Graves v. North Eastern Services, Inc.

This opinion is subject to revision before final
publication in the Pacific Reporter.
2015 UT 28
IN THE
SUPREME COURT OF THE STATE OF UTAH
———————
RACHEL GRAVES and DUSTIN RUSSELL, a married couple,
individually and as Conservators for and on behalf of A.R.,
a minor child,
Appellees,
v.
NORTH EASTERN SERVICES, INC., a Utah corporation and
NORTH EASTERN SERVICES-LAKESIDE, INC., a Utah corporation,
Appellants.
———————
No. 20121012
Filed January 30, 2015
———————
First District, Logan Dep‘t
The Honorable Thomas L. Willmore
No. 100103106
———————
Attorneys:
D. Rand Henderson, Providence, Shaun L. Peck, Craig Winder,
Salt Lake City, for appellees
Gregory J. Sanders, Patrick C. Burt, Salt Lake City, for appellants
———————
JUSTICE LEE authored the opinion of the Court, in which
CHIEF JUSTICE DURRANT and JUSTICE PARRISH joined.
ASSOCIATE CHIEF JUSTICE NEHRING authored a dissenting
and concurring opinion, in which JUSTICE DURHAM joined.
———————
JUSTICE LEE, opinion of the Court:
¶1 This is an interlocutory appeal from the denial of a de-
fense motion for summary judgment. Plaintiffs alleged negligence
in the hiring, training, and supervision of defendants‘ employees
GRAVES v. NORTH EASTERN SERVICES
Opinion of the Court
resulting in the sexual assault of A.R. (a minor child) by defend-
ants‘ employee Matthew Cooper. The assault took place in a home
occupied by disabled individuals who were living under defend-
ants‘ care. Defendants moved for summary judgment on the
grounds that they owed no duty of care to A.R. and that plaintiffs
had failed to establish a standard of care through expert testimo-
ny. In a subsequent motion, defendants also asserted that in any
event they were entitled to apportion liability to their employee
under the comparative fault provisions of Utah Code section 78B-
5-818. The district court denied defendants‘ motions, and we
granted their petition for interlocutory appeal.
¶2 We affirm in part and reverse in part. First, we affirm the
decision holding that defendants owed a duty to A.R. to exercise
reasonable care in the hiring, training, and supervision of their
employees. We do so on the basis of a special relationship that we
find to have been established under the terms of the Restatement
(Second) of Torts section 317. Second, we uphold the district court‘s
determination that plaintiffs had no obligation to designate an ex-
pert witness to establish a standard of care. Finally, we reverse the
district court‘s decision regarding apportionment, holding that the
―fault‖ to be apportioned under Utah Code section 78B-5-818 is
not limited to negligence but extends to intentional torts. On that
point, we resolve a question identified in our past cases but never
previously commanding a majority. See Field v. Boyer Co., 952 P.2d
1078, 1080 (Utah 1998) (Zimmerman, C.J., plurality opinion).
I
¶3 Defendants North Eastern Services-Lakeside, Inc. and
North Eastern Services, Inc. (NES1) provide services for individu-
als with mental and physical disabilities. NES‘s services are pro-
vided under contracts with the State of Utah, monitored by the
State Department of Human Services. NES employees provide
1 We follow the parties‘ convention in their briefs on appeal of
referring to the corporate defendants collectively as NES—noting,
as do defendants in their brief, that North Eastern Services, Inc.
asserts a lack of any connection to the events leading to the assault
of A.R. and purports to reserve a separate defense on that basis.
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Opinion of the Court
various levels of supervision, depending on the needs of the client
as determined by the client‘s ―action plan.‖
¶4 Some NES homes are in residential neighborhoods. Typi-
cally such homes are occupied by three or fewer residents. Some
of NES‘s action plans include goals for residents to interact with
children, on the rationale that such interactions may be beneficial
to the residents.
¶5 The sexual assault on A.R. occurred in a duplex referred
to by NES as ―Res 7.‖ The Res 7 duplex was in Logan, in a com-
plex surrounding a central parking lot and play area. According
to the record on summary judgment, the main door to Res 7 was
often left open during the summer, allowing children to come in
or out as they pleased.
¶6 There was also evidence of certain features that may have
attracted children to approach and enter Res 7. For one thing, one
of the residents of Res 7 was known for having candy on hand in
his room. When neighborhood children asked about candy, NES
staff would sometimes retrieve it for them from that client‘s room.
Alternatively, he or the staff would sometimes invite the children
into Res 7 to find the candy.
¶7 The record also indicated that NES staff had maintained a
portable swimming pool outside the open door to Res 7. The prin-
cipal purpose of the pool was for the benefit of the other resident
of Res 7 (a second NES client whose action plan required NES
monitoring ―at all times‖ when near children). The second client
used the pool to soak his feet. Neighborhood children often used
it to play in during the summer.
¶8 The other attraction in Res 7 was a television. According
to the record, neighborhood children often entered the residence
to watch television or videos with the residents and/or NES staff.
¶9 A.R. was sexually abused by NES employee Cooper on
July 18, 2008. On that day A.R. was playing in the common area
outside of Res. 7, asked for some candy, and was invited into the
residence to watch television with Cooper and one of the resi-
dents. Cooper eventually escorted A.R. into the bathroom, where
he sexually assaulted her.
¶10 Cooper was under the supervision of NES employee
Amber Brady at the time of the assault. Brady testified that she
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Opinion of the Court
had a ―bad feeling‖ when she saw Cooper show A.R. where the
bathroom was, but proceeded with cleaning and vacuuming in-
stead of intervening. She also indicated that when she went to put
the vacuum away she saw Cooper and A.R. exiting the bathroom
and ―had such an awful feeling‖ when she noticed that A.R. had a
―red face‖ and appeared to have been crying. At that point Brady
asked A.R. what was wrong. A.R. responded inaudibly, and
Cooper then answered for her, indicating that she ―missed her
home and wanted to go home.‖
¶11 Brady then called her supervisor and ultimately the po-
lice. Cooper was arrested and charged with aggravated sexual
abuse of a child. He subsequently entered a guilty plea, and is
now serving a sentence of fifteen years to life in prison.
¶12 NES‘s actions in hiring and supervising Cooper were of
central concern on summary judgment. The evidence established
that Michelle Grajeda was the person responsible for interviewing
Cooper and checking his references. Yet although Cooper had
been terminated from a recent job in the same field for sexually
abusive conduct, Grajeda apparently never asked about his previ-
ous employment, indicating that she had never been trained to
ask such questions. As for checking references, Grajeda testified
that she had no memory of calling Cooper‘s previous employer(s),
but believes that she would have done so per her past practice.
Plaintiffs, on the other hand, presented evidence that Cooper‘s
prior employer, Lindon Care, had terminated Cooper for sexually
abusive actions against a client, had concluded that Cooper was
not qualified to work in the field, and alleged that it had ―no rec-
ord of any phone calls received from any representative of [NES]
regarding Mr. Cooper‘s employment with Lindon Care.‖ As for
training, the summary judgment record indicated that Brady had
not received training on children in NES homes or on how to keep
children safe.
¶13 Plaintiffs Rachel Graves and Dustin Russell, A.R.‘s par-
ents, filed this negligence action on her behalf in the First District
Court. Initially the complaint asserted claims only against Cooper.
Plaintiffs subsequently amended the complaint to add claims
against the NES defendants, including claims for negligence in
hiring, training, and supervising its employees.
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Opinion of the Court
¶14 NES eventually filed a motion for summary judgment.
The motion asserted two grounds for dismissal of plaintiffs‘
claims for negligence: (a) that NES owed no duty to A.R., a guest
in the home of NES‘s clients, in its hiring, training, and supervi-
sion of employees; and (b) that plaintiffs had failed to establish a
standard of care through expert testimony, thereby leaving the
jury to speculate as to what NES was reasonably required to do
under the circumstances of the case.
¶15 Soon after the filing of the NES motion, plaintiffs sought
voluntary dismissal of their claims against Cooper. NES filed a
notice asserting its intention to seek apportionment of compara-
tive fault of Cooper under Utah Code section 78B-5-818.
¶16 The district court denied NES‘s motion for summary
judgment on the negligence claims. It also approved dismissal of
Cooper as a defendant and ruled that apportionment as to his in-
tentional conduct was improper under section 78B-5-818 (while
approving a jury instruction explaining his role in the case).
¶17 We granted NES‘s petition for interlocutory appeal. We
now review the district court‘s decisions—on summary judgment,
and on issues of law—de novo, affording no deference to its de-
termination of the matters on appeal. Bahr v. Imus, 2011 UT 19,
¶ 15, 250 P.3d 56.
II
¶18 We affirm the denial of NES‘s motion for summary
judgment, concluding that NES owed a duty to A.R. and that
plaintiffs had no obligation to present expert testimony in support
of a standard of care. We reverse as to the district court‘s determi-
nation regarding apportionment, however. On this issue, we hold
that the text of the apportionment statute broadly authorizing ap-
portionment for any and all ―fault‖—expressly defined to encom-
pass ―any actionable breach of legal duty, act, or omission proxi-
mately causing or contributing to injury,‖ UTAH CODE § 78B-5-817,
encompasses not just negligence but also intentional acts.
A. Duty
¶19 We recently clarified and extended the paradigm for ana-
lyzing questions of duty in tort in our opinion in B.R. ex rel. Jeffs v.
West, 2012 UT 11, 275 P.3d 228. In that case we reaffirmed the core
tort-law distinction between misfeasance (active misconduct) and
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Opinion of the Court
nonfeasance (omissions). Id. ¶ 7. Specifically, we noted that we all
generally have a duty of due care in the performance of our af-
firmative acts, but that a duty regarding nonfeasance typically in-
heres only in ―special legal relationships.‖ Id.; see also Webb v.
Univ. of Utah, 2005 UT 80, ¶ 10, 125 P.3d 906 (―In almost every in-
stance, an act carries with it a potential duty and resulting legal
accountability for that act. By contrast, an omission or failure to
act can generally give rise to liability only in the presence of some
external circumstance—a special relationship.‖), overruled on other
grounds in Cope v. Utah Valley State College, 2014 UT 53,
¶ 27, __ P.3d __.
