Lum v. State

IN THE SUPREME COURT OF THE STATE OF DELAWARE
CLIFFORD LUM, §
§ No. 85, 2014
Defendant-Below, §
Appellant, § Court Below: Superior Court
§ of the State of Delaware in
v. § and for New Castle County
§
STATE OF DELAWARE, §
§
Plaintiff-Below, §
Appellee. §
Submitted: September 17, 2014
Decided: September 19, 2014
Before STRINE, Chief Justice, HOLLAND, and RIDGELY, Justices.
Upon appeal from the Superior Court. AFFIRMED.
Bernard J. O’Donnell, Esquire, Office of the Public Defender, Wilmington, Delaware, for
Appellant.
Scott D. Goodwin, Esquire, Department of Justice, Wilmington, Delaware, for
Appellee.
STRINE, Chief Justice:
In this appeal, appellant Clifford Lum argues that his convictions for the offenses
of possession of ammunition and possession of a deadly weapon by a person prohibited
should be vacated because the Superior Court erroneously denied his motion for a
judgment of acquittal. Although Lum concedes that he was not entitled to possess the
ammunition and brass knuckles seized from the automobile he was driving, Lum argues
that the State did not present sufficient evidence in its case-in-chief for the Superior
Court, sitting as the trier of fact, to conclude that he knowingly possessed those items.
We review an appeal from the denial of a motion for judgment of acquittal de
novo to determine whether any rational trier of fact, viewing the evidence in the light
most favorable to the State, could find a defendant guilty beyond a reasonable doubt of
all the elements of the crime.1 We do not distinguish between direct and circumstantial
evidence in making our determination.2
In this case, the record evidence presented by the State in its case-in-chief was
sufficient to support a finding beyond a reasonable doubt that Lum knowingly possessed
the prohibited items. Possession in this sense can be actual or constructive: actual
possession requires “direct physical control” that “amounts to a conscious dominion,
control and authority.”3 Constructive possession requires the State to show that the
1
Cline v. State, 720 A.2d 891, 892 (Del. 1998) (citing Davis v. State, 706 A.2d 523, 524 (Del.
1998); Monroe v. State, 652 A.2d 560, 563 (Del. 1995)).
2
Id. (citing Davis, 706 A.2d at 524; Hoey v. State, 689 A.2d 1177, 1181 (Del. 1997); Skinner v.
State, 575 A.2d 1108, 1121 (Del. 1990)).
3
Lecates v. State, 987 A.2d 413, 425 (Del. 2009) (quoting Thomas v. State, 2005 WL 3031636,
at *2 (Del. Nov. 10, 2005)).
1
defendant “knew the location” of the objects, “had the ability to exercise dominion and
control,” and “intended to exercise dominion and control” over them.4
We held in Lecates v. State that “it is nonsensical to ‘presume’ . . . that an
automobile’s custodian has actual possession over all contraband found anywhere in the
automobile.”5 Nevertheless, we upheld the defendant’s conviction in that case because
the evidence was sufficient to support constructive possession. Likewise, here, the State
put on evidence more than sufficient for the Superior Court to conclude that Lum
constructively possessed the prohibited items. Lum had been in possession and control of
the vehicle for a long period of time, his personal property was strewn throughout the
vehicle, and items belonging to him were kept in the same parts of the vehicle in which
the contraband was found. Furthermore, the ammunition and brass knuckles were both
within reach of the driver’s seat that Lum occupied at the time of the stop that led to the
discovery of the items. The circumstantial evidence was therefore sufficient to satisfy the
State’s burden of proof that Lum knowingly possessed the prohibited items.
Alternatively, Lum asserts in his reply brief that his conviction should be reversed
because the Superior Court failed to rule on his motion immediately at the end of the
State’s case-in-chief.6 Although Lum makes this argument in his opening brief, he does
4
State v. Clayton, 988 A.2d 935, 936 (Del. 2010).
5
Lecates, 987 A.2d at 426.
