B.A.C. v. S.B.

COURT OF APPEALS
DECISION NOTICE
DATED AND FILED This opinion is subject to further editing. If
published, the official version will appear in
the bound volume of the Official Reports.
March 3, 2021
A party may file with the Supreme Court a
Sheila T. Reiff petition to review an adverse decision by the
Clerk of Court of Appeals Court of Appeals. See WIS. STAT. § 808.10
and RULE 809.62.
Appeal Nos. 2019AP1911 Cir. Ct. Nos. 2019GN23
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STATE OF WISCONSIN IN COURT OF APPEALS
DISTRICT II
NO. 2019AP1911
IN THE MATTER OF THE GUARDIANSHIP OF T.A.F.:
E.A.F. AND C.R.F.,
PETITIONERS-RESPONDENTS,
V.
S.B.,
RESPONDENT-APPELLANT.
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NO. 2019AP1912
IN THE MATTER OF THE GUARDIANSHIP OF J.J.:
E.A.F. AND C.R.F.,
PETITIONERS-RESPONDENTS,
V.
S.B.,
RESPONDENT-APPELLANT.
NO. 2019AP1913
IN THE MATTER OF THE GUARDIANSHIP OF C.E.F.:
B.A.C.,
PETITIONER-RESPONDENT,
V.
S.B.,
RESPONDENT-APPELLANT.
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NO. 2019AP1914
IN THE MATTER OF THE GUARDIANSHIP OF Z.B.:
B.A.C.,
PETITIONER-RESPONDENT,
V.
S.B.,
RESPONDENT-APPELLANT.
NO. 2019AP1915
IN THE MATTER OF THE GUARDIANSHIP OF S.I.B., JR.:
B.A.C.,
PETITIONER-RESPONDENT,
V.
S.B.,
RESPONDENT-APPELLANT.
APPEALS from orders of the circuit court for Walworth County:
DANIEL STEVEN JOHNSON, Judge. Affirmed.
Before Neubauer, C.J., Reilly, P.J. and Davis, J.
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Per curiam opinions may not be cited in any court of this state as precedent
or authority, except for the limited purposes specified in WIS. STAT. RULE 809.23(3).
¶1 PER CURIAM. In these consolidated appeals, the Mother1 appeals
from circuit court orders granting petitions for guardianship of the children to a
third party under WIS. STAT. ch. 54 (2017-18).2 The Mother argues that the circuit
court incorrectly applied the Barstad3 standard by shifting the burden of proof to
her to establish her parental fitness and that the evidence presented at trial did not
satisfy the clear and convincing evidence standard. We disagree and affirm.
Background
¶2 The relationship between the Petitioners4 and the children in these
cases first began in April 2017. The Mother contacted Safe Families for Children
Wisconsin5 (Safe Families) for assistance with getting on her feet, finding a job,
1
S.B. is the mother of the five children at issue in these cases. For ease of reading, we
will refer to S.B. as “the Mother.” The children are T.A.F, J.J., C.E.F., Z.B., and S.I.B., Jr., and
we will refer to them collectively as “the children.”
2
All references to the Wisconsin Statutes are to the 2017-18 version unless otherwise
noted.
3
Barstad v. Frazier, 118 Wis. 2d 549, 348 N.W.2d 479 (1984).
4
The Petitioners-Respondents, E.A.F., C.R.F., and B.A.C., filed the petitions for
guardianship in these cases. For ease of reading, we will refer to them as
“the Petitioners.”
5
Safe Families for Children Wisconsin is a nonprofit organization with a stated mission
“to protect children from potential neglect or abuse arising from a crisis, by providing them with
a safe, stable, temporary home and reuniting the family as quickly as possible when the crisis is
resolved.” SAFE FAMILIES FOR CHILDREN WISCONSIN, About Us,
https://www.safefamilieswi.org/about-us/ (last visited Feb. 2, 2021).
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and moving out of her mother’s home. The Petitioners were volunteer hosts for
Safe Families during this time and took in the Mother’s children on what was
meant to be a short-term basis.6 The record suggests that between April 2017 and
April 2019, when the Mother terminated her relationship with Safe Families, the
children lived predominantly with the Petitioners, with short periods of time when
one or more of the children were living with or visiting the Mother.
¶3 On April 29, 2019, the Petitioners filed for permanent guardianship
of the children. These petitions were amended on May 3, 2019, as petitions for
both permanent and temporary guardianship, alleging that temporary
guardianships were “necessary to protect the child[ren]” and requesting an
expedited hearing “to address the legal and safety concerns for the minor
child[ren].” The circuit court held a hearing on May 7, 2019, and entered orders
of temporary guardianship in all the cases, which also required that the Mother
return the children to the Petitioners “immediately.”7
6
According to the record, J.J., Z.B., and C.E.F. went into care with Safe Families at the
time the Mother first contacted the organization. T.A.F. was not born yet, but she was placed
with the Petitioners when she was five weeks old. During the period the Mother was utilizing
Safe Families, Z.B. and C.E.F. were hosted primarily by B.A.C., and T.A.F. and J.J. were hosted
by E.A.F. and C.R.F. S.I.B., Jr. spent the most time with the Mother but did spend time in foster
care and in the care of Petitioners as well.
