Com. v. Eddington, J.

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NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF
: PENNSYLVANIA
:
v. :
:
JASON EDWARD EDDINGTON, :
:
APPELLANT :
:
: No. 210 MDA 2016
Appeal from the Judgment of Sentence October 20, 2014
In the Court of Common Pleas of York County
Criminal Division at No(s): CP-67-CR-0007170-2012
CP-67-CR-0007172-2012
CP-67-CR-0007173-2012
CP-67-CR-0008156-2012
BEFORE: GANTMAN, P.J., DUBOW, J., and STRASSBURGER, J.*
MEMORANDUM BY DUBOW, J.: FILED APRIL 26, 2017
Jason Edward Eddington (“Appellant”) appeals from the Judgment of
Sentence entered by the York County Court of Common Pleas after a jury
convicted him of multiple offenses committed as part of a tree trimming and
roofing scam. Appellant’s counsel, Christopher D. Moore, Esq., has filed an
Anders-McClendon1 Brief and a Petition to Withdraw as Counsel. We
affirm the Judgment of Sentence and grant counsel’s Petition to Withdraw.
*
Retired Senior Judge assigned to the Superior Court.
1
Anders v. California, 386 U.S. 738 (1967); Commonwealth v.
McClendon, 434 A.2d 1185 (Pa. 1981).
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The certified record contains the following facts and procedural history.
In July 2012 Appellant, using the alias “Frank Winans,”2 and two co-
conspirators, ran a tree trimming and roofing scam under the company
name of Above the Rest Tree Service targeting elderly women who appeared
to be living alone. Appellant would frequently provide proposals or have
discussions with the victims about work he and his co-conspirators had
spotted as allegedly needing done. The co-conspirators would frequently do
the physical labor, and Appellant would act as the supervisor/administrator,
occasionally assisting in the physical work. When the job was allegedly
finished, Appellant and his co-conspirators intimidated the victims into
paying between $1,000 and $6,000 for low-quality, minimal work, insisting
that the check be written out to Frank Winans, the name Appellant gave
them as his own. In one case, Appellant gave the victim an estimate of
$750 to trim a tree, but then told her they did some additional work on her
chimney while they were up there, and presented her with a bill for $4,000.
She paid $4,000 out of fear that the large men standing in her kitchen with
her would hurt her if she did not pay the full amount. In another case,
Appellant would not give an estimate, and when the work was done, he
charged the victim $5,000 and one of his co-defendants drove her to the
bank to get the payment in cash.
2
Appellant also used the alias “Mark Cummins.”
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The police arrested Appellant and his co-defendants on July 25, 2012
at a bank when they went to cash another one of their victim’s checks.
The Commonwealth filed the first criminal complaint on July 26, 2012,
in case CP-67-CR-00007173; the second and third were filed at CP-67-CR-
00007170 and 7172 on August 27, 2012; and the fourth at CP-67-CR-
00008156 on September 11, 2012. The Commonwealth charged Appellant
with 17 offenses, including multiple counts of Theft by Deception,
Conspiracy, Home Improvement Fraud, and Deceptive Business Practices.3
On January 2, 2013, the court consolidated the cases for trial.
Appellant filed numerous counseled4 and pro se pre-trial motions,
sometimes serially in quadruplicate despite the consolidation, including
Motions to Suppress, Motions for Removal of Counsel, and Rule 600
Motions.5 As discussed infra, the trial court denied Appellant’s Rule 600
Motions after a hearing on October 29, 2013. See N.T. Hearing, 10/29/13,
at 12, 24-25; Order, dated 10/29/13, at 3. Appellant ultimately chose to
represent himself at trial, with assistance from stand-by counsel (his third
appointed attorney). See N.T. Hearing at 13-14; Order at 2-3.
3
It was later determined that at the time of his arrest, Appellant had
outstanding bench warrants from two other states, one of which was in the
name of “Frank Winans.”
4
The public defenders’ office initially represented Appellant.
5
The court clerk forwarded all documents filed pro se to counsel, although
many of them are also included in the certified record.
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Appellant’s jury trial lasted from September 3 to September 5, 2014,
at which investigating detectives, tree experts, and the victims, among
others, testified on behalf of the Commonwealth. Appellant presented
testimony from the arresting and investigating officers, an elderly man who
testified that he was married to one of the victims and was himself
incapacitated, and a private investigator, who had sent handwriting samples
to an expert at the behest of Appellant. The jury found Appellant guilty of
four counts of theft by deception, four counts of conspiracy to commit theft
by deception, three counts of deceptive business practices, and one count of
home improvement fraud.6,7 The court ordered a pre-sentence investigation
(“PSI”).
Appellant filed a pro se Notice of Appeal on September 12, 2014,
which he subsequently withdrew as prematurely filed. On September 19,
2014, the court appointed counsel at Appellant’s request. On October 20,
2014, the court noted, inter alia, its review of the PSI report and sentenced
Appellant to consecutive sentences for an aggregate term of 3 to 16 years’
6
18 Pa.C.S. § 3922(a)(1); 18 Pa.C.S. § 903(a); 18 Pa.C.S. § 4107(a)(2); 73
P.S. § 517.8(a)(3), respectively.
7
In addition, during trial, the court found Appellant in contempt of court
three times, for which the court sentenced him to two consecutive six-month
terms of incarceration and a $1,000 fine. The two terms were to run
consecutive to the sentences imposed for his criminal convictions. The
contempt convictions are not part of this appeal.
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incarceration. The court also ordered restitution as part of the sentences. 8
On December 1, 2014, upon Appellant’s Motion for Reconsideration, the
court amended the sentences to an aggregate of 24 to 84 months’
incarceration, and to include RRRI eligibility.9
Appellant filed a counseled Notice of Appeal on December 4, 2014.
Counsel filed a Pa.R.A.P. 1925(b) Statement; Appellant submitted a 17-page
pro se letter indicating 17 issues he wanted raised in his appeal; the trial
court forwarded that letter to counsel.10 Ultimately, this Court dismissed
that appeal for failure to file an appellate brief.
On December 23, 2015, Appellant filed a pro se letter seeking
reinstatement of his appeal rights nunc pro tunc, which the trial court
8
In three of the four cases, the trial court ordered Appellant to pay his pro
rata share of restitution. In case number 7170, however, the
Commonwealth sought $2,000 only from Appellant, solely in connection with
count one, Home Improvement Fraud - Misrepresents or Conceals Contractor
Identifying Information, 73 P.S. § 517.8(a)(3). See N.T. Sentencing,
10/20/14, at 21; Court Commitment, dated 12/15/14, at 4.
9
The trial court ordered the following terms of incarceration: On CP-67-CR-
0007172-2012, 12 months; on CP-67-CR-0007173-2012, a consecutive
term of 12 to 24 months; on CP-67-CR-0007170-2012, 12 to 84 months to
run concurrent to CP-67-CR-0008156-2012; on CP-67-CR-8156-2012, 12 to
24 months to run concurrent to nos. 7173, 7172, and 7170. See Sentence
Reconsideration Orders.
10
When that counsel refused to raise issues Appellant had deemed
meritorious, Appellant filed a pro se petition in this Court alleging ineffective
assistance of appellate counsel. We remanded with instructions, and the
trial court held a Grazier hearing in which Appellant stated he did not want
to proceed pro se and would continue with his appellate counsel. Appellate
counsel failed to file a brief, however, and this Court dismissed the appeal.
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granted on January 8, 2016. The court appointed current counsel,
Christopher D. Moore, Esq.
