Judges: MARK PRYOR, Attorney General
Filed Date: 2/28/2001
Status: Precedential
Modified Date: 4/17/2021
Didi Sallings, Executive Director Arkansas Public Defender Commission 101 East Capitol, Suite 201 Little Rock, AR 72201
Dear Ms. Sallings:
I am writing in response to your request for my opinion regarding the scope of the Division of Youth Services' authority unilaterally to order the pickup and recommitment to secure custody of a juvenile who has conditionally been reintegrated into the community. You report that a particular juvenile was detained in one youth services facility pursuant to a pickup order issued following her supervised release, supposedly into the custody of her aunt, from another youth services facility. The pickup order recited as authority for the recommitment "Section 13 of Act 502 of 1977 (Arkansas Statute § 45-513) as amended by Act 26 of 1979." You report that after being conditionally released, the juvenile was living in a private domicile other than that of her "guardian,"1 apparently in violation of her aftercare plan. Against this backdrop, you have posed the following questions:
1. What constitutes a youth services center or facility under A.C.A. §
9-28-211 ?2. Does the Division of Youth Services ["DYS"] have the authority to direct a law enforcement agency to take a child into custody who has been discharged and return them [sic] to a DYS facility?
RESPONSE
With respect to your first question, the terms "youth services center" and "youth services facility" are defined by statute at A.C.A. §
Question 1: What constitutes a youth services center or facilityunder A.C.A. §
The terms "youth services center" and "youth services facility" are statutorily defined at A.C.A. §
(44) "Youth services center" means a youth services facility operated by the state or a contract provider.
(45) "Youth services facility" means a facility, operated by the state or its designee, for the care of juveniles who have been adjudicated delinquent or convicted of a crime and who require secure custody in either a physically restrictive facility or a staff-secured facility, operated so that a juvenile may not leave the facility unsupervised or without supervision.
The latter definition is repeated verbatim at A.C.A. §
Question 2: Does the Division of Youth Services ["DYS"] have theauthority to direct a law enforcement agency to take a child into custodywho has been discharged and return them [sic] to a DYS facility?
The currently applicable statute referenced in your first question, which incorporates its predecessor, Ark. Stat. Ann. § 45-513, provides:
(a) If any delinquent youth committed to the Division of Youth Services escapes or absents himself from a youth services center or facility without authorization, he may be returned to the facility by a law enforcement officer without further proceedings.
(b) No law enforcement officer, Department of Human Services Institutional System Board member, Division of Youth Services employee, or other person shall be subject to suit or held criminally or civilly liable for his actions provided he acts in good faith and without malice in the apprehension and return of escapees.
You have asked whether this statute would support DYS in directing a law-enforcement agency to take custody of a "discharged" juvenile and return him to a DYS facility. As discussed below, I do not believe this statute in itself invests DYS with such authority.
It is noteworthy that A.C.A. §
The question remains whether DYS might be otherwise authorized to direct that a juvenile in violation of an aftercare plan be returned to secure custody. One statute that bears on this question contains the following definition of "commitment": "``Commitment' means an order of the court which places a juvenile in the custody of the Division of Youth Services of the Department of Human Services for placement in a youth services facility." A.C.A. §
However, various provisions of the Code suggests that DYS, not the court, will determine whether a youth committed to DYS custody should be placed in "secure custody." Section
The Division of Youth Services has the authority to move a youth at any time within its system of youth services centers or facilities and community-based programs or within the Department of Human Services' programs or facilities.
A.C.A. §
Reconciling these apparently conflicting statutory provisions is a task too daunting for my abilities. Under the circumstances, I can only attempt to determine which of the statutory directives should be given effect — the ones investing the court with the power to place a juvenile in a youth services facility or the ones reserving that power exclusively to DYS. In doing so, I am guided by the accepted rule of statutory construction that when a word in a statute is omitted or misused, it is the duty of the courts to disregard the error if the context plainly indicates the legislative intent. Johnson v. U.S. Gypsum Co.,
In my opinion, the legislative history of the above referenced statutes strongly suggests that DYS alone has discretion to place a youth committed to its custody into post-assessment secure detention, subject to the constitutional restrictions discussed below. DYS was established by Act 1261 of 1995, which is currently codified in title 9, chapter 28, subchapter 200 of the Code. As discussed above, this legislation created DYS as a single entity with ultimate control over the juveniles committed to its custody. Significantly, the above referenced statutes suggesting that the court has discretion to dictate placement in a youth services facility are contained in a different chapter of the Code. The provisions affording the court this discretion trace to section 29 of the Arkansas Juvenile Code, Act 273 of 1989, which provides:
Dispositions, alternatives for delinquency cases.