6
See Super. Ct. Crim. R. 29(a) (“The court on motion of a defendant . . . shall order the entry of
judgment of acquittal of one or more offenses charged in the indictment or information after the
evidence on either side is closed if the evidence is insufficient to sustain a conviction of such
offense or offenses.”) (emphasis added). Rule 29(b) allows the court to reserve decision on a
motion for judgment of acquittal, but only if the motion “is made at the close of all the
2
it as a mere aside in a footnote and did not fairly present the argument. Supreme Court
Rule 14(b)(vi)(A)(3) states that “[t]he merits of any argument that is not raised in the
body of the opening brief shall be deemed waived and will not be considered by the
Court on appeal.”7 “Arguments in footnotes do not constitute raising an issue in the
‘body’ of the opening brief.”8 The Court’s rules governing what is expected in briefs are
not mere technicalities; they help to ensure fairness by giving the other party a fair
opportunity to respond to a fully formed argument, prevent litigants from circumventing
page length restrictions, and maximize scarce judicial resources.9 As a result, Lum’s
argument regarding the Superior Court’s failure to rule on his motion at the end of the
state’s case-in-chief is waived.
Even more important, Lum did not object when the Superior Court decided to
defer ruling on his motion until the evidence in the entire case was closed. Thus, even if
evidence.” Here, Lum made his motion after the prosecution rested its case, not at the close of
all the evidence, so the exception in Rule 29(b) did not apply.
7
Supr. Ct. R. 14(b)(vi)(A)(3).
8
Americas Mining Corp. v. Theriault Eyeglasses, 51 A.3d 1213, 1264 (Del. 2012); see Supr. Ct.
R. 14(d) (“Footnotes shall not be used for argument ordinarily included in the body of a brief.”);
see also Tumlinson v. Advanced Micro Devices, Inc., 2013 WL 4399144, at *3 (Del. Aug. 16,
2013); Roca v. E.I. du Pont de Nemours & Co. Eyeglasses, 842 A.2d 1238, 1242 (Del. 2004)
(“This Court has held that the appealing party’s opening brief must fully state the grounds for
appeal, as well as the arguments and supporting authorities on each issue or claim of reversible
error. Casual mention of an issue in a brief is cursory treatment insufficient to preserve the issue
for appeal and a fortiori no specific mention of a legal issue is insufficient. The failure of a party
appellant to present and argue a legal issue in the text of an opening brief constitutes a waiver of
that claim on appeal.”) (internal citations omitted); Murphy v. State, 632 A.2d 1150, 1152 n.2
(Del. 1993) (“The rules of this Court provide that footnotes shall not be used for argument and, a
fortiori, should not be used to raise claims of error.”).
9
See generally 16 CHARLES A. WRIGHT, ET AL., FEDERAL PRACTICE AND PROCEDURE § 3974, at
421 (1977 & Supp. 1993, at 690) (describing the analogous provisions of the Federal Rules of
Appellate Procedure, which parallel our own Supreme Court Rules in mandating that appellants
articulate their contentions and the reasons for them in the body of the brief).
3
Lum were to have fairly raised the issue, he must convince us that the Superior Court
committed plain error that resulted in prejudice to him. Plain error “must be so clearly
prejudicial to substantial rights as to jeopardize the fairness and integrity of the trial
process.”10 The error must be “apparent on the face of the record, . . . basic, serious and
fundamental in [its] character, and . . . clearly deprive an accused of a substantial right, or
. . . clearly show manifest injustice.”11 For example, plain error has been found when the
prosecution impermissibly commented on the defendant’s decision not to testify in
violation of his Fifth Amendment rights against self-incrimination.12 No such
fundamental issue was implicated here by the delay in the Superior Court’s consideration
of the Motion for Judgment of Acquittal. Because the evidence presented in the State’s
case-in-chief was clearly sufficient to sustain his conviction without reference to the
additional evidence of Lum’s knowledge that came in during his own case (e.g., Lum’s
admission that he knew the brass knuckles were in the vehicle), the Superior Court’s
failure to rule on the motion at the end of the State’s case-in-chief and before the defense
case commenced was harmless.
Accordingly, the judgment of the Superior Court is AFFIRMED.
10
Robertson v. State, 596 A.2d 1345, 1356 (Del. 1991) (quoting Wainwright v. State, 504 A.2d
1096, 1100 (Del. 1986), cert. denied, 479 U.S. 869 (1986)); see also Dutton v. State, 452 A.2d
127, 146 (Del. 1982).
11
Id.
12
Robertson, 596 A.2d at 1357 (“Prosecutorial comments on a defendant’s silence impinge on
Fifth Amendment rights not to be compelled to be a witness against one’s self when they are
negative and uninvited and impermissibly create an inference of guilt.”).
4