¶20 Thus, a key threshold question regarding duty is whether
the plaintiff‘s harm is alleged to have been caused by (a) an af-
firmative act of the defendant or (b) an act of a third party that the
defendant failed to prevent. In the former case a tort-law duty is
the general rule. But in the latter case the general rule is the con-
trary. A person generally has ―no duty to control the conduct of
third persons.‖ Higgins v. Salt Lake Cnty., 855 P.2d 231, 236 (Utah
1993) (citing RESTATEMENT (SECOND) OF TORTS § 315 (1965)). This
general rule, of course, is subject to a significant exception—under
the above-noted ―special relationship‖ principle. Id.; see also Rol-
lins v. Petersen, 813 P.2d 1156, 1159 (Utah 1991) (acknowledging
the general rule and the special relationship exception).
¶21 In explaining these principles in Rollins, we
―acknowledge[d] the general applicability in Utah of the ‗special
relation‘ analysis described in sections 314 through 320 of the Re-
statement of Torts.‖ 813 P.2d at 1159. The issue in Rollins was
whether a secure mental health facility owed a duty to prevent a
patient from leaving the facility and causing a car accident. Id. at
1158. In declining to find such a duty, we first invoked the stand-
ard set forth in section 315 of the second Restatement—that
[t]here is no duty so to control the conduct of a third
person to prevent him [or her] from causing physical
harm to another unless (a) a special relation exists
between the actor and the third person which im-
poses a duty upon the actor to control the third per-
son‘s conduct, or (b) a special relation exists between
the actor and the other which gives to the other a
right to protection.
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Opinion of the Court
Id. at 1159, n.1 (second alteration in original) (quoting
RESTATEMENT (SECOND) OF TORTS § 315). Next, we noted that the
―two exceptions‖ set forth in section 315 ―are given more detailed
explanation‖ in subsequent sections. Id. at 1159. Of particular rel-
evance in Rollins was section 319, which provides that ―‗[o]ne who
takes charge of a third person whom he knows or should know to
be likely to cause bodily harm to others if not controlled is under a
duty to exercise reasonable care to control the third person to pre-
vent him from doing such harm.‖ Id. (quoting RESTATEMENT
(SECOND) OF TORTS § 319).
¶22 Our holding in Rollins was to decline to find a special re-
lationship between the mental health facility and the plaintiff‘s
decedent. We based that decision on a limiting construction of
section 319—that ―the ‗others‘ to whom . . . bodily harm is ‗likely‘
and in favor of whom the duty arises must be reasonably identifi-
able by the custodian either individually or as members of a dis-
tinct group.‖ Id. at 1162. And because the plaintiff‘s decedent was
not reasonably identifiable, we held that the ―hospital owed no
duty.‖ Id.
¶23 The parties in this case have staked out contrary positions
under the above framework. Because the assault on A.R. was per-
petrated by a third party (Cooper), NES frames the case as one in-
volving only its nonfeasance—in not undertaking acts (supervi-
sion, training, and employment background checks) to prevent
the assault. And because the assault was outside the scope of
Cooper‘s employment, NES insists that it bears no responsibility
for the acts of its employee.
¶24 Plaintiffs frame the case quite differently. They first por-
tray NES‘s responsibility in terms of affirmative acts of misfea-
sance, noting that NES affirmatively enticed children like A.R. in-
to Res. 7, in a manner leading to the assault. Alternatively, plain-
tiffs contend that this case does involve a special relationship—
arising under the Restatement (Second) of Torts section 317. That
section of the restatement provides as follows:
A master is under a duty to exercise reasonable care
so to control his servant while acting outside the
scope of his employment as to prevent him from in-
tentionally harming others or from so conducting
himself as to create an unreasonable risk of bodily
harm to them, if
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Opinion of the Court
(a) the servant
(i) is upon the premises in possession of the mas-
ter or upon which the servant is privileged to enter
only as his servant, or
(ii) is using a chattel of the master, and
(b) the master
(i) knows or has reason to know that he has the
ability to control his servant, and
(ii) knows or should know of the necessity and
opportunity for exercising such control.
RESTATEMENT (SECOND) OF TORTS § 317.
¶25 We endorse NES‘s view of the case on the misfeasance /
nonfeasance front, but accept plaintiffs‘ basis for a special rela-
tionship. Thus, we conclude that the essence of plaintiffs‘ claim is
in asserting the unreasonableness of NES‘s failure to prevent the
assault perpetrated by a third party, but we adopt the principle
set forth in section 317 of the second restatement and find its
standards satisfied here.
1. Misfeasance / Nonfeasance
¶26 As plaintiffs have noted, their claims implicate some af-
firmative acts attributable to NES—in enticing children like A.R.
into Res. 7 by keeping the door open, maintaining a portable
swimming pool outside, and offering candy and television inside.
And those acts are plausibly connected to the assault on A.R.
Thus, to the extent plaintiffs are complaining about these affirma-
tive acts, NES would have a duty to perform them in a non-
negligent, reasonable manner.
¶27 That is ultimately an inadequate basis for a finding of du-
ty here, however. The crux of plaintiffs‘ case is not that NES was
uncareful in the way it placed the portable swimming pool, or in
the manner in which it offered candy or television programming.
Instead, plaintiffs‘ core complaint is with NES‘s omissions or fail-
ures—in not performing an employment background check on
Cooper, and in not providing training and supervision for Brady
and Cooper. Those omissions, moreover, were significant in their
failure to prevent a tortious act of a third party (Cooper). So a de-
cision upholding a duty by NES to perform its affirmative acts in
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Opinion of the Court
a reasonable manner would not get the plaintiffs very far. It
would leave room for them to charge negligence in the placement
of the swimming pool or in offering candy or television, but not to
assert their core claim for negligent hiring, training, and supervi-
sion.
¶28 The point is related to one we made recently in Hill v. Su-
perior Property Management Services, Inc., 2013 UT 60, 321 P.3d
1054. In Hill the question was whether an entity hired to mow the
lawn at an apartment complex owed a duty to apartment resi-
dents to prevent the hazard associated with offshoots of tree roots
growing hidden in the grass. Id. ¶ 1. As one of several grounds for
such a duty, plaintiffs in Hill asserted that the property manage-
ment company had voluntarily undertaken the affirmative act of
mowing the lawn, and claimed that that undertaking sustained a
duty under the Restatement (Second) of Torts section 323. Id. ¶ 38.
We rejected that ground for a duty, noting that plaintiffs had
―fail[ed] to connect up any activity that [defendant] voluntarily
undertook with an allegation of negligence in the performance of
that activity.‖ Id. ¶ 39. In other words, because ―the only specific
voluntary undertaking‖ identified by plaintiffs in Hill was mow-
ing, and plaintiffs conceded that ―the tree shoot hazard could not
be remedied by mere mowing,‖ we noted in Hill that plaintiffs‘
real claim was that the injury ―could have been prevented if [de-
fendant] had chosen to undertake additional activities.‖ Id. ¶¶ 39–
41. And we held that defendant‘s duty ―was limited to the extent
of its undertaking,‖ not ―a basis for a general obligation to under-
take affirmative acts in aid of third parties.‖ Id. ¶ 41.
¶29 A similar approach is in order here. NES‘s affirmative
acts are a basis for imposing a duty in the performance of those acts,
not for a broader duty to undertake additional measures aimed at
preventing the sexual assault by a third party. And because plain-
tiffs‘ claims seem aimed at NES‘s failures (as regards training, su-
pervision, and employment background checks), and not its af-
firmative acts, we must proceed to consider the question whether
there is a special relationship here sustaining such a duty.
2. Restatement (Second) section 317
¶30 NES questions the basis for any such relationship here by
asserting that Cooper‘s sexual assault on A.R. was outside the
scope of his employment. Citing Birkner v. Salt Lake County, 771
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P.2d 1053, 1056–57 (Utah 1989), NES asserts that an ―unprovoked,
highly unusual, and quite outrageous‖ act undertaken for ―purely
personal motives‖ is beyond the scope of employment. And on
that basis NES insists that it ―had no special relationship to A.R.
who was harmed by the independent conduct of NES‘s employee
Cooper when he criminally acted outside the scope of his em-
ployment.‖
¶31 NES‘s argument misses a key distinction between vicari-
ous and direct liability. The scope of employment question con-
cerns a principle of agency law, of relevance to the question of an
employer‘s vicarious liability. But the question presented here is
one of direct liability—of whether NES can be liable directly (for
its own negligence) for harm to a guest resulting from negligence
in hiring, training, or supervision.
¶32 The answer to that question depends on whether there is
a basis for finding a special relationship sustaining a duty in the
circumstances of this case. We find such a basis in the principle set
forth in section 317 of the Restatement (Second) of Torts. Our
caselaw has not previously endorsed this standard directly. But
we have cited favorably to the ―special relation[ship]‖ principles
in ―sections 314 through 320 of the Restatement of Torts.‖ Rollins,
813 P.2d at 1159. And we find the standard in section 317 eminent-
ly reasonable, while noting that it has been widely endorsed
throughout the United States and rarely, if ever, criticized.2
2 At least thirty-six state supreme courts have cited § 317 fa-
vorably, many explicitly adopting it. See e.g., Destefano v. Grabrian,
763 P.2d 275, 287–88 (Colo. 1988) (en banc); Malicki v. Doe, 814 So.
2d 347, 361 n.14 (Fla. 2002); Wong-Leong v. Hawaiian Indep. Refinery,
Inc., 879 P.2d 538, 549–51 (Haw. 1994); Hills v. Bridgeview Little
League Ass’n, 745 N.E.2d 1166, 1179–86 (Ill. 2000); Gariup Const. Co.
v. Foster, 519 N.E.2d 1224, 1228 (Ind. 1988); Thies v. Cooper, 753
P.2d 1280, 1285 (Kan. 1988); Grand Aerie Fraternal Order of Eagles v.
Carneyhan, 169 S.W.3d 840, 850 (Ky. 2005); Fortin v. Roman Catholic
Bishop of Portland, 871 A.2d 1208, 1222 (Me. 2005); Barclay v. Bris-
coe, 47 A.3d 560, 575–76 (Md. 2012); Semrad v. Edina Realty, Inc.,
493 N.W.2d 528, 534 (Minn. 1992); Gibson v. Brewer, 952 S.W.2d
239, 248 (Mo. 1997) (en banc); Everitt v. Gen. Elec. Co., 979 A.2d 760,
764–65 (N.H. 2009); Nelson v. Gillette, 571 N.W.2d 332, 340–41
(Continued)
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Opinion of the Court
¶33 Section 317 recognizes a ―special relationship‖ basis for a
duty of an employer to exercise reasonable care in preventing an
employee from acting outside the scope of employment in ―inten-
tionally harming others.‖ RESTATEMENT (SECOND) OF TORTS § 317.