If a juvenile is found to be delinquent, the court may enter an order making any of the following dispositions:
* * *
(3) Commit the juvenile to a youth services center operated by the Youth Services Board.
Upon the adoption of Act 1261 of 1995, the Youth Services Board ceased to exist. In acknowledgment of this fact, the legislature in 1995 simply excised references to the Youth Services Board in the statutes granting the court the power to commit juveniles to youth services facilities in chapter 27 of title 9 of the Code. Doing so was obviously problematic in that it overlooked the fact that Act 1261 had transferred this power of commitment from the court to DYS. In my opinion, this legislative action constitutes an inadvertent oversight. Subchapter 200 of chapter 28 of title 9 of the Code reflects a clear legislative intention to locate juvenile placement authority exclusively in DYS, and I believe any contrary suggestions in a subchapter drafted prior to DYS' creation were superseded by implication and should be ignored. Needless to say, legislative clarification appears warranted.
The foregoing analysis bears on your question primarily in that it precludes me from opining that DYS cannot order an aftercare pickup because the power of commitment resides exclusively in the court. However, it does not follow that DYS has the unfettered power to order the pickup of a juvenile for indeterminate detention in secure custody. As a practical matter, a court's order of commitment to DYS custody results in commitment to a "youth services facility" as defined above — i.e., to secure custody. Even conceding that DYS has the statutory authority to continue that secure custody in a youth services facility following assessment, it is far from certain that DYS, after reintegrating a child into the community subject to an aftercare plan, can unilaterally order the pickup and recommitment of that child into secure custody for any or no reason. Indeed, as noted above, in empowering DYS to issue a pickup order whenever a juvenile "escapes or absents himself from a youth services center or facility without authorization," A.C.A. §
In recent years the Supreme Court has recognized that "there is a gap between the originally benign conception of the [juvenile-court] system and its realities," Breed v. Jones,
421 U.S. 519 ,528 ,95 S. Ct. 1779 ,1785 ,44 L. Ed. 2d 346 (1975), and that juveniles are entitled to the "``essentials of due process and fair treatment,'" In re Gault,387 U.S. 1 ,30 ,87 S. Ct. 1428 ,1445 ,18 L. Ed. 2d 527 (1967) (quoting Kent v. United States,383 U.S. 541 ,562 ,86 S. Ct. 1045 ,1057 ,16 L. Ed. 2d 84 (1966)). Accordingly, the Court has held that a juvenile court must hold a hearing before it may waive jurisdiction and transfer a juvenile to criminal court, Kent v. United States, supra; that juveniles subject to delinquency adjudications must be accorded written notice, the right to counsel, the privilege against self-incrimination, and the right to confront and cross-examine witnesses, In re Gault, supra; that in delinquency adjudications, the government must prove beyond a reasonable doubt that the juvenile committed the criminal act, In re Winship,397 U.S. 358 ,90 S. Ct. 1068 ,25 L. Ed. 2d 368 (1970); and that double-jeopardy protections apply to juvenile adjudicatory proceedings, Breed v. Jones, supra. The Court has declined to extend only one procedural right to juvenile offenders — the right to a jury trial. In McKeiver v. Pennsylvania,403 U.S. 528 ,91 S. Ct. 1976 ,29 L. Ed. 2d 647 (1971), the Court found that the benefits of a juvenile court's ability to function in a "unique manner" outweighed the fact-finding advantages of a jury trial. Id. at 547,91 S.Ct. at 1987 (plurality opinion).
