In re A.P.-1, A.P.-2, A.P.-3

FILED
No. 18-0448 - In Re A.P.-1, A.P.-2, A.P.-3 April 12, 2019
released at 3:00 p.m.
EDYTHE NASH GAISER, CLERK
SUPREME COURT OF APPEALS
OF WEST VIRGINIA
WORKMAN, Justice, concurring, in part, and dissenting, in part:
I concur with the majority that the adjudication and disposition determinations
should have been made in separate hearings under the procedural status of this case and a
very limited remand for a dispositional hearing is appropriate. I vehemently disagree,
however, with several other points of the majority opinion which will be set forth in summary
form and then discussed at length in this opinion.
First, the majority erred in holding that the lower court lacked continuing
jurisdiction in this case once the circuit court initially declined to adjudicate the petitioner
father as having abandoned the children. Further, in not permitting the existing proceedings
to continue on remand, and instead offering the Department of Health and Human Resources
(“DHHR”) the option of filing a new petition, the majority has essentially created the
potential of the children never having a permanent placement.
Second, the majority missed an opportunity to clarify that long-term
incarceration is a form of neglect, when the applicable statutes are read in pari materia, as the
law requires.
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Third, the majority opinion leaves total confusion on whether incarceration can
be considered at both the adjudicatory and dispositional stages by including language both
in the body of the opinion and in a footnote that are inconsistent on their face. Clearly, both
under the law and in the realm of basic common sense, the factors relating to incarceration
as enunciated in In Re Cecil T., 228 W.Va. 89, 717 S.E.2d 873 (2011), are a valid
consideration in and can support a finding at either stage when the applicable criteria are met.
I. Discussion
Incarceration as a Form of Neglect
From the perspective of overall abuse and neglect law, the most significant
problem with the majority opinion is the missed opportunity to clarify that abandonment
engendered by long-term incarceration can be a form of neglect, when the statutory
definitions of each concept are considered in pari materia, as required by law.
The abandonment of a child is defined as “any conduct that demonstrates the
settled purpose to forego the duties and parental responsibilities to the child.” W.Va. Code
§ 49-1-201 (2015 & Supp. 2018). A “neglected child” is defined, in pertinent part, as a child,
[w]hose physical or mental health is harmed or threatened by a
present refusal, failure or inability of the child’s parent,
guardian, or custodian to supply the child with necessary food,
clothing, shelter, supervision, medical care, or education, when
that refusal, failure, or inability is not due primarily to a lack of
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financial means on the part of the parent, guardian, or
custodian[.]
Id. These statutory definitions of abandonment and neglect are part of a body of legislation
that was enacted to protect the welfare of children. To that end, it is essential to remember
that “effect must be given to each part of the statute and to the statute as a whole so as to
accomplish the general purpose of the legislation.” Syl. Pt. 2, in part, Smith v. State
Workmen’s Comp. Comm’r, 159 W.Va. 108, 219 S.E.2d 361 (1975).
In giving each of these statutory definitions effect so as to accomplish the
critically important legislative purpose of protecting the welfare of children, one is led to the
inescapable conclusion that an incarcerated parent can be adjudicated as having abandoned
his or her child[ren] through evidence of the parent’s inability to meet even the most minimal
parental duties and responsibilities to the child[ren]. Moreover, it is clear that the statutory
definition of neglect encompasses not only abandonment, as defined by statute, but also
incarceration, so long as the factors surrounding that incarceration demonstrate that the
parent is unable to provide the basic needs of his child[ren] as described in the neglect
definition.