On February 2, 2016, Attorney Moore filed a Notice of Appeal. On
March 16, 2016, after the grant of an extension, counsel filed a Pa.R.A.P.
1925(b) Statement. On March 30, 2016, the trial court filed a Pa.R.A.P.
1925(a) Opinion.
In July 2016, Attorney Moore filed a Motion to Withdraw as Counsel
and what purported to be an Anders-McClendon Brief. Appellant filed a
response, referencing a letter he had allegedly sent to the trial court and to
Attorney Moore that raised “numerous relevant issues for direct appeal.”
See Appellant’s Response to Anders-McClendon Brief, filed 7/27/16.
Appellant did not annex a copy of that letter to his Response.
On September 29, 2016, Appellant filed pro se with this Court a
document entitled “Motion for Withdrawal of Counsel Inter Alia Ineffective
Assistance of Counsel,” requesting that he be allowed to proceed pro se and
to file an Amended Pa.R.A.P. 1925(b) Statement and an “Extensive All-
inclusive Detailed Appellate Brief, Pro-se.” Motion for Withdrawal of Counsel
Inter Alia Ineffective Assistance of Counsel, filed 9/29/16.
On January 18, 2017, we filed a memorandum decision denying both
Appellant’s Motion and counsel’s Motion to Withdraw, and directing counsel
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to file a proper Anders brief.11 See Commonwealth v. Eddington, 210
MDA 2016 (Pa. Super. filed Jan. 18, 2017) (finding counsel’s Brief deficient).
On March 13, 2017, Counsel filed a Motion to Withdraw and a new Anders
Brief, which are now before us.
The Anders Brief raises the following 12 issues on Appellant’s behalf:
WHETHER THE COURT ABUSED ITS DISCRETION IN THE
FOLLOWING ISSUES:
1. Judge failing to recuse self as a witness was a neighbor of
the Judge 20 years ago;
2. Failure to allow handwriting expert to testify as witness;
3. Judge referring to defendant as noise machine in front of
the jury;
4. Judge failing to allow defendant to submit his legal
documents as handwriting samples to the jury;
5. Judge failure to allow defendant to call correctional officer
regarding defendant’s handwriting;
6. Judge failing to instruct jury on contract law;
7. Judge ordering restitution to witness who testified she was
not owed any money;
8. Ruling on Rule 600 issue;
9. Brady violation regarding bank video;
11
Appellant thereafter filed two pro se letters requesting that we not grant
counsel any extensions of time to file, and further requesting that, because
he filed a Petition for Writ of Habeas Corpus in the federal district court that
we “relinquish jurisdiction immediately” to that court. See Appellant’s
Letter, dated 2/23/17.
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10. Failure to allow subpoena of Officer Davenport;
11. Unlawful seizure by police of signature of Frank Winans;
12. Failure to allow defendant to explain theory of the case in
closing argument.
See Anders Brief at 4-5 (numbered for clarity); Pa.R.A.P. 1925(b)
Statement.
On April 11, 2017, Appellant filed a 95-page Response to counsel’s
Anders Brief (“Response Brief”) setting forth extensive and repetitive
arguments with respect to the above issues, in addition to directing our
attention to his recently-filed federal habeas corpus petition. He also
challenges the discretionary aspects of his sentence.12, 13
Anders Brief
“When presented with an Anders brief, this Court may not review the
merits of the underlying issues without first passing on the request to
12
Appellant also challenges the sentences imposed as a result of his
contempt convictions and the trial court’s denial of his Motion to Dismiss the
civil forfeiture Petition filed by the Commonwealth. See Appellant’s Response
Brief at 59-62. Neither the contempt sentences nor the disposition of the
civil forfeiture Petition is part of this appeal. We, thus, decline to address
these issues.
13
Appellant also claims that each of the judges who had been involved at
each stage of his case abused their discretion, misapplied the law, made
“reckless, biased, prejudicial, malicious, vindictive rulings, decisions, and
judgments out of retaliation against this Petitioner [sic].” Response Brief at
64. Appellant presents a self-serving, repetitive, irrational, vituperative,
nearly incomprehensible argument incorporating each of the other
arguments he made on all of the other issues raised. His assertions are
unsupported by the record and, at best, meritless.
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withdraw.” Commonwealth v. Daniels, 999 A.2d 590, 593 (Pa. Super.
2010) (citation omitted). In order for counsel to withdraw from an appeal
pursuant to Anders, our Supreme Court has determined that counsel must
meet certain requirements, including:
(1) provide a summary of the procedural history and facts,
with citations to the record;
(2) refer to anything in the record that counsel believes
arguably supports the appeal;
(3) set forth counsel's conclusion that the appeal is frivolous;
and
(4) state counsel's reasons for concluding that the appeal is
frivolous. Counsel should articulate the relevant facts of
record, controlling case law, and/or statutes on point that
have led to the conclusion that the appeal is frivolous.
Commonwealth v. Santiago, 978 A.2d 349, 361 (Pa. 2009).
Pursuant to Commonwealth v. Millisock, 873 A.2d 748 (Pa. Super.
2005), and its progeny, counsel seeking to withdraw on direct appeal must
also meet the following obligations to his or her client:
Counsel also must provide a copy of the Anders brief to his
client. Attending the brief must be a letter that advises the
client of his right to: (1) retain new counsel to pursue the
appeal; (2) proceed pro se on appeal; or (3) raise any points
that the appellant deems worthy of the court’s attention in
addition to the points raised by counsel in the Anders brief.
Commonwealth v. Orellana, 86 A.3d 877, 880 (Pa. Super. 2014) (internal
quotation marks and citation omitted). “Once counsel has satisfied the
above requirements, it is then this Court’s duty to conduct its own review of
the trial court’s proceedings and render an independent judgment as to
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whether the appeal is, in fact, wholly frivolous.” Commonwealth v.
Goodwin, 928 A.2d 287, 291 (Pa. Super. 2007) (en banc). Further, “this
Court must conduct an independent review of the record to discern if there
are any additional, non-frivolous issues overlooked by counsel.”
Commonwealth v. Flowers, 113 A.3d 1246, 1250 (Pa. Super. 2015)
(footnote and citation omitted).
In this appeal, we conclude that counsel’s Anders Brief substantially
complies with the requirements of Santiago. First, counsel has provided a
procedural and factual summary of the case with references to the record.
Second, counsel advances relevant portions of the record that arguably
support Appellant’s claims on appeal. Third, counsel concludes that the
instant appeal is wholly frivolous. Lastly, counsel has complied with the
requirements set forth in Millisock. See Letter from Counsel to Appellant,
dated 3/13/17. As a result, we proceed to our independent review to
ascertain if the appeal is indeed wholly frivolous.
Issue 1 - Recusal
In his first issue, Appellant avers that the trial court should have
recused itself or declared a mistrial because the judge and a witness/victim
had been neighbors 22 years ago. We find this issue waived.
In his Pa.R.A.P. 1925(b) Statement, Appellant asserted that it was a
juror, not a witness, who had been a neighbor of the trial court. See
Pa.R.A.P. 1925(b) Statement, filed 3/16/16. In the Anders Brief, counsel
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reframes the issue as involving a witness/victim in one of the four cases, not
a juror. Because Appellant failed to raise this first issue in his 1925(b)
Statement, it is waived.
Moreover, even if it were not waived, we would conclude the issue is
without merit. Appellate courts presume judges are fair and competent. In
re Lokuta, 11 A.3d 427, 435 (Pa. 2011).
A jurist's impartiality is called into question whenever there are
factors or circumstances that may reasonably question the
jurist's impartiality in the matter. There is no need to find actual
prejudice, but rather, the appearance of prejudice is sufficient to
warrant the grant of new proceedings.
