McKim, Walter v. Stansell Electric Company, Inc.

FILED
Mar 13, 2023
02:08 PM(CT)
TENNESSEE
WORKERS' COMPENSATION
APPEALS BOARD
TENNESSEE BUREAU OF WORKERS’ COMPENSATION
WORKERS’ COMPENSATION APPEALS BOARD
Walter McKim ) Docket No. 2022-07-0215
)
v. ) State File No. 45805-2020
)
Stansell Electric Company, Inc., et al. )
)
)
Appeal from the Court of Workers’ ) Heard February 22, 2023
Compensation Claims ) via Microsoft Teams
Allen Phillips, Judge )
Affirmed and Remanded
This interlocutory appeal involves a dispute over entitlement to temporary disability
benefits and medical benefits. The employee injured his left shoulder and neck, and the
employer provided authorized medical care for both injuries. After the physician treating
the employee’s shoulder released him at maximum medical improvement, the employer
ceased payment of all temporary disability benefits because no other physician had
restricted the employee from working. The employee continued to treat for his neck, and
the physician treating that condition later stated the employee had been and continued to
be restricted from working during the entire course of treatment. Both physicians had also
referred the employee for pain management, and, although the employee selected a
physician from a panel provided by the employer, the employee never saw the provider.
At the expedited hearing, the employee sought payment of additional temporary disability
benefits and the provision of additional medical treatment, including pain management.
The employer responded that the employee had submitted no admissible evidence of
ongoing work restrictions and that the employee had refused medical treatment. The trial
court ordered the employer to pay temporary disability benefits and provide medical
treatment, including pain management, and the employer has appealed. We affirm the trial
court’s order for temporary disability and medical benefits and remand the case.
Judge Meredith B. Weaver delivered the opinion of the Appeals Board in which Presiding
Judge Timothy W. Conner and Judge Pele I. Godkin joined.
Gregory H. Fuller and Ashlee B. McGee, Brentwood, Tennessee, for the employer-
appellant, Stansell Electric Co., Inc.
Peter Frech, Nashville, Tennessee, for the employee-appellee, Walter McKim
1
Factual and Procedural Background
Walter McKim (“Employee”) injured his left shoulder and neck while lifting an
electrical panel at work on July 21, 2020. Stansell Electric Company, Inc. (“Employer”),
accepted the claim, and ultimately provided a panel of orthopedic surgeons based on a
referral from Employee’s initial physician. Employee selected Dr. James Weisman, who
performed surgery on Employee’s left shoulder to repair an impingement in December
2020. Dr. Weisman restricted Employee from working, and Employer paid him temporary
total disability benefits. After the surgery, Employee continued to complain of neck pain
and numbness in his left arm. He underwent an EMG, which indicated he had carpal tunnel
syndrome. Dr. Weisman referred Employee to a neurosurgeon as well as to pain
management, and Employer provided panels for both referrals. Employee selected Dr.
John Nwofia from the pain management panel, and an appointment was scheduled for
September 21, 2021. Employee did not attend the appointment, later stating he did not
have transportation. Employer takes the position that Employee chose not to attend.
Neither Employee nor Employer rescheduled the appointment initially.
In regard to the neurosurgical referral, Employee selected Dr. Margaret MacGregor,
who saw him for the first time on September 27, 2021. At that time, Dr. MacGregor
diagnosed Employee with cervicalgia and cervical radiculopathy and referred him for
further diagnostic testing. At a return appointment, she determined there was no need for
surgery and referred him for pain management. He also underwent a diagnostic steroid
injection. Her reports were silent as to any work restrictions related to Employee’s neck
condition.
On January 25, 2022, Dr. Weisman released Employee at maximum medical
improvement with respect to his left shoulder injury. Employer continued to pay temporary
disability benefits until March 15, 2022. Although Employee continued to treat with Dr.
MacGregor during this time, her treatment notes contained no reference to work
restrictions.
On April 14, 2022, Employee filed a petition for benefit determination seeking
payment of temporary disability benefits and authorization of additional medical treatment.