NES challenges the wisdom of a duty that it views as fundamen-
tally altering the ―employment landscape in Utah,‖ in a manner
opening up ―liability never before anticipated,‖ turning ―theories
of scope of employment and respondeat superior . . . on their
heads.‖ Specifically, NES questions the prudence of a principle
that would render employers insurers against criminal activity
perpetrated on their premises, warning that under this standard
―every employer who runs a business that ever has children pre-
sent‖ would face liability whenever ―an employee harms those
kids, regardless of how independent or intentional the action is.‖
¶34 For the most part, NES‘s opposition is mistaken and mis-
directed—aimed at a strawman, and not at the section 317 stand-
ard that we adopt today. First, as already noted, the duty at stake
under section 317 sounds in direct—not vicarious—liability. So
the standard we adopt makes no employer an insurer and in no
way undercuts the vicarious liability principle of respondeat su-
perior. This is about an employer‘s duty with respect to its own
negligence, not its secondary liability for someone else‘s.
¶35 Second, the standard in section 317 does not impose lia-
bility on ―every employer who runs a business that ever has chil-
dren present.‖ Instead, as quoted above the duty standard we
adopt requires proof (a) that the employee who intentionally
harms another is on premises he is entitled to enter only by virtue
of his status as an employee, and (b) that the employer knows or
has reason to know that he has the ability to control the employee
(N.D. 1997); Vance v. Consol. R. Corp., 652 N.E.2d 776, 790 (Ohio
1995); Schovanec v. Archdiocese of Okla. City, 188 P.3d 158, 170–71
(Okla. 2008); Dempsey v. Walso Bureau, Inc., 246 A.2d 418, 419–21
(Pa. 1968); James v. Kelly Trucking Co., 661 S.E.2d 329, 330 (S.C.
2008); Iverson v. NPC Intern., Inc., 801 N.W.2d 275, 281 (S.D. 2011);
Otis Eng’g Corp. v. Clark, 668 S.W.2d 307, 313 (Tex. 1983); Bradley v.
H.A. Manosh Corp., 601 A.2d 978, 981 (Vt. 1991); Niece v. Elmview
Grp. Home, 929 P.2d 420, 427 (Wash. 1997) (en banc); Shafer v. TNT
Well Serv. Inc., 285 P.3d 958, 966 (Wyo. 2012).
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Opinion of the Court
and knows or should know of the necessity and opportunity for
exercising such control. Id. Perhaps this standard would not be
satisfied in circumstances where the employer‘s business does not
foreseeably put its workers in contact with the public, since in that
case the employer might not know of the necessity and opportuni-
ty for exercising control. But this is not such a case. Here it is more
than foreseeable that NES‘s workers will come into contact with
the public, including children like A.R. As noted above, NES af-
firmatively went out of its way to encourage the involvement of
neighbors in the goings-on in Res. 7. It is hardly in a position to
question the basis for its knowledge of the necessity of controlling
its employees in their interactions with the public.
¶36 Thus, we hereby adopt the standard set forth in section
317 of the second Restatement. And because its elements are satis-
fied under the undisputed facts of this case, we affirm the district
court‘s decision denying NES‘s motion for summary judgment on
the question of duty.
B. Standard of Care
¶37 The standard of care in a negligence action is generally a
question of fact for the jury. The jury‘s determination, moreover,
is a matter for the commonsense assessment of a lay juror—not for
expert testimony. This follows logically from the premise of the
standard of care in tort. Because the essential question is the care
that a reasonable person would undertake in the defendant‘s cir-
cumstances, we generally leave it to jurors—as ordinary persons
representing a particular community—to make that judgment. See
Pearce v. Utah Athletic Found., 2008 UT 13, ¶¶ 25–26, 179 P.3d 760.
¶38 Our cases recognize a limited exception to this general
rule. In medical malpractice cases, we have generally required ex-
pert testimony regarding the standard of care. See Bowman v.
Kalm, 2008 UT 9, ¶ 7, 179 P.3d 754. The rationale is rooted in an
intuitive exception to the above-noted rule—that unlike the run-
of-the-mill negligence case, ―most medical malpractice cases ‗de-
pend upon knowledge of the scientific effect of medicine,‘‖ a mat-
ter ―not within the common knowledge of the lay juror.‖ Id. (quot-
ing Fredrickson v. Maw, 227 P.2d 772, 773 (Utah 1951)).
¶39 The medical malpractice exception itself is subject to a
further exception. Under the ―common knowledge‖ exception,
expert testimony is not required—and the matter is left up to the
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jury‘s lay assessment—in cases where the standard of care could
be assessed according to lay common knowledge. Id. ¶¶ 9–10.
Thus, where a ―medical procedure is so common or the outcome
so affronts our notions of medical propriety‖ that scientific
knowledge is not necessary, ―the plaintiff can rely on the common
knowledge and understanding of laymen to establish this ele-
ment.‖ Nixdorf v. Hicken, 612 P.2d 348, 353 (Utah 1980).
¶40 Ultimately, then, the question of the need for expert tes-
timony turns on the nature of the standard to be addressed by the
jury. Questions of ordinary negligence are properly determined
by the lay juror without the need for expert testimony. Where the
standard implicates scientific matters beyond the capacity of an
ordinary juror, however, expert testimony may be required. See
Jenkins v. Jordan Valley Water Conservancy Dist., 2013 UT 59, ¶¶ 11,
16–17, 321 P.3d 1049 (holding that expert testimony was required
on the question whether a cast-iron pipeline needed to be re-
placed, given that analysis of that question was ―not within the
knowledge and experience of average lay persons,‖ but would
depend on esoteric questions ―such as soil conditions, burial
depth, and the extent of any earth movement in the area‖).
¶41 We see no basis for requiring expert testimony regarding
the standard of care in this case. The question of what a reasona-
ble person would do in performing background checks in hiring
and in training and supervising employees is one permissibly re-
solved on the basis of the knowledge and experience of lay per-
sons. NES has cited no cases, and we are aware of none, requiring
expert testimony on such matters.
¶42 The case NES does cite, Collins v. Utah State Developmental
Center, 1999 UT App 336, 992 P.2d 492, clearly cuts the other way.
In Collins, the staff of a group home allowed a mentally handi-
capped woman to use a swing set, resulting in severe injury. Id.
¶ 3. The issue in the ensuing litigation concerned the need for ex-
pert testimony regarding the reasonable care required of a group
home in this circumstance. See id. ¶¶ 6–8. The Collins court con-
cluded that this case was different from the medical malpractice
context, where ―the nature of the profession removes the particu-
larities of its practice from the knowledge and understanding of
the average citizen.‖ Id. ¶ 7 (internal quotation marks omitted).
Instead, the court of appeals held that this fell within the Nixdorf
―common-knowledge‖ exception, as ―a lay juror can readily eval-
13
GRAVES v. NORTH EASTERN SERVICES
Opinion of the Court
uate the alleged negligence by the Center in failing to protect Col-
lins from a swing injury.‖ Id. ¶ 8.
¶43 The Collins court relied on a case that is even closer to the
fact pattern at hand, Virginia S. v. Salt Lake Care Center, 741 P.2d
969 (Utah Ct. App. 1987). In that case the court of appeals con-
cluded that ―where a mentally and physically incapacitated sev-
enteen-year-old girl was raped while under the care and custody
of the defendant nursing home, there are no medical technicalities
involved that call for expert testimony to determine whether the
nursing home breached its standard of care.‖ Id. at 972. This case
is parallel to Collins and Virginia S. The matters at issue appear to
us to sound in common sense, not science or other subjects of ex-
pertise. We accordingly see no basis for requiring plaintiffs to pre-
sent expert testimony on the standard of care, and affirm the de-
nial of summary judgment on this question as well.
C. Allocation of Liability
¶44 Decades ago our legislature abrogated the common law
doctrine of contributory negligence. In the 1973 Comparative
Negligence Act, the legislature replaced this common law defense
with a comparative negligence regime. 1973 Utah Laws 710–12.
The 1973 act was subsequently revised and extended by the Lia-
bility Reform Act of 1986, which maintained the comparative lia-
bility regime while extending its scope. 1986 Utah Laws 470.
¶45 Although the governing statutory regime has been in
place for decades, this court has not yet had occasion to make a
definitive pronouncement on the question presented by this
case—whether our comparative negligence regime provides for
allocation of responsibility for intentionally tortious conduct. Var-
ious members of the court have opined on the issue in separate
opinions. See Field v. Boyer Co., 952 P.2d 1078, 1080 (Utah 1998)
(Zimmerman, C.J., plurality opinion) (concluding that ―an inten-
tional tort such as battery is an act that proximately causes or con-
tributes to injury or damage,‖ and thus that ―the legislature in-
cluded intentional acts in its comparative fault scheme‖); id. at
1083 (Stewart, J., concurring in part, dissenting in part, joined by
Durham, J.) (―The Legislature never intended such an absurd re-
sult.‖). But we have not as yet resolved the matter, as the Field
case was decided on other grounds, and no majority view was
announced on the question before us.
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¶46 We now interpret our statutory comparative liability re-
gime to call for apportionment of responsibility for intentional
torts. That conclusion appears to us to follow from the broad, cat-
egorical terms of the Liability Reform Act, as informed by the his-
tory and evolution of our statutory scheme. In so holding, we rec-
ognize that the statute arguably leaves room for doubt on this
question, and of course acknowledge the legislature‘s prerogative
to override our decision or to clarify its intent if we have misper-
ceived it. Thus, we highlight some of the competing policy con-
siderations at stake as we see them, in a manner that may be use-
ful to the legislature if it decides to revisit this important issue.