Id. at 435-36 (internal quotation marks and citations omitted).
The party requesting recusal has the burden to produce evidence
establishing bias, prejudice, or unfairness, which raises a substantial doubt
as to the jurist's ability to preside impartially. Arnold v. Arnold, 847 A.2d
674, 680 (Pa. Super. 2004).
If the judge determines he or she can be impartial, the judge must
then decide “whether his or her continued involvement in the case creates
an appearance of impropriety and/or would tend to undermine public
confidence in the judiciary.” Chadwick v. Caulfield, 834 A.2d 562, 571
(Pa. Super. 2003) (citations omitted).
In the instant case, the following relevant exchange occurred just
before the start of trial:
Prosecutor: There’s one minor issue that has been brought to
my attention this morning. It’s on case 7170-2012. The victim
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in that case is a woman named Ann Sheffer. She is here today.
I actually brought her into the courtroom because she is my first
witness this morning anyway. Ms. Sheffer informed me today, it
actually hasn’t come up before but she wanted –
Court: I know Ms. Sheffer.
Prosecutor: Yes. She indicated to me that you were her
neighbor like 20-some years ago.
Court: Yeah. It’s a long time ago. Any objection, sir, to this
witness testifying?
Appellant: Actually, yes, sir. I mean, I don’t think it’s right
that people should know each other involved in a trial.
Court: I have not lived with her – or not lived next to her for
probably 22 years.
Appellant: Yes, sir.
Court: And I think I might have run into her once with a hi.
She told me – I could be wrong, Red Lion or something like that,
but that I remember something in passing running into her. You
know, I don’t know what to do then under the circumstances.
Any suggestions?
Prosecutor: Your Honor, given that it was more than 20 years
ago, I mean, I am for one satisfied the Court can be fair and
impartial.
Court: Yeah, I mean, I can.
Prosecutor: It’s not the Court that makes the findings of fact in
any event. I don’t see any reason why she wouldn’t be treated
like any of the other vicitms.
Court: Yeah. So what is your position?
Appellant: Well, like I said, I have spoken my position. I don’t
think it’s right [or] proper, but then again, I mean, I’ve been
waiting 25 months to get to trial. I can’t see not being – I can’t
see being denied my right to trial now at this point after it’s
taken so long to get here.
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Court: No, I know. But you’re the person who is having the
objection.
Appellant: Yes, sir, and I don’ [sic] think it is right at all.
Court: Okay. But what is the remedy you are seeking? Great.
You don’t think it’s right –
Appellant: What remedy is there: What options id [sic] there
for a remedy sir?
Court: Have we started testimony in that case?
Prosecutor: In that case?
Court: Well, never mind. The jury’s impaneled. I am going to
deny any motion that you might have which wasn’t actually
made with specificity. I can be fair and impartial and I don’t
think that someone living next door to someone 22 years ago
would give the appearance of impropriety. So that is it.
Appellant: Very well.
Notes of Testimony (“N.T.”) Trial, 9/4/14, at 237-39.
Although Appellant expressed his discomfort with the judge’s prior
acquaintance with the victim/witness, any objection he had was to the
witness testifying. He did not request the judge’s recusal, nor did he
“produce evidence establishing bias, prejudice[,] or unfairness which raises a
substantial doubt as to the jurist's ability to preside impartially.” Arnold,
supra, at 680. Moreover, we agree with the trial court that a neighborly
acquaintanceship 22 years in the past does not support a conclusion that
there is an appearance of impropriety. Appellant’s first issue is, thus,
without merit.
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Issue 2 – Handwriting Expert
In his second issue, Appellant claims that the trial court abused its
discretion by failing to allow his handwriting expert to testify regarding the
signature of “Frank Winans” on the back of a business card. Appellant had
requested and was granted leave to hire a handwriting expert. The expert
provided an opinion to Appellant’s then-counsel, and counsel informed the
Commonwealth nearly a year before trial that it would not be calling that
individual at trial. N.T. Hearing, 10/23/13, at 5.
We review the trial court's evidentiary rulings for an abuse of
discretion. Commonwealth v. Tyack, 128 A.3d 254, 257 (Pa. Super.
2015) (citation omitted).
“In determining the admissibility of evidence, the trial court must
decide whether the evidence is relevant and, if so, whether its probative
value outweighs its prejudicial effect.” Commonwealth v. Hawk, 709 A.2d
373, 376 (Pa. 1998).
Evidence is relevant if it logically tends to establish a material
fact in the case, tends to make a fact at issue more or less
probable, or supports a reasonable inference or presumption
regarding the existence of a material fact. Evidence that merely
advances an inference of a material fact may be admissible,
even where the inference to be drawn stems only from human
experience. Moreover, even in the case of expert testimony, to
be relevant, evidence need not be conclusive.
Id., (internal quotation marks, brackets, and citations omitted).
In Pennsylvania criminal cases, the accused is entitled to relief for an
erroneous ruling unless the court finds beyond a reasonable doubt that the
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error is harmless. Pa.R.E. 103 Comment (citing Commonwealth v. Story,
383 A.2d 155 (Pa. 1978)).
In the instant case, Appellant had subpoenaed the Commonwealth’s
handwriting expert, John Gencavage. Mr. Gencavage had looked at a
contract that Appellant had admitted to the investigating officer was in his
handwriting, and stated that the handwriting on the contract matched
Appellant’s. Appellant’s own handwriting expert, Gus Lesovich, had looked
at a signature of “Frank Winans” on the back of a business card and on a
proposal, but reached inconclusive results14 and did not compile a report.
The following relevant exchange took place during trial:
Appellant: And that’s my defense. That was not me that
signed the name Frank Winans.
Court: But you admit that that proposal was written by you?
Appellant: The job description itself was.
Court: Okay.
Appellant: But I didn’t know for who.
Court: Why don’t you stipulate that that’s not Frank Winan’s
signature?
Prosecutor: I’m sorry? On the contract?
Court: Yeah.
14
See N.T., 9/3/14, at 85 (where stand-by defense counsel explains to the
court that he told Appellant that “the handwriting [Appellant] wants to
question, … it’s script and somewhat hurried handwriting, it’s different than
all the samples I have that are more careful [sic] presented[.]”).
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Prosecutor: You mean the signature here?
Court: Yeah.
Prosecutor: It’s signed Frank Winans.
Court: I understand. Apparently that name can be used by
anyone who deems it appropriate including the Defendant.
Prosecutor: Well, I mean the Defendant – we’ve already seen
a driver’s license for Frank Winans with the Defendant’s picture
on it.
Court: All right. So we have – do you want to call both
handwriting experts?
Appellant: If at all possible.
Court: Have they been subpoenaed?
Stand-by Defense Counsel: Your Honor, Mr. Gencavage is
under subpoena although he wasn’t on the second witness list
that I got from [Appellant]. He is still under subpoena. Mr.
Lesovich I’ve talked to. He was the one that had the
inconclusive report. I’ve talked to the Court about if we are
going to pay him funds to come down and say he had an
inconclusive report. I know in my past conversations with
[Prosecutor], I imagine we could stipulate that he analyzed it
and was not able to be conclusive. I don’t think his findings are
in dispute. I know [Prosecutor] –
Court: I think they might be in dispute by your client, although
I don’t know why he would call an expert when he is in dispute
with the expert. Also, I don’t know, is the handwriting expert
paid for by the Commonwealth of Pennsylvania?
Stand-by Defense Counsel: Yes.