In the case at bar, DHHR filed a petition against the petitioner which made
broad allegations of “Abuse and/or Neglect and/or Abandonment.” Nonetheless, it is
apparent that the circuit court considered the statutory definition of abandonment in isolation
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during the initial adjudicatory phase without also considering and giving effect to the
statutory definition of neglect. W.Va. Code § 49-1-201; see also Smith, 159 W.Va. at 109,
219 S.E.2d at 362, syl. pt. 2, in part. Because the petitioner presented evidence that showed
his continued interest in his children following his incarceration, the circuit court declined
to find that he had abandoned his children. It was, however, abundantly clear that the
petitioner cannot possibly provide the children with their most basic daily needs during the
next minimum 10-11 years incarceration. Consequently, he has effectively abandoned them
under the neglect statute. W.Va. Code § 49-1-201. This was an error that the lower court
later recognized and attempted to correct during the disposition hearing, where no new
evidence was presented. The guardian ad litem simply advocated for the best interests of the
children during that hearing in light of the petitioner’s lengthy incarceration and the factors
set forth in syllabus point three of In Re Cecil T.:
When no factors and circumstances other than
incarceration are raised at a disposition hearing in a child abuse
and neglect proceeding with regard to a parent’s ability to
remedy the condition of abuse and neglect in the near future, the
circuit court shall evaluate whether the best interests of a child
are served by terminating the rights of the biological parent in
light of the evidence before it. This would necessarily include
but not be limited to consideration of the nature of the offense
for which the parent is incarcerated, the terms of the
confinement, and the length of the incarceration in light of the
abused or neglected child’s best interests and paramount need
for permanency, security, stability and continuity.
228 W.Va. at 91, 717 S.E.2d at 875 (emphasis added).
4
Unquestionably, a parent whose term of incarceration is so lengthy that his
children will be almost grown before the father is released from prison1 is a critical
consideration under the statutory definition of neglect and is a permissible consideration
under In re Cecil T. Another consideration under In re Cecil T. is the nature of the offense.
Here the petitioner committed murder, not a garden-variety, nonviolent crime, obviously
without considering the impact of his criminal conduct on his children. His actions alone
resulted in his lengthy term of incarceration, which will preclude him from meeting even his
minimal parenting responsibilities.
In short, the Cecil T. factors, along with the statutory definitions for
“abandonment” and “neglect” in West Virginia Code § 49-1-201, are all unquestioningly
relevant to determining whether the Department has established that the parent is abusing or
neglecting, as required by West Virginia Code § 49-4-601(I). Importantly, “[s]tatutes in pari
materia must be construed together and the legislative intention, as gathered from the whole
of the enactments, must be given effect.” Syl. Pt. 3, State ex rel. Graney v. Sims, 144 W.Va.
72, 105 S.E.2d 886 (1958); accord Syl. Pt. 2, in part, Beckley v. Kirk, 193 W.Va. 258, 455
S.E.2d 817 (1995) (same); Syl. Pt. 5, in part, Fruehauf Corp. v. Huntington Moving &
Storage Co., 159 W.Va. 14, 217 S.E.2d 907 (1975) (“Statutes which relate to the same
1
Here, the petitioner will not be eligible for parole consideration until 2029, at which
time the children will be ages 19, 17, and 14, respectively.
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persons or things, or to the same class of persons or things, or statutes which have a common
purpose will be regarded in pari materia to assure recognition and implementation of the
legislative intent.”).
Although “[a] natural parent of an infant child does not forfeit his or her
parental right to the custody of the child merely by reason of having been convicted of one
or more charges of criminal offenses[,]” syl. pt. 2, State ex rel. Acton v. Flowers, 154 W.Va.
209, 174 S.E.2d 742 (1970), the majority should have clarified that a parent’s incarceration,
particularly a lengthy one, results in the child[ren] being neglected by that parent. Thus, even
when an incarcerated parent’s conduct reflects a continued interest in his or her children, the
statutory definitions of abandonment and neglect must be considered together and under the
circumstances of this case can result in an adjudication and/or disposition of
abandonment/neglect and termination of parental rights. Smith, 159 W.Va. at 109, 219
S.E.2d at 362, syl. pt. 2, in part; Graney, 144 W.Va. at 72, 105 S.E.2d at 887, syl. pt. 3.