After citing numerous cases recognizing that "probable-cause hearings are fundamental to juveniles' rights to due process," the Court in Dalton
concluded: "The right not to be jailed for any substantial period of time without a neutral decision that there is probable cause is basic to a free society. Children should enjoy this right no less than adults." Id.
at 1231. See Reno v. Flores,
At issue, in my opinion, is whether these constitutional mandates in any way conflict with or restrict the scope of DYS' statutory "authority to move a youth at any time within its system of youth services centers or facilities and community-based programs or within the Department of Human Services' programs or facilities." A.C.A. §
In my opinion, then, a recommitted juvenile is entitled to a post-pickup hearing. With respect to the pickup itself, if it is deemed an arrest and is made in a public place, I suspect a court would conclude that the police officer would be authorized to make it without a warrant if he has probable cause to believe that the juvenile has violated a material condition of the aftercare plan.2 Payton v. New York,
However, there is some question whether the pickup of a juvenile in aftercare should be characterized as an "arrest" and, consequently, whether the conditions just described apply. The nature and strength of the state interest at issue in allowing DYS-controlled arrest and detention of a juvenile in aftercare is suggested in Cherry v. State,
Weeks before the search at issue in Cherry, the parolee had signed a waiver entitled "Notice to Parolees" that provided as follows:
"Any parolees' [sic] person, automobile, residence, or any property under his control may be searched by a parole officer without a warrant if the officer has reasonable grounds for investigating whether the parolee has violated the terms of his parole or committed a crime."
Id. at 466. The Court held, inter alia, that signing the notice constituted "implied consent" to the search and proceeded to consider "whether such a consent-in-advance is valid":
The recent United States Supreme Court case of Griffin v. Wisconsin,483 U.S. 868 (1987), is instructive. At issue in Griffin was an administrative regulation permitting a probation officer to search a probationer's home without a warrant, so long as there were reasonable grounds to believe contraband was present. The regulation explicitly defined "reasonable grounds."The Court held that a warrantless search pursuant to this regulation did not violate the 4th amendment. The Court recognized that supervision of probationers is a "special need" of the state, permitting a degree of impingement upon privacy that would not be constitutional if applied to the public at large. Therefore, it was concluded, it is impractical to require a search warrant. It was also concluded that the usual requirement that probable cause exist to justify a search may be replaced by the reasonable grounds standard.
Using the same reasoning, we hold that this warrantless search, pursuant to appellant's implied consent, did not violate the 4th amendment. The special needs of the parole process call for intensive supervision of the parolee making the warrant requirement impractical. It is also clear, although the United States Supreme Court did not employ this line of reasoning, that the appellant, as a parolee, has a diminished expectation of privacy. Legally, he is still in custody of the penal institution from which he was released. See Ark. Code Ann.
16-93-701 (b)(4) (1987). Finally, we note that there was no contention on the appellant's part that his consent was not given voluntarily and intelligently.We must point out that a parole/probation officer's ability to conduct a warrantless search is not unlimited. But the consent in this case, like the regulation in Griffin v. Wisconsin, supra, contains elements that insure a search will be conducted reasonably. First of all, the consent allows a warrantless search only if reasonable grounds exist. Second, the consent does not extend to all law officers, but only to parole officers, thereby preserving its purpose as a tool of parole supervision.3
Having decided that the consent is valid, the final question is whether the search was carried out under the terms of the consent. Two issues must be addressed: 1) were there reasonable grounds to investigate whether the appellant had violated the terms of his parole, and 2) was the search conducted by a parole officer? We find there was compliance with both of these terms.