Court: All right. You can’t call a second expert with an
inconclusive report. Sir, think this through, why would you call
an expert who says I can’t tell. Okay. But that’s just as likely
that it is your handwriting is just as likely that it isn’t. So that
does not hurt the Commonwealth at all because if it didn’t
appear to be your handwriting he’d say that, but he is saying I
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can’t tell which is the same thing as saying legally maybe.
Okay. So you can’t call the second one. You can call the first
one. Other than that expert and the medical testimony which
we are going to have at 1:30, are there any other defenses you
have to this case?
Appellant: Yes, sir. Actually that’s the reason I wanted the
handwriting expert –
Court: I don’t need to know the reason. I just need you to
answer my question.
N.T., 9/4/14, at 314-319.
In its Rule 1925(a) Opinion, the trial court stated: “As this expert’s
opinion would not have helped the jury understand the evidence or
determine a fact in issue, we find no error in not permitting Appellant to call
this expert.” Trial Ct. Op. at 4-5.
We note that evidence need not be conclusive to be relevant.
However, under the facts of this case, we agree that the expert’s testimony
— about his inability to conclude that the handwriting matched or did not
match other writings by “Frank Winans” — would not have assisted the jury
in determining a fact in issue.
Moreover, in light of the plethora of evidence supporting Appellant’s
identification as the individual using the name “Frank Winans” during the
commission of the crimes, see N.T. at 69, 73, 103, 149, 201, 217, 333, and
368; and Appellant’s own acknowledgement that he had been using the
name “Frank Winans” as an alias since 2000, see N.T. at 120, we conclude
that Appellant was not prejudiced by the court’s ruling. Accordingly, the trial
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court did not abuse its discretion in declining Appellant’s request to present
Mr. Lesovich’s testimony.
Issue 3 – “Noise Machine”
Appellant’s third issue raises a claim that the judge referred to
Appellant as a “noise machine” before excusing the jury for a break. Our
review of the transcript reveals that the judge did not refer to Appellant as a
“noise machine.” Rather, upon a request from counsel to approach the
bench to discuss potential exhibits, the court said to the jury: “Rather than
have you listen to my noise machine any longer, I’m going to send you back.
You can take a break for 10 minutes.” N.T., 9/5/14, at 431-32. As the trial
court noted in its Rule 1925(a) Opinion, the reference to “noise machine”
referred to the background noise which the trial judge regularly turns on
during side bars. Appellant’s mischaracterization is, at best, disingenuous.
This issue is meritless.
Issue 4 – Prison handwriting samples
In his fourth issue, Appellant challenges the trial court’s refusal to
allow Appellant to submit into evidence letters that he had written from
prison and filed with the court so the jury could compare his handwriting to
that which is contained on the various contracts and proposals and the one
business card submitted into evidence. The letters written from prison were
“voluminous” and included, as the prosecutor noted, “a series of accusations
about what’s going on in his case.” N.T. at 551.
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As noted above, we review evidentiary rulings for an abuse of
discretion. Tyack, supra. Further, we note that evidence must be relevant
and admitted to prove a fact in issue.
The “proponent [of evidence] must produce evidence sufficient to
support a finding that the item is what the proponent claims it is.” Pa.R.E.
901(a). When there is a question of authenticity, a specimen used for
comparison must be authenticated. Pa.R.E. 901(b)(3). With respect to
handwriting evidence, it may be authenticated by “a nonexpert’s opinion
that handwriting is genuine, based on a familiarity with it that was not
acquired for the current litigation.” Pa.R.E. 901(b)(2).
At trial, in response to Appellant’s request made immediately after
Appellant waived his right to testify, the following exchange occurred:
Court: The rule allows a lay witness to discuss the issue of
whether or not writings are and the same. That witness cannot
have prepared his or her knowledge for purposes of the trial.
They have to be familiar with your writing.
In this case, we have no witness that has analyzed them, or is a
lay witness who is familiar with your writing. To send those
items out to the jury would allow them to engage in speculation
to consider things that are beyond the scope of their expertise
and I’m not going [to] allow it.
...
Do you have any lay witnesses that are familiar with your
writing?
Appellant: I was going to say the CO at the jail. He’s very
familiar with my handwriting because he – I give him stuff all the
time, request slips, and everything.
Court: Okay. What’s your response to that, Counsel?
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Appellant: He’s very familiar with my handwriting.
Prosecutor: Your Honor, it’s – I’m also concerned that the
documents that he’s trying to get in – obviously I’m very familiar
with Mr. Eddington’s voluminous correspondence, and usually it’s
a series of – a series of accusations about what’s going on in his
case, and sometimes he’s ready to go to trial and sometimes
he’s not.
I think another hurdle we have to cross here is I seriously doubt
he can present any handwriting sample that’s appropriate to go
back to the jury.
Court: I think that we would need testimony from a lay witness
who is familiar with your handwriting which familiarity came
before these charges:
Appellant: Before these charges:
Court: Before these charges. So someone who is familiar with
your handwriting before July 25, 2012.
Appellant: Okay.
Court: Do you have any witnesses?
Appellant: No, sir . . . .
****
N.T., 9/5/14, at 550-52.
In its Pa.R.A.P. 1925(a) Opinion, the court stated, “[t]here was no
witness testimony presented at trial in relation to these letters to help the
jury determine a fact at issue. Appellant did not have a witness who was
familiar with his handwriting, and familiar with his handwriting prior to the
charges filed in these cases, therefore, the trial judge properly denied this
request.” Trial Ct. Op. at 5. See also N.T. at 550-52.
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We agree, and conclude that the trial court properly denied Appellant’s
request to admit his post-arrest writings. Accordingly, this issue has no
merit.
Issues 5 and 10 – Correctional Officer Davenport
In issues 5 and 10, Appellant avers the trial court erred in “fail[ing] to
allow Appellant to call a correctional officer regarding Appellant’s
handwriting.” Anders Brief at 4.
As noted above, ”it appears Appellant did not have a witness ready to
testify but engaged in a dialogue discussing who could be a potential
witness.” Trial Ct. Op. at 6. Our review indicates that Appellant had not
subpoenaed the CO and, in fact, had not made any request of the court to
allow him to call the CO. Thus, it is a mischaracterization to state the court
“failed to allow” him to call a witness whom Appellant never actually asked
to call. These issues are without merit.
Issue 6 – Contract law
Appellant next challenges the trial court’s denial of his request to enter
into evidence a document explaining what a civil contract is.
The following exchange occurred at trial:
Appellant: … Also, I have that I’d like to enter as evidence it is
identity of party. It just basically states the law that where one
contracts with an individual face-to-face, and intends to contract
with that individual before him, the contract, if any, is made with
that particular individual regardless of the name he assumed
from the transaction.
Court: Okay.
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Appellant: That’s marked as Exhibit 40.
***
Court: . . . I’m not going to give them an instruction on
contract law under these situations. In many situations, you’ve
been charged as a conspirator because of the various
descriptions of the individuals who, on specific dates, actually
physically dealt with the victims. There has been information
that you were at each and every one of the job sites. So I’m
going to deny that motion as well.
In its Pa.R.A.P. 1925 Opinion, the trial court observed:
The trial judge is the authority on determining what law applies
in any individual case. Here, the trial judge determined that
whatever contract law provision Appellant requested was
inapplicable and possibly in contradiction to the criminal
conspiracy law that would be charged[.]
Trial Ct. Op., at 6.