Ajudication v. Disposition
The majority further confuses the issue by making inconsistent statements
regarding whether the In re Cecil T. factors can be considered on both the adjudication and
disposition stages, or only at disposition. The opinion holds that:
On its face, Syllabus Point 3 of In re Cecil T. applies only
in the context of a lawful disposition hearing held after a circuit
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court makes a finding of abuse or neglect at the adjudicatory
hearing. Here, the circuit court lacked the continued jurisdiction
to conduct a disposition hearing once it declined to adjudge
Petitioner as having abandoned A.P.-1, A.P.-2, and A.P.-3. For
that reason, In re Cecil T. could not have applied to Petitioner’s
case, below, nor could it have justified the termination of
Petitioner’s parental rights.
But the majority’s accompanying footnote 29 makes a completely inconsistent (although I
believe correct) statement of law to the effect that this blatant inconsistency leaves the law
muddled up on this important issue:
Circuit courts should be mindful that In re Cecil T. does
not foreclose a finding at the adjudicatory stage that a parent’s
absence due to incarceration that harms or threatens the physical
or mental health of the child is neglect. See W.Va. Code § 49-
1-21 (defining “neglect”). Of course, in order for the circuit
court to make the appropriate adjudication, it is incumbent upon
DHHR to draft a petition that includes all the necessary
allegations and that does not unduly restrict the circuit court’s
ability to make the requisite finding.
As stated, the petition here alleged both abandonment and abuse/neglect.
Apparently, because the In re Cecil T. case just happened to have been decided
in the context of a disposition, the majority nonsensically suggests that the substance of the
law of that case is not applicable at adjudication. It would be absurd to suggest that
substantive law set forth by this Court in a child abuse and neglect case does not apply
equally at all stages of the proceedings.
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Continuing Jurisdiction of the Lower Court
The majority erred in holding that the lower court lacked continuing
jurisdiction in this case once the Court initially declined to adjudicate the petitioner father
as having abandoned the children. They are clearly wrong in not permitting the existing
proceedings to continue on remand. Instead, the majority offers the DHHR the option of
filing a new petition, essentially creating the potential of a child never having a permanent
placement. Here, the DHHR made broad allegations of abuse and/or neglect and/or
abandonment, thus covering all bases. In requiring that a new or amended petition would
have to be filed, and indeed giving the DHHR the discretion on whether to do so, the
majority creates the potential to leave these children without ever having a permanent
placement.2
The majority relies on West Virginia Rule of Procedure for Child Abuse and
Neglect Proceedings 19(b) to support their determination that a new petition would have to
be filed. Rule 19(b) provides:
If new allegations arise after the final adjudicatory hearing, the
allegations should be included in an amended petition rather
than in a separate petition in a new civil action, and the final
2
The mother’s rights have been terminated, the father is in prison for at least 10 more
years, so there is currently no permanent placement for the children. My former colleague,
Justice Richard Neely, used to characterize such unnecessary procedural obstacles as “death
by due process.”
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adjudicatory hearing shall be re-opened for the purpose of
hearing evidence on the new allegations in the amended petition.
Clearly, there were no new allegations.
In the instant case, the lower court revisited its initial adjudication decision and
revised it. Indisputably, a court can always reconsider its earlier decision or ruling, which
is precisely what the circuit court did here. As this Court has explained,
[t]he doctrine of “inherent power” provides: “A court
‘has inherent power to do all things that are reasonably
necessary for the administration of justice within the scope of its
jurisdiction.’” Syllabus Point 3, Shields v. Romine, 122 W.Va.
639, 13 S.E.2d 16 (1940). The “inherent power” doctrine is
“well recognized” in West Virginia. See, e.g., Daily Gazette v.
Canady, 175 W.Va. 249, 251, 332 S.E.2d 262, 264 (1985).