1. Fault
¶47 The apportionment provision of our code calls for the
court to ―allocate the percentage or proportion of fault attributable
to each person seeking recovery, to each defendant, to any person
immune from suit, and to any other person identified under Sub-
section 78B-5-821(4) for whom there is a factual and legal basis to
allocate fault.‖ UTAH CODE § 78B-5-818(4)(a). Matthew Cooper is a
person who qualifies for apportionment under the terms of Utah
Code section 78B-5-821(4), as NES filed the description of the fac-
tual and legal basis for apportionment called for under that sec-
tion. Thus, the sole question on appeal is whether Cooper is one
with a ―percentage or proportion of fault attributable‖ to him.
¶48 That question turns on the statutory definition of ―fault.‖
The term is expressly defined in the Liability Reform Act. Under
Utah Code section 78B-5-817(2),
―Fault‖ means any actionable breach of legal duty,
act, or omission proximately causing or contributing
to injury or damages sustained by a person seeking
recovery, including negligence in all its degrees,
comparative negligence, assumption of risk, strict li-
ability, breach of express or implied warranty of a
product, products liability, and misuse, modifica-
tion, or abuse of a product.
¶49 We interpret this definition to encompass intentionally
tortious activity. The core definition is broad and categorical. It
extends to ―any actionable breach of legal duty, act or omission
proximately causing or contributing to injury or damages.‖ Thus,
the key limiting term of the definition is the element of causation.
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GRAVES v. NORTH EASTERN SERVICES
Opinion of the Court
Any breach of duty, act, or omission counts as fault so long as it is
proximately connected to injury or damages.
¶50 The parties‘ briefs focus on the question whether an in-
tentional tort amounts to a breach of duty. We think that it does,
as our caselaw has long defined ―duty‖ in tort to encompass any
―obligation, to which the law will give recognition and effect, to
conform to a particular standard of conduct toward another,‖ Jeffs,
2012 UT 11, ¶ 5 (internal quotation marks omitted), and everyone
has a legal obligation to refrain from committing intentional torts.
¶51 That said, the statutory question presented does not re-
quire an answer to the ―duty‖ question, as apportionment is
called for under the statute not just for breaches of duty but for
any act or omission that proximately causes or contributes to injury
or damages. And because there is no tenable notion of ―act‖ that
does not extend to an intentional tort, we read the text of our stat-
ute to call for apportionment for torts like Matthew Cooper‘s sex-
ual assault.3
3 The dissent takes issue with this conclusion, asserting that the
LRA‘s definition of fault ―uses language traditionally associated
with negligence‖ that cannot be read to extend to intentional torts.
Infra ¶ 79. Specifically, the dissent contends that the words ―prox-
imately causing‖ and ―contributing to‖ injury are ―inapt for inten-
tional torts.‖ Infra ¶ 79. And although the statute defines ―fault‖
broadly, the dissent insists that the legislature did not intend to
enact a ―sea change in fault allocation.‖ Infra ¶ 80. Instead, the dis-
sent suggests that ―fault‖ was aimed only at avoiding the limita-
tions of the term ―negligence,‖ in a manner encompassing ―strict
liability and products liability‖ but not intentional torts. Infra ¶ 80.
We disagree.
First, the foreseeability aspect of proximate causation is fre-
quently relaxed in the case of intentional torts, see W. PAGE
KEETON ET AL., PROSSER AND KEETON ON TORTS § 8, at 37 (5th ed.
1984); id. § 43, at 293, but proximate cause is in no way an alien
inquiry in the world of intentional torts. See, e.g., United Food &
Commercial Works Unions, Empr’s Health & Welfare Fund v. Philip
Morris, Inc., 223 F.3d 1271, 1273–74 (11th Cir. 2000) (recognizing
―that the requirements of proximate cause are relaxed—to some
degree—in intentional tort cases‖ but concluding that ―the usual
(Continued)
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Opinion of the Court
¶52 This construction is confirmed by the structure and con-
text of this provision. First, the statutory definition of fault is writ-
ten in terms encompassing any act proximately causing injury.
The term any is broadening and inclusive. It is defined as ―every;
all,‖ WEBSTER‘S THIRD NEW INTERNATIONAL DICTIONARY 97 (2002),
or ―one or more without specification or identification.‖ RANDOM
HOUSE DICTIONARY OF THE ENGLISH LANGUAGE 96 (2d ed. 1987).
That construction of any is more than just the ordinary sense of
the word as found in the dictionary. It is the sense of the word
given in extensive judicial constructions of a broad range of statu-
tory provisions, which consistently recognize the broad, encom-
passing import of this term.4 We cannot interpret the statutory
common law rule [of proximate cause] still forbids claims like
Plaintiff‘s, even where those claims are premised upon intentional
torts‖). Second, ―fault‖ is broadly defined by statute to encompass
―any . . . act[] or omission.‖ UTAH CODE § 78B-5-817(2). And be-
cause there is no way to interpret ―any act‖ in a manner excluding
intentional torts, we are bound by the terms of the statute regard-
less of our vague sense of the legislature‘s likely intentions. See
infra ¶¶ 64–68, 74–76.
4 See, e.g., Mass. v. E.P.A., 549 U.S. 497, 528–29 (2007) (―The
Clean Air Act‘s sweeping definition of ‗air pollutant‘ includes ‗any
air pollution agent‘ . . . . On its face, the definition embraces all
airborne compounds of whatever stripe, and underscores that in-
tent through the repeated use of the word ‗any.‘‖); Dep’t of Hous.
& Urban Dev. v. Rucker, 535 U.S. 125, 131 (2002) (interpreting statu-
tory language reading ―any drug-related criminal activity‖ broad-
ly because ―the word ‗any‘ has an expansive meaning, that is, one
or some indiscriminately of whatever kind‖ internal quotation
marks omitted)); Garamendi v. Golden Eagle Ins. Co., 25 Cal. Rptr.
3d 642, 646 (Ct. App. 2005) (―[E]ven if silica is not one of the enu-
merated items listed in the policy definition of pollutants, that list-
ing is not exclusive and silica dust nonetheless comes within the
broad definition of ‗any solid, liquid, gaseous, or thermal irritant
or contaminant.‘‖); W. Sur. Co. v. ADCO Credit, Inc., 251 P.3d 714,
718 n.7 (Nev. 2011) (broadly interpreting ―any breach of a con-
sumer contract‖); In re Ordinance 04-75, 931 A.2d 595, 603 (N.J.
(Continued)
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GRAVES v. NORTH EASTERN SERVICES
Opinion of the Court
definition of fault to exclude intentional torts without robbing the
term any of its clear import. And that, of course, would run coun-
ter to our sensible, longstanding canon of preserving meaning for
each provision of the statutory text. State v. Arave, 2011 UT 84,
¶ 28, 268 P.3d 163 (―It is our duty to give effect, if possible, to eve-
ry word of [a] statute.‖ (alteration in original) (internal quotation
marks omitted)).
¶53 The second point confirming our construction is that the
list of actions included within the definition of fault is introduced
by the word ―including.‖ This renders the absence of any specific
reference to intentional torts inconsequential. Like any, including is
an established term of art with an established meaning. BLACK‘S
LAW DICTIONARY 831 (9th ed. 2009) (―[I]ncluding typically indi-
cates a partial list.‖). In statutory cases far and wide, this term is
routinely construed as introducing a non-exclusive, exemplary
list.5 And that is of course the obvious, ordinary sense of the
word. To include is to embody or encompass; exclude, of course, is
an antonym. RANDOM HOUSE DICTIONARY OF THE ENGLISH
LANGUAGE 967 (defining ―include‖ as ―to place in an aggregate,
2007) (―Here, based on its statutory context, the word ‗any‘ clearly
is synonymous with ‗all.‘‖).
5 See, e.g., Samantar v. Yousuf, 560 U.S. 305, 317 (2010) (―[U]se of
the word ‗include‘ can signal that the list that follows is meant to
be illustrative rather than exhaustive.‖); People v. W. Air Lines, 268
P.2d 723, 733 (Cal. 1954) (―The term ‗includes‘ is ordinarily a word
of enlargement and not of limitation.‖); United Rentals Nw., Inc. v.
Yearout Mech., Inc., 237 P.3d 728, 732–33 (N.M. 2010) (―[U]se of the
word ‗includes‘ to connect a general clause to a list of enumerated
examples demonstrates a legislative intent to provide an incom-
plete list of activities.‖); State v. Kurtz, 249 P.3d 1271, 1277 (Or.
2011) (―Typically, statutory terms such as ‗including‘ . . . convey
an intent that the accompanying list of examples be read in a non-
exclusive sense.‖); see also 2A NORMAN J. SINGER & J.D. SHAMBIE
SINGER, SUTHERLAND ON STATUTES AND STATUTORY CONSTRUCTION
§ 47.7, at 305 (2014) (―‘[I]ncludes‘ is usually a term of enlargement,
and not of limitation . . . . It, therefore, conveys the conclusion that
there are other items includable, though not specifically enumer-
ated.‖ (internal quotation marks omitted)).
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Opinion of the Court
class, category, or the like‖ and listing ―exclude‖ as an antonym);
WEBSTER‘S THIRD NEW INTERNATIONAL DICTIONARY 1143 (defining
include as ―to place, list, or rate as part or component of a whole
or of a larger group, class or aggregate‖). So the only way to read
the list of examples of acts amounting to fault is as a non-
exhaustive list.
¶54 A 1994 amendment to the statute omitted an additional
phrase—―not limited to.‖ 1994 Utah Laws 1022. Thus, prior to the
amendment the statutory definition of fault introduced the listed
examples with the phrase ―including but not limited to.‖ Id. Per-
haps the ―not limited to‖ phrasing made the non-exhaustive na-
ture of the list even clearer. But we see no basis for the conclusion
that the omission of ―not limited to‖ somehow indicates that
―[c]learly the Legislature intended to limit comparative fault prin-
ciples to the types of claims and defenses specified in the statute.‖
Field, 952 P.2d at 1087 (Stewart, J., concurring in part, dissenting in
part). That is hardly clear. The omission of ―not limited to‖ could
just as easily indicate a move—quite common in legislative
amendments—to omit unnecessary surplusage.6 And in light of
the widely accepted meaning of ―including‖ in this context, that is
the way we interpret the 1994 amendment. There are ample—
abundantly clear—indications of the non-exhaustive nature of the
statutory list of illustrative examples even without the ―not limited
to‖ phrase. So there is no basis for crediting the 1994 amendment
as accomplishing anything more than clearing away surplusage,
and that is the way we understand it.7
6 See Rahofy v. Steadman, 2012 UT 70, ¶ 12 n.12, 289 P.3d 534
(―stylistic changes‖ in legislative amendments have ―no substan-
tive effect on our analysis‖); Yu v. Clayton, 497 N.E.2d 1278, 1281
(Ill. App. Ct. 1986) (―Where the deleted words are simply surplus-
age, there is no change in the law . . . .‖).