In light of the fact that contract law was not relevant to the crimes
with which Appellant was charged, the court did not err in denying
Appellant’s request to admit a document explaining contract law. See
Hawk, supra at 376 (stating “[e]vidence is relevant if it logically tends to
establish a material fact in the case”). See also Theft by Deception, 18
Pa.C.S. § 3922; Deceptive Business Practices, 18 Pa.C.S. § 4107; Home
Improvement Fraud, 73. P.S. § 517.8 (defining elements of crimes charged).
In addition, to the extent Appellant asserts that the trial court refused
to give a jury instruction pertaining to contract law, we conclude that
argument has no merit.
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Our standard of review applicable to challenges to jury instructions is
well settled: we must review the jury charge as a whole to determine if it is
fair and complete. See Commonwealth v. Hawkins, 701 A.2d 492, 511
(Pa. 1997). A trial court has wide discretion in phrasing its jury instructions,
and “can choose its own wording so long as the law is clearly, adequately,
and accurately presented to the jury for its consideration.” Id., at 511. The
trial court commits an abuse of discretion only when there is an inaccurate
statement of the law. See id.
In light of the fact that the crimes charged pertained to criminal
offenses and there was no evidence admitted regarding contract law, the
court properly denied Appellant’s request for a contract law instruction.
Issue 7 - Restitution
In his next issue, Appellant avers that the trial court erred in ordering
that he pay $2,000 in restitution as part of his sentence in CP-67-CR-
0007170-2012 (“Case 7170”).15
We note initially that the Anders Brief states this issue as trial court
error because of the “Judge ordering restitution to witness who testified she
was not owed any money.” See Anders Brief at 29. Counsel does not
indicate where in the transcript the victim so testified. Our thorough reading
15
Case 7170 involved the victim, Ann Sheffer, giving Appellant a check for
$6,000 for minimal and incomplete work. The victim closed the checking
account, however, just as Appellant entered the bank to cash the check. He
was arrested at the bank. The check was never cashed.
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of the transcript indicates that there was no testimony from the victim in
Case 7170 that “she was not owed any money.” On that basis alone, we
could find the issue to be meritless. We nonetheless address the issue as
part of our independent review.
We are guided by the following principles in addressing challenges
pertaining to restitution:
An appeal from an order of restitution based upon a claim that a
restitution order is unsupported by the record challenges the
legality, rather than the discretionary aspects, of sentencing. The
determination as to whether the trial court imposed an illegal
sentence is a question of law; our standard of review in cases
dealing with questions of law is plenary.
Commonwealth v. Holmes, __ A.3d __, 2017 WL 337093, at *6 (Pa.
Super. filed. Jan. 4, 2017). “The illegality of a sentence of restitution is not
a waivable issue[.]” Commonwealth v. Reed, 543 A.2d 587, 589 (Pa.
Super. 1988) (citations omitted).
Authority to order restitution as part of a sentence is conferred by
Section 1106 of the Crimes Code, which provides:
§ 1106. Restitution for injuries or property
(a) General rule.-Upon conviction for any crime wherein
property has been stolen, converted or otherwise
unlawfully obtained, or its value substantially decreased as
a direct result of the crime, or wherein the victim suffered
personal injury directly resulting from the crime, the
offender shall be sentenced to make restitution in addition
to the punishment prescribed therefor.
18 Pa.C.S. § 1106.
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“[T]he primary purpose of restitution is rehabilitation of the offender
by impressing upon him that his criminal conduct caused the victim's loss or
personal injury and that it is his responsibility to repair the loss or injury as
far as possible.” Commonwealth v. Runion, 662 A.2d 617, 618 (Pa. 1995)
(superseded by statute on other grounds). Thus, recompense to the victim
is secondary, as “[a] sentence imposing restitution is not an award of
damages.” Commonwealth v. Wright, 722 A.2d 157, 160 (Pa. Super.
1998).
When imposed as a sentence, the injury to property or person for
which restitution is ordered must directly result from the crime. See 18
Pa.C.S. § 1106(a); Commonwealth. v. Harner, 617 A.2d 702, 704 (Pa.
1992). To determine the correct amount of restitution, a “but-for” test is
used—damages which occur as a result of the crime are those which should
not have occurred but for the defendant's criminal conduct.
Commonwealth v. Oree, 911 A.2d 169, 174 (Pa. Super. 2006).
In the instant case, the victim testified that Appellant gave her a
detailed, itemized invoice indicating that he and his co-conspirators had
made repairs to her sun roof and chimney. A roof and chimney expert, who
had examined Appellant’s chimney, testified that Appellant and his co-
conspirators had not done most of the work that they had listed on the bill.
Further, the expert opined that the materials that were used in the little bit
of work they did do were diluted or otherwise subpar. This resulted in
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cracks and staining on the victim’s house, and a sun roof that continued to
leak despite Appellant’s assurance that they had fixed it. See N.T. Trial,
9/4/14, at 214-65, 285-309.
Based on the testimony of the roofing expert, the victim did suffer
some damages around her chimney and on her house as a direct result of
Appellant’s and the co-conspirator’s criminal conduct. Accordingly, we
conclude that the trial court’s order of restitution is supported by the record.
Appellant is entitled to no relief on this issue.
Issue 8 – Rule 600
The next issue challenges the trial court’s dismissal of his Pa.R.Crim.P.
600 Motion. We review the denial of a Rule 600 Motion guided by the
following principles:
In evaluating Rule 600 issues, our standard of review of a trial
court's decision is whether the trial court abused its discretion.
Judicial discretion requires action in conformity with law, upon
facts and circumstances judicially before the court, after hearing
and due consideration. An abuse of discretion is not merely an
error of judgment, but if in reaching a conclusion the law is
overridden or misapplied or the judgment exercised is manifestly
unreasonable, or the result of partiality, prejudice, bias, or ill
will, as shown by the evidence or the record, discretion is
abused.
The proper scope of review is limited to the evidence on the
record of the Rule 600 evidentiary hearing, and the findings of
the trial court. An appellate court must view the facts in the light
most favorable to the prevailing party.
Additionally, when considering the trial court's ruling, this Court
is not permitted to ignore the dual purpose behind Rule 600.
Rule 600 serves two equally important functions: (1) the
protection of the accused's speedy trial rights, and (2) the
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protection of society. In determining whether an accused's right
to a speedy trial has been violated, consideration must be given
to society's right to effective prosecution of criminal cases, both
to restrain those guilty of crime and to deter those
contemplating it. However, the administrative mandate of Rule
600 was not designed to insulate the criminally accused from
good faith prosecution delayed through no fault of the
Commonwealth.
So long as there has been no misconduct on the part of the
Commonwealth in an effort to evade the fundamental speedy
trial rights of an accused, Rule 600 must be construed in a
manner consistent with society's right to punish and deter crime.
In considering these matters, courts must carefully factor into
the ultimate equation not only the prerogatives of the individual
accused, but the collective right of the community to vigorous
law enforcement as well.
Commonwealth v. Ramos, 936 A.2d 1097, 1100–01 (Pa. Super. 2007)
(internal citations, brackets, and ellipses omitted).
Rule 600 provides that trial shall commence within 365 days after the
filing of the criminal complaint. Pa.R.Crim.P. 600(A)(2)(a). This is referred
to as the “mechanical run date.” Rule 600 provides, however, that certain
time periods may be excluded, which then results in an “adjusted run date.”
See Ramos, supra at 1102. “[P]eriods of delay at any stage of the
proceedings caused by the Commonwealth when the Commonwealth has
failed to exercise due diligence shall be included in the computation of the
time within which trial must commence. Any other periods of delay shall be
excluded from the computation.” Pa.R.Crim.P. 600(C)(1).