••••
This Court has recognized the desirability of circuit courts
revisiting issues of substantial importance when fundamental
rights are at stake: “We welcome the efforts of trial courts to
correct errors they perceive before judgment is entered and
while the adverse affects can be mitigated or abrogated.” State
v. Jarvis, 199 W.Va. 38, 45, 483 S.E.2d 38, 45 (1996).
State ex rel. Crafton v. Burnside, 207 W.Va. 74, 77 n.3, 528 S.E.2d 768, 771 n.3 (2000).
Consequently, the circuit court had the authority and jurisdiction to revisit its earlier
adjudicatory decision. Upon the circuit court’s further consideration of the best interests of
the children, the guardian ad litem’s arguments, the petitioner’s lengthy incarceration, and
the factors provided in In re Cecil T., the circuit court essentially reconsidered its earlier
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refusal to adjudicate based on abandonment.3 228 W.Va. at 91, 717 S.E.2d at 875, syl. pt.
3. In doing so, however, the circuit court should have continued the dispositional hearing to
a later date, absent the parties’ agreement to proceed immediately to disposition.4
As I conveyed in my dissent in In re K.H., No. 18-0282, 2018 WL 6016722
(W.Va. Nov. 16, 2018) (memorandum decision), “our procedural rules are critically
important and serve to ensure that due process is afforded all parties to an abuse and neglect
proceeding.” Id. at *8. Moreover, I firmly believe that “[a]lthough parents have substantial
rights that must be protected, the primary goal in cases involving abuse and neglect, as in all
family law matters, must be the health and welfare of the children.” Syl. Pt. 3, In re Katie
S., 198 W.Va. 79, 479 S.E.2d 589 (1996). Through the majority’s inordinate emphasis on
the rights of parents while failing to balance the children’s rights, the majority ignores more
than a century of this Court’s decisions5 wherein we have reiterated, time and again, that the
best interest and welfare of the child is the paramount consideration in matters involving
3
See In re Timber M., 231 W.Va.44, 59, 743 S.E.2d 352, 367 (2013) (“[I]t is clear
from our procedural rules, as well as our prior case law, that ‘[t]here cannot be too much
advocacy for children.’ State ex rel. Diva P. v. Kaufman, 200 W.Va. 555, 570, 490 S.E.2d
642, 657 (1997) (Workman, C.J., concurring).”).
4
Rule 32(b) of the West Virginia Rules of Procedure for Child Abuse and Neglect
Proceedings provides that the disposition hearing may immediately follow the adjudication
hearing if, inter alia, the parties agree and notice of such hearing was provided or waived by
all parties.
5
While ignoring a body of case law developed over the last 100 years, the majority
blithely refers to a divided decision just filed five months ago as “well-settled law.”
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child custody. See Syl. Pt. 2, Cunningham v. Barnes, 37 W.Va. 746, 17 S.E. 308 (1893)
(“The welfare of the infant is the polar star by which the discretion of the court is to be
guided; but the legal rights of the parent will be respected, being founded in nature and
wisdom, unless they have been transferred or abandoned.”); Cariens v. Cariens, 50 W.Va.
113, 119, 40 S.E. 335, 337 (1901) (finding “[t]he welfare of the child is the test” in custody
determination); Nestor v. Nestor, 83 W.Va. 590, 98 S.E. 807 (1919) (recognizing that “[t]he
welfare of the child is the guiding principle by which the court must be governed” in child
custody case); Rierson v. Rierson, 107 W.Va. 321, 323, 148 S.E. 203, 204 (1929) (“While
it is fundamentally true that in legal contests affecting the custody of children, their welfare
is the primary consideration of the courts–the ‘polar star’ by which the discretion of the
courts is to be guided[.]”); Straughan v. Straughan, 115 W.Va. 639, 177 S.E. 771, 772 (1934)
(relying upon syllabus point two of Cunningham, 37 W.Va. 746, 17 S.E. 308, for guidance
in custody decision); Syl. Pt. 2, State ex rel. Lipscomb v. Joplin, 131 W.Va. 302, 47 S.E.2d
221(1948) (“In a contest involving the custody of an infant the welfare of the child is the
polar star by which the discretion of the court will be guided.”); Stout v. Massie, 140 W.Va.