7 For all of the above reasons, we see no ―omission[],‖ infra ¶
81, in the statutory text. Thus, we have no quarrel with the notion
that ―‗omissions in statutory language should be taken note of
and given effect.‘‖ Infra ¶ 81 (quoting Biddle v. Wash. Terrace City,
1999 UT 110, ¶ 14, 993 P.3d 875). But in our view there is no omis-
sion, as the LRA by its terms expressly encompasses claims in-
volving intentional torts.
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Opinion of the Court
2. Counterarguments
¶55 The above analysis forecloses plaintiffs‘ invocation of the
ejusdem generis canon of construction. That canon, as plaintiffs
note, provides that an ambiguity regarding a general term follow-
ing or followed by an ―inexhaustive enumeration of particular or
specific terms‖ may be resolved by interpreting the general term
to be ―restricted to include things of the same kind, class, charac-
ter, or nature as those specifically enumerated, unless there is
something to show a contrary intent.‖ State ex rel. A.T., 2001 UT
82, ¶ 12, 34 P.3d 228. But the canon comes into play only in cases
of ambiguity as to the meaning or scope of the general term. Great
Salt Lake Auth. v. Island Ranching Co., 414 P.2d 963, 966 (Utah 1966)
(―The rules of statutory construction . . . were developed to aid in
determining the intent of legislation where meaning is obscure or
uncertain and not to destroy that which is clearly apparent.‖).
Where the general term unambiguously exceeds the scope of a
non-exhaustive list, we cannot read the list to override the clear
meaning of the general term.
¶56 That conclusion likewise forecloses any significance of the
title of section 78B-5-818. See Field, 952 P.2d at 1086 (Stewart, J.,
concurring in part, dissenting in part) (―Significantly, the title of
[the Act] . . . is ‗Comparative negligence.‘‖)). The title makes ex-
press reference to ―Comparative Negligence.‖ See UTAH CODE
§ 78B-5-818. And it is true that we have, on occasion, afforded
some clarifying significance to titles of statutory enactments or
provisions. E.g., Blaisdell v. Dentrix Dental Sys., Inc., 2012 UT 37, ¶
10, 284 P.3d 616. But we have also held that ―[t]he title of a statute
is not part of the text of a statute, and absent ambiguity, it is gen-
erally not used to determine a statute‘s intent.‖ Id. (internal quota-
tion marks omitted); see also Funk v. Utah State Tax Comm’n, 839
P.2d 818, 820 (Utah 1992) (declining to interpret a statute to be
consistent with its title when the title ―is clearly narrower than the
plain language of the statute‖). So where, as here, the statute‘s
terms are broad and encompassing, extending beyond the title as-
signed to the provision in question, it is the statute‘s text that con-
trols, and not its title.
¶57 In this case, moreover, there is a simple explanation—
evident in the historical evolution of our statutory scheme—for
the section title‘s reference to comparative negligence. The first
statutory iteration of our comparative liability regime, the 1973
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Opinion of the Court
Comparative Liability Act, dealt exclusively with negligence. It
provided that a plaintiff‘s ―[c]ontributory negligence shall not bar
recovery‖ in a negligence action, so long as ―such negligence was
not as great as the negligence or gross negligence‖ of the defend-
ant. UTAH CODE § 78-27-37 (1973). It also indicated that the plain-
tiff‘s damages were to be ―diminished in the proportion to the
amount of negligence attributable to‖ the plaintiff. Id. And the
court was to ―direct the jury to find separate special verdicts de-
termining (1) the total amount of damages suffered and (2) the
percentage of negligence of the damages in proportion to the
amount of negligence attributable to the person seeking recov-
ery.‖ Id. § 78-27-38. That provision is the direct antecedent to the
one at issue here. Both provisions are phrased in similar terms—of
requiring the court to direct the jury to apportion liability.
¶58 It is hardly surprising, therefore, that the provision at is-
sue here is titled ―Comparative Negligence.‖ That was its sole
original focus. And even today, that is perhaps its principal appli-
cation. We cannot from that premise proceed to conclude that the
1986 Liability Reform Act ―did not alter the basic principles of
comparative negligence contained in the 1973 Act,‖ or that the
amended provision ―did not . . . include any claims for relief that
involved an intent or purpose to harm.‖ Field, 952 P.2d at 1086
(Stewart, J., concurring in part, dissenting in part).
¶59 The 1986 amendments most certainly did alter the princi-
ples of comparative negligence in the 1973 Act. They did so first
by abrogating the doctrine of joint and several liability, which had
persisted under the 1973 Act. Compare 1973 Utah Laws 710 (―The
right of contribution shall exist among joint tortfeasors,‖ with
―each remaining severally liable to the injured person for the
whole injury as at common law.‖), with 1986 Utah Laws 471 (―No
defendant is entitled to contribution from any other person.‖).
More significantly, the 1986 amendments replaced the concept of
apportionment of comparative ―negligence‖ with the operative
principle of apportionment of comparative ―fault.‖ Compare 1973
Utah Laws 710 (―Contributory negligence shall not bar recovery
. . . .‖), with 1986 Utah Laws 471 (―The fault of a person seeking
recover shall not alone bar recovery . . . .‖). And of course the 1986
amendments adopted a definition of ―fault‖ that broadly extends
beyond mere principles of negligence. It is thus impossible to read
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GRAVES v. NORTH EASTERN SERVICES
Opinion of the Court
the 1986 Act as merely retaining—and not altering—the basic
principles of comparative negligence in the 1973 Act.
¶60 Granted, the 1986 Act ―broaden[s] the statute to apply
comparative principles in products liability and breach of warran-
ty cases so that defenses such as misuse, abuse of product modifi-
cation, etc., were no longer absolute bars to recovery but operated
only to reduce a plaintiff‘s recovery.‖ Field, 952 P.3d at 1086
(Stewart, J., concurring in part, dissenting in part) (characterizing
1986 Act as ―reflect[ing] the abolition of absolute defenses and the
adoption of comparative negligence principles‖ in products liabil-
ity cases under circumstances like those in Mulherin v. Ingersoll-
Rand Co., 628 P.2d 1301 (Utah 1981)). But it would be an oversim-
plification to read the 1986 amendments as doing no more than
that. That conclusion would overlook the impact of the legislative
decision to replace a narrow principle of apportionment of com-
parative ―negligence‖ with a broad concept of apportionment of
comparative ―fault.‖
¶61 This court‘s opinion in the Mulherin case puts the 1986
amendments in perspective. That case involved ―jury findings of
concurrent proximate causes of . . . injury‖—of a ―defective condi-
tion‖ of a product and of ―plaintiff‘s misuse‖ of it. 628 P.2d at
1303. Our opinion concluded that the 1973 Act did not apply, as
its principles of comparative fault extended only to actions ―‗to
recover damages for negligence or gross negligence,‘‖ and prod-
ucts liability did not technically implicate negligence. Id. (quoting
UTAH CODE § 78-27-37 (1973)). At the same time, the Mulherin
court nonetheless adopted a common law rule under which ―both
faults should be considered by the trier of fact in determining the
relative burden each should bear for the injury they have caused.‖
Id. (adopting rule under which plaintiff‘s recovery is limited to
―that portion of his damages equal to the percentage of the cause
contributed by the product defect‖(internal quotation marks omit-
ted)). And in so holding, our court emphasized that the term
―fault‖ in play was ―not synonymous with ‗negligence,‘ but in-
stead connote[d] responsibility.‖ Id. at 1303 n.7 (citing John W.
Wade, Products Liability and Plaintiff’s Fault—The Uniform Compara-
tive Fault Act, 29 MERCER L. REV. 373, 376 (1978) (arguing that neg-
ligence-based fault and strict liability ―tend to fade into each other
and are not utterly different in kind‖)). Thus, while acknowledg-
ing ―semantic difficulties in comparing strict liability and negli-
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gence,‖ we indicated our confidence ―that judges and juries
[would] have no difficulty assigning the relative responsibility
each is to bear for particular injury when the ultimate issues in
such comparison are relative fault and relative causation.‖ Id. at
1304.
¶62 The 1986 Act adopted the essential principles of the Mul-
herin court‘s analysis. It defined ―fault‖ in a manner that was ―not
synonymous with ‗negligence,‘ but instead connote[d] responsi-
bility.‖ Id. at 1303, n. 7; see UTAH CODE § 78B-5-817(2) (defining
―fault‖ as ―any actionable breach of legal duty, act, or omission
proximately causing or contributing to injury‖). And it shifted the
focus from apportionment of comparative negligence to the task
of ―assigning the relative responsibility‖ based on ―relative fault
and relative causation.‖ Id. at 1304.
¶63 Plaintiffs‘ construction of the 1986 Act robs the statute‘s
text of its plain meaning. It shifts the focus back to the 1973-era
notion of comparative negligence and away from relative fault
and causation. We cannot adopt that reading without overriding
the clear import of the statutory text.
¶64 Nor can we credit statements in the 1986 Act‘s legislative
history, cited by both the plaintiffs and the dissent, as sustaining
the conclusion that our current statute is still merely ―‗a compara-
tive negligence statute.‘‖ Field, 952 P.2d at 1086 (Stewart, J., con-
curring in part, dissenting in part) (quoting Floor Debate S.B. 64,
Utah Senate, 46th Leg. 1986, General Sess., Senate Day 31, Records
No. 63 (Feb. 12, 1986)); see also infra ¶ 83. The statutory text ex-
tends well beyond comparative negligence. Such extension, in
fact, was the whole point of the 1986 amendments. We cannot
properly invoke the legislative history in a manner overriding the
terms of the statute. Legislative history is not law. It may be useful
in informing our construction of ambiguities in the law. But its
utility ends there. See Hooban v. Unicity Int’l, Inc., 2012 UT 40, ¶ 17,
285 P.3d 766 (holding that ―the statute‘s language marks its
reach,‖ and refusing to allow the legislative history to ―supplant‖
the statutory text).