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At the time the petitions and amended petitions for guardianship were filed, all of the
children were in the care of the Petitioners. On May 4, 2019, the Mother took her children from
the Petitioners with the assistance of law enforcement. After the court ordered the children
returned to the Petitioners on May 7, it was discovered that the children were not actually in the
Mother’s care and the Petitioners picked up the children from various friends and family of the
Mother in different locations, including Kenosha, Racine, and Chicago, Illinois.
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¶4 The hearing on the petitions for permanent guardianship occurred
over the course of two days, with testimony from twelve witnesses, including the
Mother and the Petitioners. After presentation of the evidence, all of the guardians
ad litem for the children recommended that the court grant the petitions. The
circuit court issued its oral ruling on the record and entered the orders granting all
five petitions for permanent guardianship. The Mother now appeals.
Discussion
¶5 These cases involve WIS. STAT. ch. 54 guardianships, which are
governed by the third-party guardianship standards established in Barstad v.
Frazier, 118 Wis. 2d 549, 348 N.W.2d 479 (1984). See Cynthia H. v. Joshua O.,
2009 WI App 176, ¶¶37-39, 50, 322 Wis. 2d 615, 777 N.W.2d 664. The
Petitioners bear the burden of proof by clear and convincing evidence.8 See Robin
K. v. Lamanda M., 2006 WI 68, ¶17, 291 Wis. 2d 333, 718 N.W.2d 38. Whether
to grant a petition for guardianship is within the discretion of the circuit court. Id.,
¶12. “Custody determinations are based on first-hand observation and experience
with the persons involved and therefore the discretionary decisions of the [circuit]
court are given great weight on appeal.” Barstad, 118 Wis. 2d at 554. We will
reverse only if the circuit court’s findings are clearly erroneous or if the court
8
The Wisconsin Legislature has amended the procedure for guardianships of a minor
pursuant to 2019 Wis. Act 109, which became effective August 1, 2020. The Act “removes
guardianships of a minor’s person from [WIS. STAT.] ch. 54, and creates a new statute governing
guardianships of a child’s person in a new subchapter under [WIS. STAT.] ch. 48,” which is the
Children’s Code. 2019 Wis. Act 109; see also WIS. STAT. § 48.9795. As under the previous
procedure, § 48.9795(4)(f) also articulates that the burden rests with the petitioner and the
standard is clear and convincing evidence.
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made an error of law. Id.; Robin K., 291 Wis. 2d 333, ¶12. “Although the proper
exercise of discretion contemplates that the circuit court explain its reasoning,
when the court does not do so, we may search the record to determine if it
supports the court’s discretionary decision.” Randall v. Randall, 2000 WI App
98, ¶7, 235 Wis. 2d 1, 612 N.W.2d 737.
¶6 In Barstad, our supreme court stated the rule to be followed in
custody disputes between parents and third parties: “[A] parent is entitled to
custody of his or her children unless the parent is either unfit or unable to care for
the children or there are compelling reasons for awarding custody to a third party.”
Barstad, 118 Wis. 2d at 568. The court went on to define “compelling reasons” to
“include abandonment, persistent neglect of parental responsibilities, extended
disruption of parental custody, or other similar extraordinary circumstances that
would drastically affect the welfare of the child.” Id. “If the court finds such
compelling reasons, it may award custody to a third party if the best interests of
the children would be promoted thereby.” Id. at 568-69.
¶7 On appeal, the Mother argues that although the circuit court
correctly articulated the Barstad standard as controlling, the court erred by
“shifting the burden of proof to [the Mother] to prove her fitness rather than
requiring the [Petitioners] to prove [the Mother] was unfit or that compelling
reasons existed” for granting the guardianships. The Mother explains that this
appeal is not about “some magic combination of words” that the circuit court must
utilize, but rather that the court’s decision demonstrates a “fundamental lack of
clarity in explaining how [the court] came to the conclusion [it] did.” We
disagree.
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¶8 We conclude that the circuit court did not erroneously exercise its
discretion in granting the petitions for guardianship of the children in these cases.
The court was well aware of the standard that it was required to follow,
referencing the Barstad standard at multiple points in its oral decision. The court
was clear that, based on the totality of the circumstances, the Mother was unfit to
have custody of her children and that compelling reasons existed for granting the
guardianships:
I don’t think you are able to have your kids with you at this
point in time. It has nothing to do with who is providing a
better household, but you’ve pushed off your parental
responsibilities on a lot of other people over the course of
the past month and maybe years for some of the children.