731, 736, 88 S.E.2d 51, 54 (1955) (quoting syllabus point two of Joplin, 131 W.Va. 302, 47
S.E.2d 221, and describing it as an “inflexible and controlling principle of law which has
been frequently stated by this Court in determining the question of the custody of an infant”);
Holstein v. Holstein, 152 W.Va. 119, 122, 160 S.E.2d 177, 180 (1968) (citing pertinent West
Virginia law as supporting parties’ agreement that “the welfare of the children is the
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paramount and controlling factor” in custody contest); State ex rel. Cash v. Lively, 155 W.Va.
801, 804, 187 S.E.2d 601, 604 (1972) (“First and foremost in a contest involving the custody
of a child is the consideration of that child’s welfare. It has been held repeatedly by this
Court that the welfare of the child is the polar star by which the discretion of the court will
be guided.”); David M. v. Margaret M., 182 W.Va. 57, 60, 385 S.E.2d 912, 916 (1989) (The
“child’s welfare is the paramount and controlling factor in all custody matters.”) (citations
omitted); Syl. Pt. 5, Carter v. Carter, 196 W.Va. 239, 470 S.E.2d 193 (1996) (“In visitation
as well as custody matters, we have traditionally held paramount the best interests of the
child.”); State ex rel. Jeanette H. v. Pancake, 207 W.Va. 154, 163, 529 S.E.2d 865, 874
(2000) (citing In re Katie S.,198 W.Va. 79, 479 S.E.2d 589, and finding that “in considering
the private interests that will be affected by termination proceedings, utmost priority must be
given to the best interests of the child(ren) involved.”); In re Kaitlyn P., 225 W.Va. 123, 127,
690 S.E.2d 131, 135 (2010) (recognizing that parents have substantial rights that must be
protected, but also that welfare of child is “polar star by which the discretion of the court will
be guided”) (citations omitted).
To facilitate achieving the primary goal of the health and welfare of the
children, our circuit courts must follow the clearly delineated procedures for adjudication and
disposition in child abuse and neglect matters, which serve to protect the rights of children,
as well as their parents. The lower court’s modification of adjudication was completely
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appropriate and the proceeding should have only been remanded for a separate dispositional
hearing.
The Children’s Best Interests
In conclusion, I encourage the circuit court (if the matter returns to court) to
consider what will truly be in these children’s best interest given their placement with a
relative who has an amicable relationship with the petitioner. Particular consideration should
be given to all available benefits for the children, including (if there is termination of rights)
whether post-termination visitation might be appropriate.6 Having lost both parents, the
children are fortunate that another relative has stepped up to provide them the parenting they
need on a daily basis during the many years to come, especially given that the youngest child
is only four years old. It is imperative that steps are taken to ensure that this relative will be
provided with all the help that the system can provide to her and whether termination,
temporary or permanent guardianship, subsidized adoption, or some other option can provide
the maximum financial benefit should be a consideration.
6
See Syl. Pt. 5, In re Christina L., 194 W.Va. 446, 460 S.E.2d 692 (1995) (“When
parental rights are terminated due to neglect or abuse, the circuit court may nevertheless in
appropriate cases consider whether continued visitation or other contact with the abusing
parent is in the best interest of the child. Among other things, the circuit court should
consider whether a close emotional bond has been established between parent and child and
the child’s wishes, if he or she is of appropriate maturity to make such request. The evidence
must indicate that such visitation or continued contact would not be detrimental to the child’s
well being and would be in the child’s best interest.”).
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II. Conclusion
For these reasons, I concur in part and dissent in part to the decision reached
by the majority of the Court in this matter.
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