Our review of the record indicates that Appellant filed numerous pro se
and counseled motions for, among other things, discovery, suppression,
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removal of his attorneys, and Rule 600 violations. Following is a portion of
the procedural history that supports the trial court’s denial of Appellant’s
Rule 600 motion.
Appellant filed his first pro se Rule 600 Motion on January 22, 2013,
seeking release on nominal bail, 181 days following the filing of the first
criminal complaint against him. The court clerk sent the Motion to
Appellant’s counsel. On February 6, 2013, counsel filed a Motion to
Suppress. The trial court scheduled a status hearing for March 15, 2013.
On February 8, 2013, Appellant filed numerous pro se motions
including, but not limited to, a “Notice of Ineffective Counsel,” another
Motion to Suppress, a Motion for Return of Property, and a “Motion to
Dismiss for Violation of Right to Speedy Trial.” On February 28, 2013,
Appellant’s counsel moved for a status hearing, and on March 6, 2013, the
court rescheduled the Rule 600 Motion hearing to April 15, 2013.
At a hearing on March 25, 2013, the trial court granted Appellant’s
request and removed Appellant’s attorney. On April 1, 2013, the trial court
appointed new counsel. A hearing commenced on April 15, 2013, and
continued on April 24, 2013; however, the court did not deal with the Rule
600 Motions at that time.
Notwithstanding the appointment of counsel, Appellant continued to
send pro se motions and correspondence to the court. On June 13, 2013,
Appellant filed another “Notice of Ineffective Counsel” to remove his new
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counsel. On June 24, 2013, he filed, inter alia, a “Notice to All Parties
Concerned” that he had terminated his counsel, and a new pro se Rule 600
Motion, seeking release on nominal bail because 180 days had passed since
the fourth criminal complaint had been filed on September 11, 2012. On
July 2, 2013, and July 10, 2013, he refiled the same Rule 600 Motion,
among other things, and the court scheduled a status hearing and pre-trial
conference for July 31, 2013.
At the hearing on July 31, 2013, Appellant’s counsel noted that
Appellant had never filed a nominal bail petition, and noted that during the
“substantial amount of time he’s been in jail,” there had been continuances
in each of his cases to address his various motions, including the
suppression motion. N.T. Hearing, 7/31/13, at 3. Counsel stated he did not
want to file a Rule 600 motion for nominal bail, which would “eat more time
until we got the order back,” particularly when there was a suppression
motion pending that would have caused a Rule 600 motion to be dismissed.
Id. at 3, 8. The court then denied Appellant’s request to remove counsel,
noted counsel’s promise to review the Rule 600 time, instructed Appellant
not to submit any more pro se filings, and listed the case for the August
2013 trial term.
On August 16, 2013, Appellant filed a pro se Application to terminate
his counsel’s representation, and requested stand-by counsel. He also
requested that the court “except” his Rule 600 motions. Letter annexed the
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Motion and Application for Stand-by Counsel, filed 8/16/13. He refiled the
same documents on September 5, 2013, and September 13, 2013. On
September 20, 2013, Appellant filed a “Re-Amended” Rule 600 Motion. The
court scheduled a hearing for October 17, 2013, on Appellant’s Motion to
Remove Counsel of Record and several pro se motions. On October 8, 2013,
Appellant filed another letter and Application for Stand-By Counsel. The trial
court rescheduled the hearing for October 23, 2013.
On October 23, 2013, the court granted Appellant’s Motion to
represent himself, but continued the hearing to October 29, 2013, to deal
with Appellant’s remaining motions, including the Rule 600 Motion.
Appellant’s counsel indicated that he had reviewed the cases, and all of the
continuances resulting from Appellant’s motions, and had determined that of
422 days Appellant had been in jail, 316 days were excludable. See N.T.
Hearing, 10/23/13, at 7. The court instructed Appellant to submit his own
calculation.
At a hearing on Appellant’s Rule 600 Motion, the trial court ruled as
follows:
I’m marking up what I’m going to attach to the record as Court
Exhibit 1, which are my findings of the number of days
excludable thus far due to the filing of defense motions and
defense actions that have caused delay. We’re 262 days
excluded to this point. The adjusted Rule 600 date is May 16,
2014.
Commonwealth has demonstrated due diligence in bringing this
matter forward. It’s been on the trial list twice. It’s been taken
off due to the pendency of defense motions. I find no indication
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that the Commonwealth has been dilatory in any regard. If they
had pushed forward and tried to force it to trial and these
motions for ineffective counsel were on the cusp and pending, it
would have been setting it up for reversible error.
So despite defense assertion that they were ready to go every
single day, actually they weren’t. They were certainly entitled to
file these motions, and the Court’s not suggesting that the filing
of these motions was inappropriate, but filing of motions has
consequences, and this is one of these consequences. The Rule
600 time was running on the defense for at least 262 days. The
defense motion under Rule 600 is denied.
N.T. Hearing, 10/29/13, at 12-13.
Later, during the same hearing the court stated:
[B]oth times when the case was removed from the trial list, his
two pending defense motions (one was his ineffective assistance
of counsel motion, the other time there was a pending omnibus
motion that required rescheduling after the trial period), in both
instances it was not due to Commonwealth lack of diligence. It
was to give the Defendant an opportunity to present legal issues
that could potentially have been either dispositive of his case or
dispositive of his right to have effective counsel. For the
Commonwealth to push those matters to trial at that point would
have potentially violated significant constitutional rights of the
Defendant and resulted in the cases being thrown out.
So for those reasons, and incorporating the reasoning previously
stated in the Rule 600 issue, the Court denies the Defendant’s
motion for dismissal under speedy trial provisions.
Id. at 24-25.
The voluminous record in this case is rife with prolix and redundant
motions and correspondence that Appellant filed. As noted above, many of
the motions required hearings and proceedings that necessarily delayed
trial. See Trial Court Exh. 1 (listing dates of filed motions, length of
continuances, and reasons for continuances, concluding that 262 days were
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excluded due to Appellant’s motions, and setting adjusted run date for
nominal bail as November 21, 2013, and the mechanical run date for trial as
May 16, 2014). Based on our detailed review of the record, we conclude
that the trial court did not abuse its discretion in denying Appellant’s Rule
600 Motion.
Issue 9 – Brady Violation
In his next issue, Appellant claims that a Brady violation occurred
because he was not given a copy of the surveillance video from one of the
banks at which he cashed or attempted to cash one of the checks.
In Brady v. Maryland, 373 U.S. 83 (1963), the United States
Supreme Court held that “suppression by the prosecution of evidence
favorable to an accused upon request violates due process where the
evidence is material either to guilt or to punishment... .” Id. at 87.
We are guided by the following principles when considering an
allegation that a Brady violation has occurred.
Under Brady and subsequent decisional law, a prosecutor has
an obligation to disclose all exculpatory information material to
the guilt or punishment of an accused, including evidence of an
impeachment nature. To establish a Brady violation, an
appellant must prove three elements: (1) the evidence at issue
was favorable to the accused, either because it is exculpatory or
because it impeaches; (2) the evidence was suppressed by the
prosecution, either willfully or inadvertently; and (3) prejudice
ensued. The burden rests with the appellant to prove, by
reference to the record, that evidence was withheld or
suppressed by the prosecution. . . .
The duty to disclose is limited to information in the possession of
the government bringing the prosecution, and the duty does
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extend to exculpatory evidence in the files of police agencies of
the government bringing the prosecution. Brady is not violated
when the appellant knew or, with reasonable diligence, could
have uncovered the evidence in question, or when the evidence
was available to the defense from other sources. Brady sets
forth a limited duty, not a general rule of discovery for criminal
cases.