¶65 The cited legislative history suggests that individual leg-
islators and their counsel may have understood the statutory def-
inition of ―fault‖ as synonymous with ―negligence.‖ See Field, 952
P.2d at 1086 (Stewart, J., concurring in part, dissenting in part)
23
GRAVES v. NORTH EASTERN SERVICES
Opinion of the Court
(citing statements of Senator Lyle Hillyard and attorney Steve
Mecham, both of whom equated ―fault‖ with ―negligence‖). And
perhaps those statements could be accepted as indicating the typi-
cal reach of the statute—as explaining that a common application
of fault is negligence. But they cannot properly be read to define
the full breadth of the statute‘s scope. That would give primacy to
legislative history, and only secondary significance to the duly
enacted statute. And it would thereby turn a core principle of
statutory construction on its head.
¶66 The dissent chides us for extending fault allocation ―to
hitherto unknown territory‖ that it sees as incompatible with the
legislature‘s ―purpose.‖ Infra ¶ 82. In the dissent‘s view, ―[t]he
purpose of the Comparative Negligence Act was to ameliorate the
harsh common law rules that made contributory negligence, no
matter how slight, an absolute defense to an action by a plaintiff
for negligence and barred all recovery.‖ Infra ¶ 82 (internal quota-
tion marks omitted). And the dissent would have us limit our un-
derstanding of the statute to that purpose, in a manner foreclosing
its application to intentional torts.
¶67 We disagree on two grounds. First, as our recent deci-
sions have emphasized, the governing law is defined not by our
abstract sense of legislative purpose, but by the statutory text that
survived the constitutional process of bicameralism and present-
ment.8 We may resolve ambiguities in the text of the law by refer-
8 See Schroeder Invs., L.C. v. Edwards, 2013 UT 25, ¶¶ 24–25, 301
P.3d 994 (―We . . . must implement the particular balance of poli-
cies reflected in the terms of [the] statute. Those terms are the law . .
. .‖ (alteration in original) (emphasis added)); State v. Clark, 2011
UT 23, ¶ 17, 251 P.3d 829 (―Any suppositions about what the leg-
islature may have intended cannot properly override what it ac-
tually did.‖); see also In re Sinclair, 870 F.2d 1340, 1344 (7th Cir.
1989) (―It would demean the constitutionally prescribed method
of legislating to suppose that its elaborate apparatus for delibera-
tion on, amending, and approving a text is just a way to create
some evidence about the law, while the real source of legal rules is
the mental processes of legislators.‖); Laurence H. Tribe, ―Com-
ment,‖ in ANTONIN SCALIA, A MATTER OF INTERPRETATION: FEDERAL
COURTS AND THE LAW 65, 65 (1997) (―[I]t is the text‘s meaning, and
(Continued)
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ence to reliable indications of legislative understanding or intent
(as in legislative history). But the invocation of extra-statutory in-
tent as a matter overriding the statutory text gets things back-
wards. The statutory language is primary; legislative history is of
secondary significance.9
¶68 Second, the dissent‘s position is based on an erroneous
premise—that statutory provisions are addressed only to the spe-
cific problems giving rise to their adoption. Our recent cases again
have repudiated this principle. We have explained that ―we can-
not presume that the legislature meant only to deal with [one]
particular problem, as legislative bodies often start with one prob-
lem in mind but then reach more broadly in their ultimate enact-
ment.‖ Hooban, 2012 UT 40, ¶ 17. And we have therefore empha-
sized that ―we cannot limit the reach of [a statute] to the ill that
initially sparked [the legislature‘s] interest.‖ Id.; see also Myers v.
Myers, 2011 UT 65, ¶¶ 26–28, 266 P.3d 806 (rejecting the conten-
tion that because ―the legislative debate was addressed mainly to
the need to remove a loophole . . . we ought to construe the
amendment as aimed at that purpose alone‖).
3. Policy
¶69 Plaintiffs‘ position, while falling short under the govern-
ing text of the statute, is not without some basis in public policy.
We acknowledge some sympathy for the notion that extending
the principle of comparative fault to intentional torts may threaten
to dampen incentives of a defendant who has a duty to undertake
due care in preventing acts of intentional misconduct. Thus, in
cases involving a duty to supervise or train employees in a man-
ner that would mitigate the possibility of an intentional tort by
another, we recognize that it may seem ―unfair to allow [a de-
fendant‘s] liability to a faultless, injured plaintiff to be reduced or
not the content of anyone‘s expectations or intentions, that binds
us as law.‖).
9 See T-Mobile USA, Inc. v. Utah State Tax Comm’n, 2011 UT 28, ¶
21, 254 P.3d 752 (―If the plain language [of a statute] is unambigu-
ous, we do not look to other interpretive tools.‖); Robinson v. Shell
Oil Co., 519 U.S. 337, 340 (1997) (―Our inquiry must cease if the
statutory language is unambiguous. . . .‖).
25
GRAVES v. NORTH EASTERN SERVICES
Opinion of the Court
even eliminated by the culpability of an intentional wrongdoer.‖
Field, 952 P.2d at 1088 (Stewart, J., concurring in part, dissenting in
part).
¶70 That said, the scope of our authority in this matter is lim-
ited. In the face of a detailed statutory scheme like the Liability
Reform Act, our role as policymaker is preempted. We are rele-
gated to the function of agent of the legislature—of interpreting
the policy judgment that it reached, and not of imposing our own
will through the exercise of our limited judicial power.
¶71 In any event, the policy question presented in this case is
more nuanced—and substantially more difficult—than that posed
above. First, it is an overstatement to suggest that extending com-
parative fault to intentional misconduct would ―eliminate[]‖ the
incentive for due care in a manner ―eviscerat[ing] defendants‘ du-
ty to prevent‖ an intentional wrong. Id. It is impossible to argue
with the proposition that ―[i]ntentional tortious conduct has al-
ways been deemed to be categorically different from noninten-
tional tortious conduct.‖ Id. at 1083. But that does not render ―ab-
surd[]‖ any attempt to apportion relative fault. See id. at 1088
(―Comparing a defendant‘s negligence and a rapist‘s intentional
tort results in an absurdity; it is a comparison of unlikes, of apples
and oranges.‖). In a case like this one—where NES allegedly
failed to avail itself of numerous opportunities for a clear chance
of preventing a sexual assault by an employee with an apparent
history of such misconduct—a factfinder could easily apportion
ample responsibility to the defendant‘s acts of negligence.10 A jury
10 On the other hand, it may well be impossible to conceptual-
ize the notion of apportioning liability to the ―negligence‖ of a vic-
tim of an intentional tort—in ―not taking adequate measures to
protect herself from [an] assault.‖ Field, 952 P.2d at 1088 (Stewart,
J., concurring in part, dissenting in part). But if so, we can expect a
jury to reject this notion out of hand (and likewise expect a savvy
defendant to avoid making the argument, for fear of inflaming the
jury). And in any event, this notion of apportionment may be a
true ―absurdity‖—a construction so far beyond the realm of the
conceivable that we could not possibly attribute it to our legisla-
ture, in which case we could reject it despite its compatibility with
the statutory text. State ex rel. Z.C., 2007 UT 54, ¶ 13, 165 P.3d 1206
(Continued)
26
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Opinion of the Court
might easily—and appropriately—be moved to cast significant
blame on a defendant who fails to avail itself of such opportuni-
ties. And that prediction is validated in real-world examples.11
(holding the absurdity canon is properly invoked where a con-
struction is so absurd that ―the legislative body which authored
the legislation could not have intended it‖).
A parallel point can be made in response to the concern that
our construction of the statute might lead to its extension to
―breach of contract actions and actions for breach of statutory du-
ties since those actions also involve an ‗actionable breach of legal
duty.‘‖ Field, 952 P.2d at 1087 (Stewart, J., concurring in part, dis-
senting in part). We see no reason to extend our interpretation in a
manner leading to this slippery slope. The Liability Reform Act is
all about tort law. Perhaps its principle of ―fault‖ could conceiva-
bly be read, in the abstract, to tread into other legal fields. But we
don‘t read statutes in the abstract. We read them in context. And
given its context we think the better construction would limit its
principle of fault to tortious acts or omissions, and not to extent to
breaches of duty rooted in contract or statute.
We are not adopting a principle of apportionment that ―has no
bounds,‖ as the dissent charges. Infra ¶ 81. We hold, instead, that
the bounds of the apportionment principle in the LRA are dictated
by the terms of the statute, and not our speculation as to legisla-
tive purpose. See infra ¶ 81 (insisting that ―[t]he breadth of possi-
ble allocation remains cabined by the intent of the legislature‖).
11 See, e.g., Paragon Family Rest. v. Bartolini, 799 N.E.2d 1048,
1056 (Ind. 2003) (upholding jury allocation of fault of 80% to bar
and 20% to intentional tortfeasor because the jury ―may have cho-
sen to allocate a greater proportion of fault to the Pub than to the
assailants because the opportunity for the beating would not even
have existed had the Pub not failed to restrict [the intentional tort-
feasor] from entering its bar or had it taken appropriate action to
prevent or stop the attach on its parking lot‖); Hutcherson v. City of
Phoenix, 961 P.2d 449 (Ariz. 1998) (in a wrongful death suit, allo-
cating 25% fault to the intentional murderer and 75% fault to the
negligent 911 emergency operator); Weidenfeller v. Star & Garter, 2
Cal. Rptr. 2d 14, 15 (Ct. App. 1991) (allocating 20% fault to a bar
which failed to protect a patron and 75% to intentional attacker).
27
GRAVES v. NORTH EASTERN SERVICES
Opinion of the Court
¶72 Second, a refusal to apportion liability for intentional
torts would raise line-drawing problems of a different sort. Our
comparative liability statute plainly calls for apportionment for a
range of tortious activity—not just for simple negligence but also
for gross negligence and even recklessness. UTAH CODE § 78B-5-
817. A decision foreclosing apportionment for intentional acts
would thus raise a significant line-drawing concern along this
plane—of how to justify apportionment right up to the line of in-
tent but not beyond it.
¶73 The fairness concerns regarding apportionment, in other
words, cut two ways. There is a downside in allowing intentional-
ly tortious conduct to cut off (or at least pare back) the incentive
for due care in preventing it. But once we have started down the
path of apportionment, there is also a downside to apportioning
for negligence, gross negligence, and even recklessness but not for
intentional acts.