Following that filing, Employee sent a questionnaire to Dr. MacGregor regarding
Employee’s conditions and ability to work. Dr. MacGregor responded in August 2022,
stating that Employee’s carpal tunnel syndrome and the recommended release surgery were
not causally related to the work injury. However, the questionnaire also included the
following inquiries regarding his neck condition:
1. In your professional medical opinion do you agree that Walter McKim’s
cervical spine complaints primarily arise out of his workplace
accident . . . ?
2
2. In your professional opinion do you agree that Walter McKim’s cervical
spine injury from which he cannot twist his neck precludes him from
working from your first date of treatment, 9/27/21 to the present?
Dr. MacGregor responded in the affirmative to both questions. She also stated Employee
was not at maximum medical improvement as of the time she responded to the
questionnaire. In October 2022, in response to a second questionnaire, she reiterated her
opinion that Employee was still disabled from working.
In the interim, Employer scheduled another appointment with Dr. Nwofia for
September 22, 2022, which Employee rescheduled to September 28 due to a lack of
transportation. Employee attended the September 28 appointment but declined to give a
urine sample and left before seeing the physician. 1
An expedited hearing was held in November 2022, during which Employee sought
temporary disability benefits from the date they were ceased in March 2021 until he is
placed at maximum medical improvement or released to return to work, relying on the
questionnaire responses from Dr. MacGregor. Employee also asked that Employer be
penalized for failing to timely pay benefits under Tennessee Code Annotated section 50-6-
203(b)(3). Finally, Employee asked that ongoing treatment be authorized, including pain
management.
For its part, Employer objected to the admissibility of the questionnaires and Dr.
MacGregor’s responses, arguing they were hearsay. 2 Employer further argued it did not
owe temporary disability benefits due to Dr. MacGregor’s apparent failure to submit timely
medical reports under Rule 0800-02-17-.15(1). Employer also contended that Employee
was noncompliant with treatment in his failure to see Dr. Nwofia, despite three
appointments being scheduled, and that the suspension of benefits was appropriate
pursuant to Tennessee Code Annotated section 50-6-204(d)(7). Finally, Employer asked
for a credit for the benefits paid after January 25, 2022, when Dr. Weisman placed
Employee at maximum medical improvement for his left shoulder injury.
During the expedited hearing, the trial court again determined that the signed and
dated questionnaires completed by Dr. MacGregor were admissible and, based on those
1
The facts surrounding this visit are in dispute. Employee alleges that, when he arrived at Dr. Nwofia’s
office, he used their restroom facility, and he was later unable to provide a urine sample when requested.
He further stated the person who had driven him needed to leave due to a prior commitment, so he was
unable to wait for the physician. Employer alleges Employee became agitated when asked to provide a
urine sample and “abruptly and angrily” left Dr. Nwofia’s office.
2
Employer had previously filed a motion in limine to exclude the questionnaires, stating that the
admissibility exception in the Tenn. Comp. R. and Regulations 0800-02-21-.15(2) did not apply to these
questionnaires as causation was not an issue in the case. The trial court denied that motion.
3
questionnaire responses, awarded temporary total disability benefits from March 15, 2022,
until Employee is placed at maximum medical improvement or returns to work. The court
further ordered Employer to schedule appointments with Drs. Weisman, MacGregor, and
Nwofia. The court declined to assess a penalty for failure to timely pay benefits, as Dr.
MacGregor’s records for the relevant time period did not contain any statement of
restrictions preventing Employee from working. Employer has appealed.
Standard of Review
The standard we apply in reviewing a trial court’s decision presumes that the court’s
factual findings are correct unless the preponderance of the evidence is otherwise. See
Tenn. Code Ann. § 50-6-239(c)(7) (2022). When the trial judge has had the opportunity
to observe a witness’s demeanor and to hear in-court testimony, we give considerable
deference to factual findings made by the trial court. Madden v. Holland Grp. of Tenn.,
Inc., 277 S.W.3d 896, 898 (Tenn. 2009). However, “[n]o similar deference need be
afforded the trial court’s findings based upon documentary evidence.” Goodman v.
Schwarz Paper Co., No. W2016-02594-SC-R3-WC, 2018 Tenn. LEXIS 8, at *6 (Tenn.