Commonwealth v. Ovalles, 144 A.3d 957, 965 (Pa. Super. 2016).
Detective Snell testified about Appellant cashing a check at Sovereign
Bank that he had received from one of his victims.
Appellant: …[D]id you get any type of surveillance video of this
action?
Detective: I attempted to get the surveillance video. I had
gotten the information from the manager at the corporate
headquarters at the Sovereign Bank located in New Jersey. In
order to get the surveillance video I put in a request on
letterhead. I faxed that request in. I never got the video from
Sovereign Bank, for some reason Sovereign Bank has problems,
you know, sending surveillance video because I have had bank
robberies before where I haven’t gotten videos like I asked. So
to answer your question, … I put in a request for it. I never got
the video.
N.T. Trial, 9/4/14, at 368–70.
Our review of the record indicates that the video evidence was never
available to the Commonwealth. Since it did not exist, it was not available
to either party; since it did not exist, it was impossible to ascertain if it was
exculpatory.16 We conclude no Brady violation occurred and Appellant’s
issue is, thus, without merit.
16
There is no evidence that Appellant or his counsel attempted to obtain a
copy of the video with a subpoena.
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Issue 11 – Suppression Motion
In his next issue, Appellant avers that the trial court abused its
discretion in denying his Motion to Suppress documents signed by “Frank
Winans.” See Anders Brief at 36.17 At the suppression hearing, he argued
that the warrant was not issued or executed appropriately. We conclude this
issue has no merit.
This Court's well-settled standard of review of a denial of a motion to
suppress evidence is as follows:
[An appellate court's] standard of review in addressing a
challenge to the denial of a suppression motion is limited to
determining whether the suppression court's factual findings are
supported by the record and whether the legal conclusions
drawn from those facts are correct. Because the Commonwealth
prevailed before the suppression court, we may consider only
the evidence of the Commonwealth and so much of the evidence
for the defense as remains uncontradicted when read in the
context of the record as a whole. Where the suppression court's
factual findings are supported by the record, [the appellate court
is] bound by [those] findings and may reverse only if the court's
legal conclusions are erroneous. Where ... the appeal of the
determination of the suppression court turns on allegations of
legal error, the suppression court's legal conclusions are not
binding on an appellate court, whose duty it is to determine if
the suppression court properly applied the law to the facts. Thus,
17
We note that the Anders Brief provides no citation to the record and no
law relevant to suppression. We independently review the issue as required
pursuant to Commonwealth v. Flowers, 113 A.3d 1246, 1249 (Pa. Super.
2015). Our review indicates that Appellant filed an omnibus pretrial motion
generally asserting a “fruit of the poisonous tree” argument. Although
Appellant did not specifically seek to suppress documents signed by “Frank
Winans,” the nature of his omnibus pretrial suppression motion was such
that it encompassed the documents, inter alia, obtained from Appellant’s
vehicle, including documents signed by Appellant as “Frank Winans.”
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the conclusions of law of the courts below are subject to [ ]
plenary review.
Commonwealth v. Jones, 988 A.2d 649, 654 (Pa. 2010) (internal citations
and quotation marks omitted).
Pa.R.Crim.P. 203(C) provides as follows:
(C) Immediately prior to submitting a search warrant
application and affidavit to an issuing authority using advanced
communication technology, the affiant must personally
communicate with the issuing authority by any device which, at
a minimum, allows for simultaneous audio-visual
communication. During the communication, the issuing
authority shall verify the identity of the affiant, and orally
administer an oath to the affiant.
Pa.R.Crim.P. 203(C).
The exclusionary rule provides that “[e]vidence discovered as a result
of a search that violates the fundamental constitutional guarantees of Article
I, Section 8 will be suppressed.” Commonwealth v. Gordon, 683 A.2d
253, 256 (Pa. 1996).
[I]t is important to distinguish between a violation of the
fundamental constitutional guarantees of Article I, Section 8 and
mere technical noncompliance with the Pennsylvania Rules of
Criminal Procedure. We have, in fact, specifically “reject[ed] the
automatic application of the exclusionary rule to suppress
evidence seized pursuant to a search which in some way violates
the Pennsylvania Rules of Criminal Procedure relating to the
issuance and execution of search warrants.” Commonwealth v.
Gerald Mason, [ ]490 A.2d 421, 423 ([Pa.] 1985). Indeed, it is
only when violations of the Rules “assume constitutional
dimensions and/or substantially prejudice the accused” that
suppression may be necessary. Id. at 425.
Commonwealth v. Ruey, 892 A.2d 802, 808 (Pa. 2006).
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In the instant case, Detective David Bixler of the West Manchester
Township police department testified at the suppression hearing regarding
his obtaining a search warrant for Appellant’s vehicle from Magistrate District
Judge (“MDJ”) Dwayne A. Dubs. He stated that, on July 25, 2012, he spoke
with MDJ Dubs, and faxed an application and affidavit of probable cause to
him around 9:00 p.m. MDJ Dubs testified that he administered the oath to
Detective Bixler when he spoke to him over the phone regarding the affidavit
of probable cause. MDJ Dubs also testified regarding the transmission report
from his fax machine that was admitted into evidence showing that he had
faxed the warrant back to Detective Bixler at 9:49 p.m. He testified that he
had written 10:00 p.m. on the 48-hour warrant itself to round up to the next
quarter hour, as was his habit with search warrants, but as relayed during
their phone call, he had wanted Detective Bixler to search the vehicle
immediately. See N.T., 4/24/12, at 6-7. Detective Bixler executed the
search warrant at 9:55 p.m. Police seized cash, documents, and other items
from the vehicle.
Appellant’s counsel argued that the officers did not have a warrant
when they went into the vehicle at 9:55 p.m. on July 25 th, and the MDJ had
violated Pa.R.Crim.P. 203 because he had not visually clarified that he was
speaking to Detective Bixler.
On July 19, 2013, the suppression court denied Appellant’s motion,
providing the following analysis, in relevant part:
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Initially, we note that the Supreme Court of Pennsylvania has
rejected the automatic application of the exclusionary rule to
suppress evidence seized pursuant to a search which in some
way violates the Pennsylvania Rules of Criminal Procedure
relating to the issuance and execution of search warrants. Such
a drastic remedy – the automatic exclusion of evidence obtained
during a search that is found to have technically violated the
Rules of Criminal Procedure – is unwarranted and is not
supported by decisions of the appellate courts.
Commonwealth v. Mason, 490 A.2d 421 (Pa. 1985).
The Supreme Court of Pennsylvania has not fashioned an
automatic rule of exclusion of evidence for violations of the Rules
of Criminal Procedure generally, nor for Rule 203 specifically.
Indeed, it has been made clear that the execution of a search
warrant which violates these Rules will not automatically require
the exclusion of evidence so obtained.
***
The Defendant argues that the purpose of Rule 203(C) is to
ensure that a person who is requesting the warrant prove who
they say they are. The Commonwealth of Pennsylvania has long
had a requirement that the affiant for a warrant appear
personally to confirm his or her identity with the court. Rule
203(c) permits the use of technology for the request and
issuance of warrants with the specific requirement that the
affiant be made known by audio and visual confirmation in lieu
of the person having to appear personally before the magistrate.
We note that this technical defect does not “assume a
constitutional dimension nor does it substantially prejudice the
accused.” See [ ] Mason, supra at [ ] 425. Accordingly, the
technical defect should not result in the suppression of evidence
and we determine that the evidence obtained from the
Defendant’s vehicle was not obtained via an illegal search and
seizure. Therefore, the Defendant’s Omnibus Pretrial Motion to
Suppress Evidence is hereby DENIED and REFUSED.