¶74 The dissent overlooks these nuances. Instead of acknowl-
edging the policies supporting extension of the Liability Reform
Act‘s apportionment principle to intentional torts, the dissent
simply rehearses the above-noted countervailing concerns. Infra
¶ 86 (asserting that ―allowing allocation of intentional tortfeasors
could have the consequence of rendering the duty of reasonable
care by others unenforceable‖). And after articulating those poli-
cies and ignoring those that cut the other way, the dissent pro-
ceeds to espouse the ―belief‖ that those concerns must represent
the legislature‘s true ―intent.‖ Infra ¶ 88. But that is not a matter of
interpretation of the law. It is the assertion of a preferred policy
position, cloaked in an assurance that such position (deemed rea-
sonable because it is the view of the judge) must also correspond
to the intent of the legislature (a body also presumed reasonable).
¶75 That sort of search for legislative intent is perilous, for
reasons articulated long ago:
[I]n many cases, it is difficult to discover the mo-
tives, which may have prompted those who drew
up the text; but it is also dangerous to construe upon
supposed motives, if they are not plainly expressed.
Every one is apt to substitute what his motives
would have been, or perhaps, unconsciously, to
28
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A.C.J. NEHRING, dissenting
fashion the supposed motives according to his own
interests and views of the case; and nothing is a
more ready means to bend laws, charters, wills, trea-
tises, &c., according to preconceived purposes, than
by their construction upon supposed motives. To be
brief, unless motives are expressed, it is exceedingly
difficult to find them out, except by the text itself;
they must form, therefore, in most cases, a subject to
be found out by the text, not the ground on which
we construe it.
FRANCIS LIEBER, LEGAL AND POLITICAL HERMENEUTICS, OR
PRINCIPLES OF INTERPRETATION AND CONSTRUCTION IN LAW AND
POLITICS 127–28 (1839). We reject the dissent‘s invocation of policy
on these grounds. Interpreting the text of the Liability Reform Act
as we understand it, we conclude that the statutory principle of
apportionment for ―fault‖ extends to cases involving intentional
torts.
¶76 In so doing, we need not take sides on the question of
which set of policy concerns identified above may ultimately
prove more weighty. Because we conclude that our legislature has
spoken on this issue, we defer to its judgment and enforce its de-
cision as we understand it. And we do so not based on any ab-
stract notion of purpose or intent but based on the legislature‘s
actual product—the statutory text. We highlight the above con-
cerns, however, because the statutory question before us is diffi-
cult, and we deem the matter sufficiently significant that it might
merit further attention in the legislature.
———————
ASSOCIATE CHIEF JUSTICE NEHRING, dissenting:
¶77 I concur with the majority opinion in Parts I, II.A, and
II.B. However, I respectfully dissent as to Part II.C of the majority
opinion because I do not believe the legislature intended the Lia-
bility Reform Act (LRA) to allow for the allocation of fault for in-
tentional torts.
¶78 When interpreting a statute, ―it is axiomatic that this
court‘s primary goal is to give effect to the legislature‘s intent in
GRAVES v. NORTH EASTERN SERVICES
A.C.J. NEHRING, dissenting
light of the purpose that the statute was meant to achieve.‖12 In so
doing, ―we begin first by looking to the plain language of the
[statute].‖13 I agree with the majority that the LRA is written in
―broad, categorical terms.‖14 The Act allows a party to allocate
the ―fault‖ that is attributable to the plaintiff, another defendant,
immune persons, or nonparties.15 And the statute defines ―fault‖
as ―any actionable breach of legal duty, act, or omission proxi-
mately causing or contributing to injury or damages sustained by
a person seeking recovery.‖16
¶79 While I agree the definition of ―fault‖ is broad, ―we do
not interpret the plain meaning of a statutory term in isolation.
Our task, instead, is to determine the meaning of the text given
the relevant context of the statute (including, particularly, the
structure and language of the statutory scheme).‖17 The majority
focuses on the term ―act,‖ concluding that ―act‖ must logically
and unambiguously encompass intentional torts.18 Instead, I
would evaluate the text ―in relation to the statute as a whole[] to
determine its meaning,‖19 and would presume ―the legislature
12 Biddle v. Wash. Terrace City, 1999 UT 110, ¶ 14, 993 P.2d 875
(internal quotation marks omitted).
13 Carrier v. Salt Lake Cnty., 2004 UT 98, ¶ 30, 104 P.3d 1208.
14 Supra ¶ 46.
15 UTAH CODE § 78B-5-818(4)(a).
16 Id. § 78B-5-817(2).
17 Olsen v. Eagle Mountain City, 2011 UT 10, ¶ 12, 248 P.3d 465
(internal quotation marks omitted).
18 Supra ¶¶ 51–52.
19 Anderson Dev. Co. v. Tobias, 2005 UT 36, ¶ 40, 116 P.3d 323
(internal quotation marks omitted).
30
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A.C.J. NEHRING, dissenting
used each word advisedly.‖20 In considering the plain language,
it is not surprising that the LRA speaks in broad terms because its
purpose was to expand comparative negligence principles beyond
what had been done in the 1973 Comparative Negligence Act.21
Before passage of the LRA, contributory negligence could still act
as a complete bar to recovery for suits brought in, for example,
strict liability or products liability.22 The LRA thus continued the
move from the harsh results of contributory negligence to the
moderating effects of comparative negligence.23 But the harshness
of contributory negligence was not a concern in the realm of inten-
tional torts because it had never applied to such conduct.24 As
20 Martinez v. Media-Paymaster Plus/Church of Jesus Christ of Lat-
ter-day Saints, 2007 UT 42, ¶ 46, 164 P.3d 384 (internal quotation
marks omitted); see also Carrier, 2004 UT 98, ¶ 30 (―[W]e should
give effect to any omission in the [statutory] language by presum-
ing that the omission is purposeful.‖); Biddle, 1999 UT 110, ¶ 14.
21 See Field v. Boyer Co., 952 P.2d 1078, 1086 (Utah 1998) (Stew-
art, J., concurring in part and dissenting in part).
22 See Mulherin v. Ingersoll-Rand Co., 628 P.2d 1301, 1303 (Utah
1981) (noting that the earlier 1973 Comparative Negligence Act
did not settle the question of whether plaintiff‘s contributory neg-
ligence bars recovery in a products liability suit ―since that statute
only applies to the defense of contributory negligence in an action
‗to recover damages for negligence or gross negligence‘‖).
23 See Hale v. Beckstead, 2005 UT 24, ¶ 19, 116 P.3d 263 (―Under
the prior [contributory negligence] approach, a person who bore
any portion of fault, no matter how slight, for his own injuries
was barred from recovering against the primary tortfeasor.‖); see
also supra ¶¶ 59–60 (explaining the expansion of comparative fault
under the LRA).
24 See Allan L. Schwartz, Annotation, Applicability of Compara-
tive Negligence Principles to Intentional Torts, 18 A.L.R. 5TH 525
(1994) (―Before comparative negligence was widely adopted, it
was black–letter law that contributory negligence principles were
not a defense to an intentional tort action. And under compara-
tive negligence, this same defense of nonapplicability to inten-
(Continued)
31
GRAVES v. NORTH EASTERN SERVICES
A.C.J. NEHRING, dissenting
Dean Prosser explained, ―[c]ontributory negligence has never
been considered a good defense to an intentional tort such as a
battery.‖25 Thus, it seems strange to read a statute designed to
cure the evils of contributory negligence to address a situation
where contributory negligence never even applied. Moreover, the
LRA‘s definition of ―fault‖ supports this understanding because it
uses language traditionally associated with negligence to define
fault: any act or omission ―proximately causing or contributing
to‖ the injury or damages alleged.26 This language is inapt for in-
tentional torts. For example, it would be odd to say that
Mr. Cooper ―proximately caus[ed]‖ or ―contribut[ed] to‖ the sex-
ual assault of A.R. when he committed the assault.
¶80 The legislature‘s use of the word ―fault‖ instead of ―neg-
ligence‖ should not be read to indicate a sea change in fault allo-
cation. When the legislature expanded allocation principles from
tional torts carried over and became the general rule, so that there
would be no apportionment of damages where an intentional tort
was involved.‖).
25 W. PAGE KEETON ET AL., PROSSER & KEETON ON THE LAW OF
TORTS § 67, at 477 (5th ed. 1984). Rather, in the context of inten-
tional torts, a defendant may raise an affirmative defense—for ex-
ample, privilege or consent. See id. § 16, at 109 (―The question of
‗privilege‘ as a defense arises almost exclusively in connection
with intentional torts. . . . Negligence . . . is a matter of risk and
probability of harm; and where the likelihood of injury to the
plaintiff is relatively slight, the defendant will necessarily be al-
lowed greater latitude than where the harm is intended, or sub-
stantially certain to follow.‖).
26 UTAH CODE § 78B-5-817(2). ―Proximate cause‖ is a legal fic-
tion developed within the doctrine of negligence as a policy deci-
sion of when to cut off liability. See Dowell Div. of Dow Chem.
U.S.A. v. Del-Rio Drilling Programs, Inc., 761 P.2d 1380, 1384 (Utah
1988) (―Proximate cause is a legal construct calling for a legal con-
clusion . . . . It is common place in the law that an act, omission,
or force may be an actual cause, but not a proximate cause.‖ (in-
ternal quotation marks omitted)).
32
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A.C.J. NEHRING, dissenting
traditional negligence to doctrines like strict liability and products
liability, it necessarily could not continue to use the word ―negli-
gence.‖ This is because ―negligence‖ is a legal term of art which
connotes the existence of a duty and a breach of that duty.27 But
strict liability and products liability do not involve any analysis of
duty and breach; thus reference to ―negligence‖ in such cases
would be inaccurate. The broader term ―fault‖ more aptly en-
compasses these doctrines.
¶81 The majority reasons that there is ―no tenable notion of
‗act‘ that does not extend to an intentional tort.‖28 And thus, be-
cause ―fault‖ is a broader term than ―negligence,‖ its application
has no bounds.29 But a broadening of fault allocation does not re-
quire unlimited expansion. The breadth of possible fault alloca-
tion remains cabined by the intent of the legislature. Conspicu-
ously absent from the statute is any reference to intentional torts.