Workers’ Comp. Panel Jan. 18, 2018). Similarly, the interpretation and application of
statutes and regulations are questions of law that are reviewed de novo with no presumption
of correctness afforded the trial court’s conclusions. See Mansell v. Bridgestone Firestone
N. Am. Tire, LLC, 417 S.W.3d 393, 399 (Tenn. 2013). We are also mindful of our
obligation to construe the workers’ compensation statutes “fairly, impartially, and in
accordance with basic principles of statutory construction” and in a way that does not favor
either the employee or the employer. Tenn. Code Ann. § 50-6-116 (2022).
Analysis
Employer raised three issues on appeal, which we restate as follows: (1) whether
the questionnaires completed by Dr. MacGregor were admissible at the expedited hearing;
(2) whether Employee is entitled to temporary disability benefits even though the physician
did not assign any work restrictions in her medical reports; and (3) whether Employee was
noncompliant with medical treatment.
Admissibility of Questionnaires
Tenn. Comp. R. and Regs. 0800-02-21-.15(2) states, “Letters or written statements
addressing medical causation and/or the reasonableness and necessity of treatment and
medical bills signed by a physician are admissible at an expedited hearing and need not be
in affidavit form.” By statute, the Tennessee Rules of Civil Procedure and Tennessee Rules
of Evidence apply to proceedings in the Court of Workers’ Compensation Claims;
however, when “the administrator has adopted an alternate procedural or evidentiary rule
that conflicts with the Tennessee Rules of Civil Procedure or the Tennessee Rules of
Evidence, the rule adopted by the administrator shall apply.” Tenn. Code Ann. § 50-5-
4
239(c)(1) (2022). Employer contends that, despite this rule, the questionnaires are hearsay
and thus inadmissible at the expedited hearing. According to Employer, the signed medical
questionnaires completed by Dr. MacGregor in August and October of 2022 were unrelated
to the issues of medical causation or the reasonableness and necessity of treatment. It is
Employer’s position that Tenn. Comp. R. and Regs. 0800-02-17-.15 permits the
introduction of such questionnaires only when they address one or both of those topics
specifically. Employer asserts the only issues addressed by the questionnaires in this case
were medical restrictions and temporary disability benefits, and thus, the rule does not
apply. We are unpersuaded by this argument.
In making this argument, Employer overlooks the specific purpose of the
questionnaires, as well as the circumstances in which an employee is entitled to temporary
disability benefits. In order to obtain temporary total disability benefits, an employee must
establish: “(1) that he became disabled from working due to a compensable injury; (2) that
there is a causal connection between the injury and the inability to work; and (3) the
duration of the period of the disability.” Jones v. Crencor Leasing and Sales, No. 2015-
06-0332, 2015 TN Wrk. Comp. App. Bd. LEXIS 48, at *7 (Tenn. Workers’ Comp. App.
Bd. Dec. 11, 2015) (citing Simpson v. Satterfield, 564 S.W.2d 953, 955 (Tenn. 1978)).
In reviewing the questionnaires, we note there are no questions directly addressing
disability benefits. Specifically, question two of the questionnaire asks whether Dr.
MacGregor “agree[s] that [Employee’s] cervical spine injury from which he cannot twist
his neck precludes him from working from your first date of treatment . . . to the present?”
The question asked whether the work injury prevented Employee from working and
whether it is the cause of Employee’s inability to work. Given that this particular question
addresses the cause of Employee’s disability, it falls squarely within the scope of Tenn.
Comp. R. and Regs. 0800-02-21-.15(2). In short, an employee’s entitlement to temporary
disability benefits is a legal conclusion that is determined by considering certain factors,
including medical restrictions and causation. The court properly relied on the medical
information in Dr. MacGregor’s responses to the questionnaire regarding the cause of
Employee’s disability in determining Employee was entitled to temporary disability
benefits. Thus, we conclude the trial court did not err in determining the questionnaires
were admissible and admitting the medical questionnaires into evidence.
Lack of Restrictions in Medical Records
Next, Employer argues that Dr. MacGregor’s failure to include essential
information in the medical records initially provided to Employer regarding Employee’s
ability to work is fatal to Employee’s claim for temporary disability benefits. Tenn. Comp.