Order, dated 7/19/13, at 5-7.
We agree with the suppression court’s analysis, which is supported by
the facts of the case and relevant legal authority. Accordingly, we conclude
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Appellant’s challenge to the court’s denial of his suppression motion is
without merit.
Issue 12 – Appellant’s Closing Argument
In his last issue, Appellant avers that the trial court abused its
discretion by denying him the right to explain his theory of the case in his
closing argument. See Anders Brief at 37 (citing N.T., 9/5/14, at 567).
The trial court summarized the issue as follows:
During Appellant’s closing argument, the prosecutor and trial
judge interrupted [ ] Appellant [at] various times to object and
caution Appellant about not arguing facts not admitted into
evidence, not to comment on the trial judge’s legal rulings, and
not to testify during closing. The trial judge found Appellant in
contempt three times during his closing. We do not find that
[Appellant] was deprived [of] the opportunity to explain his
theory of the case, but was unable to do so while comporting
with the rules of evidence. Therefore, we find this claim
meritless.
Trial Ct. Op., dated 3/30/16, at 9. See Commonwealth v. Abu–Jamal,
555 A.2d 846, 852 (Pa. 1989) (pro se litigant “is subject to the same rules of
procedure as is a counseled defendant”); Jones v. Rudenstein, 585 A.2d
520, 522 (Pa. Super. 1991) (noting that a pro se litigant is not absolved of
complying with procedural rules and substantive law, citing Faretta v.
California, 422 U.S. 806, 834 n.46 (1975)).
Our review of the complete trial transcript indicates that Appellant was
not deprived of the opportunity to present his theory of the case. It is
apparent from his cross-examination of the Commonwealth’s witnesses, the
direct examination of his own witnesses, and his closing argument that he
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was able to convey his theory of defense to the jury. During closing
arguments, he quite clearly informed the jury that he was just an employee
of Above the Rest Tree Service, and at the time of the crimes, he was not
able to do physical labor that some of the victims had testified they had seen
him doing. See N.T. at 567-68. The court properly forbid Appellant from
arguing facts not in evidence and from testifying during his closing
argument. This issue, thus, lacks merit.
Discretionary Aspects of Sentence
In his Response Brief, Appellant avers that the trial court vindictively
imposed sentences that are harsh and excessive. See Response Brief at 58.
He asserts that the court did not properly consider his prior record score, his
educational background, or his “Cronic [sic] Illnesses and Medical Needs.”
Id. He concludes that the court erred in ordering the sentences to run
consecutively. Each of these claims challenges the discretionary aspects of
his sentences.
A challenge to the discretionary aspects of sentencing is not
automatically reviewable as a matter of right. Commonwealth v. Hunter,
768 A.2d 1136, 1144 (Pa. Super. 2001). Prior to reaching the merits of a
discretionary sentencing issue:
We conduct a four part analysis to determine: (1) whether
appellant has filed a timely notice of appeal, see Pa.R.A.P.
902 and 903; (2) whether the issue was properly
preserved at sentencing or in a motion to reconsider and
modify sentence, see [Pa.R.Crim.P. 720]; (3) whether
appellant’s brief has a fatal defect, Pa.R.A.P. 2119(f); and
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(4) whether there is a substantial question that the
sentence appealed from is not appropriate under the
Sentencing Code, 42 Pa.C.S.A. § 9781(b).
Commonwealth v. Evans, 901 A.2d 528, 533 (Pa. Super. 2006) (citations
omitted).
In the instant case, Appellant filed a timely Post-Sentence Motion and
Notice of Appeal. Appellant did not include in his Response Brief a separate
Pa.R.A.P. 2119(f) Statement. We may conclude this is a fatal defect
because a substantial question is not obvious from Appellant’s Response
Brief. See Commonwealth v. Kneller, 999 A.2d 608, 614 (Pa. Super.
2010) (holding that this Court may overlook an appellant’s failure to comply
with Rule 2119(f) where the Commonwealth fails to object to the omission
and a substantial question is obvious from the appellant’s brief.). We
nonetheless provide the following analysis.
When considering whether an Appellant has presented a substantial
question, we note:
The determination of what constitutes a substantial
question must be evaluated on a case-by-case basis. A
substantial question exists only when the appellant
advances a colorable argument that the sentencing judge’s
actions were either: (1) inconsistent with a specific
provision of the Sentencing Code; or (2) contrary to the
fundamental norms which underlie the sentencing process.
Commonwealth v. Moury, 992 A.2d 162, 170 (Pa. Super. 2010) (citations
and quotation omitted).
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Where the trial court has the benefit of a PSI, our Supreme Court has
held that “it is presumed that the court is aware of all appropriate
sentencing factors and considerations, and that where the court has been so
informed, its discretion should not be disturbed.” Commonwealth v.
Ventura, 975 A.2d 1128, 1135 (Pa. Super. 2009) (discussing
Commonwealth v. Devers, 546 A.2d 12, 18-19 (Pa. 1988)).
An argument that the sentencing court failed to consider mitigating
factors in favor of a lesser sentence does not present a substantial question
appropriate for our review. Commonwealth v. Hanson, 856 A.2d 1254,
1257-58 (Pa. Super. 2004). See also Commonwealth v. Griffin, 804
A.2d 1, 9 (Pa. Super. 2002) (citing Commonwealth v. Williams, 562 A.2d
1385, 1388 (Pa. Super. 1989) (en banc) (an allegation that the sentencing
court did not adequately consider various factors is, in effect, a request that
this court substitute its judgment for that of the lower court in fashioning a
defendant’s sentence)).
Finally, an appellant’s challenge to the consecutive nature of his
sentence raises a substantial question only where the defendant articulated
particular reasons why consecutive sentences were unreasonable. See
Commonwealth v. Dodge, 77 A.3d 1263, 1273 (Pa. Super. 2013).
Appellant generally asserts that he “was sentenced contrary to the
fundamental norms” but does not provide a colorable argument to support
his bald assertion. Response Brief at 59 (unnecessary capitalization
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omitted). Moreover, he does not point to any specific provision of the
Sentencing Code that the sentencing court ostensibly violated. His bald
assertions that the court failed to consider various mitigating factors and
that it should have imposed concurrent rather than consecutive sentences do
not raise a substantial question. See Commonwealth v. Trippett, 932
A.2d 188, 201-03 (Pa. Super. 2007) (bald allegations of excessiveness
insufficient to permit discretionary review).
Because we conclude that Appellant has failed to raise a substantial
question as to the appropriateness of his sentence, we will not address the
merits of Appellant’s sentencing claim.
Conclusion
In addition to considering the issues raised on Appellant’s behalf in the
Anders Brief and those asserted in Appellant’s Response Brief, we have
conducted an independent review of the record, as required by
Commonwealth v. Flowers, 113 A.3d 1246, 1249 (Pa. Super. 2015). We
conclude that there are no preserved, non-frivolous issues that can be raised
on appeal. We, thus, concur with counsel that this appeal is wholly
frivolous, and allow him to withdraw.18
Petition of Christopher Moore, Esq., to withdraw granted. Judgment of
Sentence affirmed.
18
Because Appellant has not filed a praecipe with this Court to discontinue
this Appeal, his pro se request to “relinquish jurisdiction to the United States
District Court” is denied. See Letter, dated 2/23/17, at (unpaginated) 2.
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President Judge Gantman joins the memorandum.
Judge Strassburger concurs in the result.
Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 4/26/2017
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