Id. at 467-68. See also, Freeman v. State,
When applied to your particular request, the Court's analysis is both instructive and, in some respects, troubling. The state's interest in supervising juveniles in aftercare is easily as strong as its interest in supervising adults on probation. Moreover, juveniles subject to aftercare conditions would appear to have variably diminished expectations not only of privacy, but also of liberty, the variations depending on the stringency of the conditions imposed in each case. It might seem appropriate, then, to conclude that the state's interest would warrant" permitting a degree of impingement upon privacy that would not be constitutional if applied to the public at large" — specifically, that it would justify a DYS officer in effecting at least a warrantless search, if not necessarily an arrest, based on "reasonable grounds," as opposed to "probable cause," perhaps subject to a condition that the juvenile have either openly or constructively consented to the search. Indeed, as noted above, in Griffin, the U.S. Supreme Court approved just such a search of a probationer's residence where authorized by administrative regulations that also defined as a violation of probation refusing to consent to a search. However, I am unclear from your request whether juveniles in aftercare have consented to any abridgment of what might otherwise have been their
More importantly, as suggested above, even assuming a "consensual," warrantless search might be justified for the purpose of determining whether a juvenile has violated the conditions of aftercare, it hardly follows that an impingement upon liberty in the form of indeterminate secure custody would be as readily justified. In the absence of judicial guidance on this point, I am unable to articulate a fixed standard that would apply to the pickup of juveniles in aftercare, other than to say that I believe a child picked up for indeterminate detention is at least entitled to a hearing for reasons set forth in Gagnon and Morrisey,supra. Various jurisdictions have adopted the position that a probationer or parolee — or, by logical extension, a juvenile in aftercare — remains in "constructive custody," thereby rendering his pickup something other than an arrest subject to constitutional restrictions. See, e.g., Peoplev. Kanos,
If faced with this question, the Arkansas Supreme Court might possibly extrapolate from Cherry, imputing some "implied consent" to juveniles or else attenuating the consent requirement on the theory that the state stands in loco parentis to DYS charges.5 If so, the court might go on to apply the "reasonable grounds" standard it adopted from Griffin,
concluding that a parole officer, but perhaps not a policeman unaccompanied by a parole officer, could effect a warrantless arrest in public or at a youth's home if the officer had reasonable grounds to believe the youth had violated a material condition of aftercare. However, given the Supreme Court's directives in Steagald, I suspect a court would conclude that to effect the pickup in the home of a third party or the nonpublic areas of a private business, the authorities would have to obtain a search warrant based on probable cause to believe the offender could be found there. The court might further conclude that DYS could recommit the youth to secure custody upon establishing in a hearing that it had reasonable grounds to do so, perhaps defining" reasonable grounds" as a justifiable belief that the state's interest in the detention (including its interest in serving the child's welfare) outweigh the youth's
However, I cannot offer these predictions as a formal opinion regarding the state of existing law. I am an executive officer and, as such, cannot encroach on legislative and judicial prerogatives by prescribing or declaring law. I can only offer the following opinions: (1) A.C.A. §
Assistant Attorney General Jack Druff prepared the foregoing opinion, which I hereby approve.
Sincerely,
MARK PRYOR Attorney General
MP/JHD:cyh
Wolf v. Colorado , 69 S. Ct. 1359 ( 1949 )
People v. Bremmer , 106 Cal. Rptr. 797 ( 1973 )
Gagnon v. Scarpelli , 93 S. Ct. 1756 ( 1973 )
Payton v. New York , 100 S. Ct. 1371 ( 1980 )
McKeiver v. Pennsylvania , 91 S. Ct. 1976 ( 1971 )
Griffin v. Wisconsin , 107 S. Ct. 3164 ( 1987 )
Deckard v. State , 1981 Ind. App. LEXIS 1595 ( 1981 )
Cherry v. State , 302 Ark. 462 ( 1990 )
rwt-kmr-and-tsc-minors-by-and-through-their-next-friends-and , 712 F.2d 1225 ( 1983 )
Delaware v. Prouse , 99 S. Ct. 1391 ( 1979 )
Steagald v. United States , 101 S. Ct. 1642 ( 1981 )
Mapp v. Ohio , 81 S. Ct. 1684 ( 1961 )
In Re WINSHIP , 90 S. Ct. 1068 ( 1970 )
Reno v. Flores , 113 S. Ct. 1439 ( 1993 )
Johnson v. United States Gypsum Co. , 217 Ark. 264 ( 1950 )
Murphy v. Cook , 202 Ark. 1069 ( 1941 )
Morrissey v. Brewer , 92 S. Ct. 2593 ( 1972 )