R. and Regs. 0800-02-17-.15 outlines the specific information to be included in the medical
reports of authorized physicians. That rule requires that the reports “shall
include . . . physical limitations and expected work restrictions.” It also states:
5
If the provider continues to treat an injured or ill employee who is receiving
temporary disability payments . . . for the . . . injury, illness or occupational
disease, the provider shall provide an updated medical report to the employer,
including an assessment of functional progress toward employment
(restricted or unrestricted as appropriate), at intervals not to exceed sixty (60)
calendar days.
Tenn. Comp. R. & Regs. 0800-02-17-.15(2) (2021). Employer argues that Dr.
MacGregor’s failure to comply with that rule relieves Employer of its obligation to pay
temporary total disability benefits. We disagree.
Employee conceded Dr. MacGregor’s treatment notes are silent as to work
restrictions. However, her failure to document the work restrictions as contemplated by
the rule is not determinative of whether Employee is entitled to temporary disability
benefits. As stated at the beginning of Chapter 0800-02-17, the purpose of the rules
contained in that chapter, in conjunction with two other chapters, are to “establish a
comprehensive medical fee schedule and a related system which includes, but is not limited
to, procedures for review of bills, enforcement procedures and appeal hearings.” Tenn.
Comp. R. & Regs. 0800-02-17-.01(1). The scope of the chapter does not address in any
way an employee’s entitlement to temporary or permanent disability benefits but is instead
meant to ensure the timely exchange of information to facilitate the efficient provision of
medical care to injured workers and the payment of medical bills. The rule identifying the
required elements of a medical report applies to the physician treating workers’
compensation patients, and it is aimed at consistent medical reporting. It does not provide
grounds for an employer to cease or fail to initiate temporary disability benefits, especially
in the face of evidence establishing an employee’s entitlement to such benefits.
Employer also argues that the questionnaires regarding Employee’s work
restrictions are unreliable because they were not created contemporaneously with her
treatment. However, Dr. MacGregor completed the questionnaires while Employee was
still actively treating with her; in fact, the record indicates Employee continues to treat with
Dr. MacGregor. We are aware of no statutory provision or other binding precedent
supporting Employer’s view that a treating physician’s delay in addressing work
restrictions excuses an employer from its obligation to pay temporary disability benefits if
an employee comes forward with sufficient evidence supporting such an award. Although
there may be circumstances where a delay in obtaining such information could render the
evidence less reliable or persuasive, it is the trial court’s role to assess and weigh that
evidence to determine if Employee has met the applicable burden of proof. In this instance,
we find the evidence does not preponderate against the court’s order for the payment of
additional temporary disability benefits.
6
Failure to Comply with Medical Care
Last, Employer argues that Employee failed to comply with authorized medical
care, subjecting Employee to a suspension in his benefits as provided in Tennessee Code
Annotated section 50-6-204(d)(7). In evaluating whether an employee has failed to comply
with medical care, we must first consider Tennessee Code Annotated section 50-6-
204(a)(3)(A)(i), which states that when a panel is provided pursuant to that subsection, the
employee is required to “accept the medical benefits afforded under this section.” As
explained in Tennessee Code Annotated section 50-6-204(d)(7), “if the injured employee
refuses . . . to accept the medical . . . services that the employer is required to furnish under
this chapter, the injured employee’s right to compensation shall be suspended and no
compensation shall be due and payable while the injured employee continues to refuse.”
(Emphasis added.)
Employer contends Employee’s failure to see Dr. Nwofia despite three scheduled
appointments constitutes medical noncompliance. The first missed appointment was
scheduled for September 21, 2021. Employee testified he had transportation issues, while
Employer argues he simply failed to attend the appointment. At the time, Employee was
receiving temporary total disability benefits based on the restrictions from Dr. Weisman.
Employer continued to pay those benefits until mid-March 2022, and Employee continued
to attend all appointments scheduled with Drs. MacGregor and Weisman. As such,
although Employer argues it was appropriate to suspend Employee’s benefits in March
2022 due to the missed appointment in September 2021, it failed to suspend temporary
benefits when the alleged noncompliance occurred. Moreover, we find nothing in the
record to indicate Employer communicated with Employee or attempted to determine the
reason for the missed appointment. See Bailey v. Amazon, No. 2021-01-0057, 2022 TN
Wrk. Comp. App. Bd. LEXIS 16, at *10 (Tenn. Workers’ Comp. App. Bd. May 3, 2022)
(an employer’s decision to suspend benefits after two missed appointments without
considering the employee’s explanation for missing the appointments was not supported
by Tennessee law). As such, we conclude the missed appointment in September 2021,
even if it constituted medical noncompliance, does not support Employer’s termination of
temporary benefits.
