risk must be demonstrated on the record or an ex post facto violation will not be found. See Garner, 529 U.S. at 251. Singh has not met his burden of proving this change in the method for securing early release based upon PAT violates the ex post facto clauses.
¶ 24. We do not presume a sentencing court makes any of these decisions lightly. Under both acts, the court has broad discretion with regard to releasing Singh early or requiring him to serve the full period of confinement to which he was sentenced, and our holding rests upon the assumption that a sentencing court would exercise its discretion in accordance with its decision regarding the merits. And, while Singh contends the new procedures are "more onerous," he has identified nothing in Wis. Stat. § 973.198 or other law that would prohibit a court from holding a fairly brief telephonic hearing to satisfy the hearing requirement for release approval. Here the statutory change merely altered the method for determining whether early release based upon PAT would be granted.
Singh is not entitled to PAT for time spent in jail
¶ 26. Singh also contends that not only should he be eligible for PAT for days he spent in a prison, which were all subsequent to the August 3, 2011 change in the law, but that he also should be eligible for PAT for the days he spent in the county jail prior to arriving at prison. Kemper responds that the time Singh spent in the county jail is irrelevant to earning PAT because he could only earn PAT while confined in a prison. We agree with Kemper.
¶ 27. Singh looks to our decision in State v. Harris, 2011 WI App 130, 337 Wis. 2d 222, 805 N.W.2d 386, for support. In that case, Harris was sentenced to ten months in jail on one count and to a bifurcated seven-year prison sentence on another count. Id., ¶ 3. At the
¶ 28. Harris does not control our decision. To begin, the Harris court did not analyze the statutes we do here, which directly relate to the requirements for PAT eligibility. The plain reading of Wis. Stat. §§ 302.113(2)(b) and 304.06(bg)l. (2009-10) leads to the conclusion that only days actually spent in a prison are eligible for PAT consideration. Those sections provide that inmates may earn one day of PAT for every two or three days served, respectively, during which the inmate "does not violate any regulation of the prison or does not refuse or neglect to perform required or assigned duties." (Emphasis added.) The italicized language does not appear to make reference to the prison system in a broad sense, as in Harris, but specifically to the actual facility — the prison — where the inmate is confined. We further note that these provisions of the
¶ 29. This reading is reinforced by the plain language of Wis. Stat. § 302.113(3) (a), which states: "The warden or superintendent shall keep a record of the conduct of each inmate subject to this section, specifying each infraction of the rules." (Emphasis added.) Wardens and superintendents run prisons, see, e.g., Wis. Stat. §§302.025, 302.03, 302.04, 302.07, 302.095(2); sheriffs run county jails, see Wis. Stat. § 59.27. Further, as a practical administrative matter, Singh has identified no law suggesting a county sheriff is to report to prison officials regarding an inmate's behavior record for PAT purposes or detailing a procedural mechanism for such reporting. Singh is not eligible for PAT based upon the time he served in the county jail.
CONCLUSION
¶ 30. At the time Singh committed or was convicted and sentenced on the two offenses addressed herein, our statutes provided that he would be eligible for early release based upon the provisions of Wis. Stat. §§ 302.113 and 304.06 (2009-10). The ex post facto
By the Court. — Order affirmed in part; reversed in part and cause remanded.
Singh was also convicted of additional offenses in November 2011, but he does not address them in this appeal, so neither do we, except to point out that those offenses were committed after August 3, 2011, the effective date of 2011 Wis. Act 38.
All references to the Wisconsin Statutes are to the 2011-12 version unless otherwise noted.
In each case, if a prisoner was released from confinement early, his or her term of extended supervision would be in
See also Weaver v. Graham, 450 U.S. 24, 32 (1981) ("We have previously recognized that a prisoner's eligibility for reduced imprisonment is a significant factor entering into both the defendant's decision to plea bargain and the judge's calculation of the sentence to be imposed.").
Although Singh relies heavily upon State ex rel. Mueller v. Powers, 64 Wis. 2d 643, 221 N.W.2d 692 (1974), in his brief-in-chief, Kemper does not address the case in his response.
While Singh ultimately has the burden of persuading us that the change in the law creates a significant risk of keeping him confined longer, see California Dep't of Corrections v. Morales, 514 U.S. 499, 510 n.6 (1995) (Singh's burden), and Garner v. Jones, 529 U.S. 244, 251 (2000) ("significant risk" standard), Kemper is the warden of the prison where Singh is confined, yet he in no way intimates that the nature of Singh's offenses, his behavior at the prison, or any other factors suggest he would not be released early under one or more of the relevant provisions of 2009 Wis. Act 28.
Despite Singh arguing this issue in four paragraphs of his brief-in-chief, Kemper ignores the issue in his response brief.
Singh also cites to Wis. Stat. § 973.155(3): "The credit provided in [subsec.] (1) or (1m) shall be computed as if the convicted offender had served such time in the institution to which he or she has been sentenced." On their face, these subsections appear to have nothing to do with PAT, and Singh has developed no argument articulating how they might relate to PAT or how they might bear on whether he is eligible for PAT for his time in jail.
Wisconsin Stat. §973.198(1) also refers to a limit on earning positive adjustment time to only time "earned between October 1, 2009, and August 3, 2011." For the reasons set forth in this decision, this August 3, 2011 limitation also does not apply to Singh's offenses addressed herein.