You haven’t taken the bull by the horns and taken on those
parental responsibilities. You’ve let other people run the
show and stepped in only intermittently when it’s
something that you wanted to do. You’ve been
incarcerated for [a] stretch of the time and been unable to
take on the responsibilities for being the parent for these
children. And all that creates a situation for me where it’s
certainly going to drastically affect the welfare of the
children to be placed in the environment that I’ve described
that I think I’d be placing them in if I simply denied the
petitions for guardianship.
These findings by the circuit court were based on substantial evidence in the
record as presented by the Petitioners and their witnesses, as well as the Mother’s
own testimony. Accordingly, we cannot conclude that the circuit court
erroneously applied the Barstad standard or improperly shifted the burden to the
Mother.
¶9 Where the Mother faults the court is in its discussions regarding
what she calls “supposed failures to prove her fitness.” For example, she
identifies the court’s observations concerning her failure to demonstrate stable
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employment and housing as well as her failure to take complete responsibility for
the care of the children when they were returned to her before the temporary
guardianships were granted. We disagree that these examples illustrate that the
court erred. Based on the evidence presented, the court concluded that the Mother
was either unfit and/or that compelling reasons existed to grant the guardianships.
The court was not requiring the Mother to prove anything. It was merely
observing that there was nothing to contradict the credible evidence presented.
¶10 The propriety of granting the guardianships in these cases is
supported by clear and convincing evidence. The record supports the circuit
court’s conclusion that the Mother failed to continually exercise significant
parental responsibility for her children over an extended period of time. The court
observed that the purpose of Safe Families is to put resources in place to help
individuals get back on their feet: “The Safe Families system as it’s been
described to me was never intended to be a years or months down the road type of
system of help.” According to the court, the Mother’s “situation has not
measurably improved” during this period, and “it may be argued that it’s gotten
worse.” Overall, the evidence presented by the Petitioners established an
“extended disruption of parental custody” such that the Mother was in and out of
the children’s lives, and when the children were meant to be in the Mother’s care,
a pattern developed of the Mother relying on the Petitioners or others to provide
reliable, consistent parental presence in the children’s lives. Even when the
Mother could and should have assumed parental responsibilities for the children,
she failed to do so.
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¶11 The court highlighted evidence of the Mother’s lack of stability and
how that impacted her ability to properly care for the children. Specifically, the
court noted the Mother’s failure to maintain stable employment and housing,
despite testimony from a Safe Families coach indicating that she and the Mother
devised “multiple” plans for her to be able to live with and provide for her
children; the Mother never followed through with those plans. At one point, the
Mother had an apartment, and volunteers with Safe Families, including the
Petitioners, provided her with furnishings, a refrigerator, and food, but that was
short lived. The court also noted that the Mother had been in and out of custody
during this period, explaining that her incarceration also underscored the court’s
“stability concerns.”
¶12 Further, the record demonstrates support for the court’s concerns
regarding the welfare of one or more of the children. For example, the Mother
testified that she was aware that one of the female children had been sexually
assaulted while in the care of the Mother’s friend. The court also expressed
concern for S.I.B., Jr.’s welfare. At trial, Dr. David Thompson, Ph.D., testified
that S.I.B., Jr., “is evidencing an extreme amount of sexualized behavior,” and he
opined that “[m]uch of it is similar to behavior that we see with little boys who
have been sexually assaulted.” Thompson clarified that “[t]his can come in
situations where a child has been sexually abused or it can come in situations
where a child has been exposed to a very sexualized environment … or sexual
material.” It was Thompson’s professional opinion that S.I.B., Jr., is “at a high
risk of being assaulted in the future” based on his behavior. S.I.B., Jr.’s behavior
had escalated to the point where he had to be placed in foster care due to his
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behavioral needs, as Safe Families was unable to find a host family able to care for
him. The court expressed concern that it took a long time for S.I.B., Jr.’s behavior
to be addressed with “proper resources.” According to the court, the evidence did
not suggest it was a “socio economic issue”; “[i]nstead it was these children
struggling and needing help and not getting it.”
¶13 In conclusion, we echo the circuit court’s observation that “this is a
close case in some ways and in some ways it is not.” We commend the Mother, as
the circuit court did, for originally seeking help from Safe Families when she
needed assistance. We also reiterate, like the circuit court, that this is not a
termination of parental rights case; this is a guardianship case. Thus, the Mother
has a statutory avenue by which she may request that these guardianships be
terminated. Given that, our role is to review the decision of the circuit court based
upon our standard of review and the evidence presented in the record. The court’s
decision establishes its conclusion that there was an extended disruption of the
Mother’s parental custody of the children and persistent neglect of her parental
responsibilities that have affected the welfare of the children in these cases. This
conclusion comports with the Barstad standards and is based on clear and
convincing evidence in the record that the Mother failed to take significant
responsibility for her children and that compelling reasons existed for awarding
custody to the Petitioners. The court found that the children’s best interests
required granting the petitions. Based on our deferential standard of review and
the evidence presented in the record, we cannot conclude that the circuit court
erred.
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By the Court.—Orders affirmed.
This opinion will not be published. See WIS. STAT. RULE
809.23(1)(b)5.
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