Turning to the second and third scheduled appointments, it is undisputed Employee
rescheduled the September 22, 2022 visit for the following week, citing transportation
issues. He did appear for that rescheduled appointment and had his vitals taken, but he left
after being told he would need to provide a urine sample. It is Employee’s testimony that
he was physically unable to provide a urine sample and he had to leave because the
appointment had taken longer than expected and his driver needed to return home to her
children. The trial court found this explanation “plausible” and determined Employee had
not refused medical treatment. Given the discretion we accord a trial court’s assessment
of witness credibility, see, e.g., Hodge v. Amazon.com, No. 2019-01-0499, 2020 TN Wrk.
7
Comp. App. Bd. LEXIS 63, at *17 (Tenn. Workers’ Comp. App. Bd. Oct. 23, 2020), we
cannot conclude the trial court erred in its assessment of this issue.
Furthermore, even if the missed appointments establish noncompliance, Employer’s
remedy would be a suspension of benefits during the period of noncompliance. See, e.g.,
Rhodes v. Amazon.com, LLC, No. 2018-01-0349, 2019 TN Wrk. Comp. App. Bd. LEXIS
24, at *23-24 (Tenn. Workers’ Comp. App. Bd. June 11, 2019). Employer’s counsel
admitted in oral arguments that Employee has attended all appointments with Drs.
MacGregor and Weisman and that no follow-up appointment has been scheduled with Dr.
Nwofia. As such, there is no evidence of any ongoing refusal to accept medical treatment
sufficient to support the suspension of benefits.
Frivolous Appeal
Finally, Employee has asked that we determine this appeal to be frivolous.
Employee argues that Employer presented no alternative expert proof regarding restrictions
and had no proof of any discussions with Employee regarding his missed appointments.
As we have noted previously, a frivolous appeal is one that is devoid of merit or brought
solely for delay. Yarbrough v. Protective Servs. Co., Inc., No. 2015-08-0574, 2016 TN
Wrk. Comp. App. Bd. LEXIS 3, at *11 (Tenn. Workers’ Comp. App. Bd. Jan. 25, 2016).
Here, Employer raised as an issue the admissibility of the medical questionnaires on which
the trial court relied in awarding temporary disability benefits. Although we ultimately
disagreed with Employer’s position on this issue, we do not find Employer’s arguments to
be so devoid of merit as to justify finding the appeal frivolous.
Conclusion
For the foregoing reasons, we affirm the trial court’s expedited hearing order and
remand the case. Costs on appeal are taxed to Employer.
8
TENNESSEE BUREAU OF WORKERS’ COMPENSATION
WORKERS’ COMPENSATION APPEALS BOARD
Walter McKim ) Docket No. 2022-07-0215
)
v. ) State File No. 45805-2020
)
Stansell Electric Company, Inc., et al. )
)
)
Appeal from the Court of Workers’ ) Heard February 22, 2023
Compensation Claims ) via Microsoft Teams
Allen Phillips, Judge )
CERTIFICATE OF SERVICE
I hereby certify that a true and correct copy of the Appeals Board’s decision in the referenced
case was sent to the following recipients by the following methods of service on this the 13th day
of March, 2023.
Name Certified First Class Via Via Sent to:
Mail Mail Fax Email
Gregory H. Fuller X ghfuller@mijs.com
abmcgee@mijs.com
Peter Frech X pfrech@forthepeople.com
hvillamar@forthepeople.com
Allen Phillips, Judge X Via Electronic Mail
Kenneth M. Switzer, Chief Judge X Via Electronic Mail
Penny Shrum, Clerk, Court of X penny.patterson-shrum@tn.gov
Workers’ Compensation Claims
Olivia Yearwood
Clerk, Workers’ Compensation Appeals Board
220 French Landing Dr., Ste. 1-B
Nashville, TN 37243
Telephone: 615-253-1606
Electronic Mail: WCAppeals.Clerk@tn.gov