The definitional section provides an illustrative list establishing
that ―fault‖ includes ―negligence in all its degrees, comparative
negligence, assumption of risk, strict liability, breach of express or
implied warranty of a product, products liability, and misuse,
modification, or abuse of a product.‖30 This absence is also no-
27 See BLACK‘S LAW DICTIONARY 1133 (9th ed. 2009) (defining
―negligence‖ as ―[t]he failure to exercise the standard of care that
a reasonably prudent person would have exercised in a similar
situation‖).
28 Supra ¶ 51.
29 Curiously, however, the majority is willing to erect a bound-
ary when it comes to application of the LRA to breach of contract
claims, reasoning that ―limit[ing] [the LRA‘s] principle of fault to
tortious acts or omissions‖ is a ―better construction‖ even though
the language of the statute ―could conceivably be read‖ to apply
to contracts. Supra ¶ 71 n.10.
30 UTAH CODE § 78B-5-817(2). I do not quibble with the majori-
ty that an illustrative list such as provided in this section is not
exhaustive. See supra ¶ 53. But that does not mean it cannot in-
form our understanding of the text. If we are to ―presume that the
legislature used each word advisedly,‖ Martinez, 2007 UT 42, ¶ 46
(Continued)
33
GRAVES v. NORTH EASTERN SERVICES
A.C.J. NEHRING, dissenting
ticeable throughout the remaining sections of the statute—there is
no reference in any of the statutory sections to an intentional act.
Rules of statutory construction dictate that ―omissions in statutory
language should be taken note of and given effect.‖31 Contrary to
this canon, the majority reads the solitary term ―act‖ to include
intentional torts. But intentional torts are nowhere mentioned or
alluded to in the statute. I believe that the illustrative list does not
demonstrate any intent to expand allocation to intentional tortfea-
sors, and I would view the omission of intentional torts from the
LRA as purposeful.32
¶82 Moreover, the statutory development of Utah‘s liability
jurisprudence can inform our understanding of the legislative in-
tent.33 Prior to 1973, Utah recognized and applied the doctrine of
contributory negligence.34 As noted by the majority, the legisla-
ture abrogated the doctrine of contributory negligence in 1973
with the passage of the Comparative Negligence Act.35 The pur-
pose of the Comparative Negligence Act ―was to ameliorate the
harsh common law rules that made contributory negligence, no
matter how slight, an absolute defense to an action by a plaintiff
(internal quotation marks omitted), I would not consider such a
list to be ―inconsequential,‖ supra ¶ 53.
31 Biddle, 1999 UT 110, ¶ 14 (internal quotation marks omitted).
32 Marion Energy, Inc. v. KFJ Ranch P’ship, 2011 UT 50, ¶ 14, 267
P.3d 863 (―[W]e presume[] that the expression of one [term]
should be interpreted as the exclusion of another.‖ (second and
third alterations in original) (internal quotation marks omitted)).
33 See supra ¶ 46 (interpreting the LRA as ―informed by the his-
tory and evolution of our statutory scheme‖).
34 See Jensen v. Intermountain Health Care, Inc., 679 P.2d 903, 907
(Utah 1984) (explaining that the 1973 Comparative Negligence Act
sought ―to alleviate the harshness of the old common law doc-
trine‖).
35 Supra ¶ 44.
34
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A.C.J. NEHRING, dissenting
for negligence and barred all recovery.‖36 The subsequent LRA
amendments of 1986 effected two changes. The first was the ab-
rogation of joint and several liability.37 The second change
―broadened the statute to apply comparative principles in prod-
ucts liability and breach of warranty cases so that defenses such as
misuse, abuse of product modification, etc., were no longer abso-
lute bars to recovery but operated only to reduce a plaintiff‘s re-
covery, as in negligence cases.‖38 However, today, the majority
goes much further, extending allocation of fault to hitherto un-
known territory.
¶83 In extending allocation of fault to intentional torts, the
majority cites our 1981 opinion in Mulherin v. Ingersoll-Rand Com-
pany.39 as putting the 1986 amendments ―in perspective.‖40 While
I agree that Mulherin puts the amendments in perspective, I disa-
gree with the majority‘s reading of the case. In Mulherin, we were
asked to decide whether comparative negligence principles ap-
plied to actions based in strict products liability and product mis-
use.41 We stated that due to the defective condition of a product
manufactured by the defendant and the misuse of that product by
the plaintiff, ―[b]oth parties [could] therefore be said to be at fault
in contributing to plaintiff‘s injuries.‖42 A footnote to this state-
ment reads, ―[a]s used in this context, the word ‗fault‘ is not synon-
ymous with ‗negligence,‘ but instead connotes responsibility.‖43
The majority cites this footnote, but omits the important qualifier:
―[a]s used in this context‖—namely, the context of products liabil-
36 Field, 952 P.2d at 1085 (Stewart, J., concurring in part, dis-
senting in part).
37 See UTAH CODE § 78B-5-818(3).
38 Field, 952 P.2d at 1086 (Stewart, J., concurring in part, dis-
senting in part).
39 628 P.2d 1301 (Utah 1981).
40 Supra ¶ 61.
41 628 P.2d at 1303.
42 Id.
43 Id. at 1303 n.7 (emphasis added).
35
GRAVES v. NORTH EASTERN SERVICES
A.C.J. NEHRING, dissenting
ity claims. The majority correctly notes that the 1986 Act adopted
the principles espoused in Mulherin,44 because the legislature
passed the LRA amendments in response to our decision in that
case.45 However, in so doing, the legislature did not adopt the
majority‘s interpretation of ―fault‖ as encompassing intentional
torts. Instead, the legislature simply ―broadened the statute‖ to
apply comparative principles to cases involving ―assumption of
risk, strict liability, breach of express or implied warranty of a
product, products liability, and misuse, modification, or abuse of
a product.‖46 These additions to the statute did incorporate the
Mulherin opinion, but that decision had nothing to do with inten-
tional torts. The legislative history confirms this: ―Senator Lyle
Hillyard stated during debate on the Act, ‗I understand the word
“fault” and that’s negligence or not doing what you’re supposed to, and
that’s a normal negligent recovery.‘‖47 An attorney for the drafter of
the bill responded, ―This is a comparative negligence statute.‖48
Additionally, the full name of the Liability Reform Act is ―An Act
Relating to the Judicial Code; Modifying Provisions Relating to Com-
parative Negligence; Specifying Duties of Jurors and Judges; Abol-
ishing Joint and Several Liability and Rights of Contribution
Among Defendants; and Defining Certain Terms.‖49 The
―amendment‘s title is telling.‖ The Act‘s history, evidenced by
50
the floor debates and the Act‘s title, indicate that the LRA was not
44 See supra ¶ 62.
45 See Floor Debate S.B. 64, Utah Senate, 46th Leg. 1986, Gen.
Sess., Senate Day 31, Records No. 63 (Feb. 12, 1986).
46 UTAH CODE § 78B-5-817(2).
47 Field, 952 P.2d at 1086 (Stewart, J., concurring in part, dis-
senting in part) (quoting Floor Debate S.B. 64, Utah Senate, 46th
Leg. 1986, Gen. Sess., Senate Day 31, Records No. 63 (Feb. 12,
1986)).
48 Id.
49 1986 Utah Laws 470 (emphasis added).
50 Gressman v. State, 2013 UT 63, ¶ 64, 323 P.3d 998 (Lee, J., dis-
senting).
36
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A.C.J. NEHRING, dissenting
intended to encompass intentional torts. Furthermore, the fact
that section 78B-5-818 remains titled ―Comparative Negligence‖
further evidences the exclusion of intentional torts from fault allo-
cation under the LRA.51
¶84 Furthermore, Mulherin‘s footnote seven, cited by the ma-
jority, provides another indication that intentional torts are not
included in the statutory definition of fault. Both Mulherin52 and
the majority53 cite a law review article by Dean John W. Wade en-
titled Products Liability and Plaintiff’s Fault—The Uniform Compara-
tive Fault Act.54 The article explains, and the majority recognizes,
that negligence and strict liability ―tend to fade into each other
and are not utterly different in kind.‖55 Indeed, negligence, strict
liability, products liability, and misuse, modification, or abuse of a
product are not utterly different in kind, because these doctrines
have their genesis in a hybrid of negligence tort action, breach of
contract, and warranty of quality theories.56 In contrast, inten-
tional torts and negligence have long been viewed as different in
kind.57 In Field v. Boyer Co., Justice Stewart aptly illustrated the
51 The majority, however, views this heading as a mere histori-
cal vestige that is easily dispensed with. Supra ¶¶ 56–58.
52 628 P.2d at 1303 n.7.
53 Supra ¶ 61.
54 29 MERCER L. REV. 373 (1978).
55 Supra ¶ 61 (citing Mulherin, 628 P.2d at 1303 n.7).
56 See 1 DAVID G. OWEN & MARY J. DAVIS, OWEN & DAVIS ON
PRODUCTS LIABILITY § 1.3 (4th ed. 2014) (―[Products liability law] is
a mixture of tort law—negligence, strict liability in tort, and de-
ceit—and of the contract law of sales—mostly warranty.‖);
RESTATEMENT (THIRD) OF TORTS: PRODUCTS LIABILITY § 1 cmt. a
(1998) (―In the early 1960s, American courts began to recognize
that a commercial seller . . . should be liable in tort for harm
caused by the defect regardless of the plaintiff‘s ability to main-
tain a traditional negligence or warranty action.‖).
57See Field, 952 P.2d at 1083 (Stewart, J., concurring in part, dis-
senting in part); see also Veazey v. Elmwood Plantation Assocs., 650
So. 2d 712, 719–20 (La. 1994) (―Because we believe that intentional
(Continued)
37
GRAVES v. NORTH EASTERN SERVICES
A.C.J. NEHRING, dissenting
difficulties inherent in such comparisons: ―Comparing a defend-
ant‘s negligence and a rapist‘s intentional tort results in an ab-
surdity; it is a comparison of unlikes, of apples and oranges.‖58
And the majority agrees: ―[i]ntentional tortious conduct has al-
ways been deemed to be categorically different from noninten-
tional tortious conduct.‖59
¶85 In Cortez v. University Mall Shopping Center, the federal
district court considered whether a defendant shopping mall
could apportion fault under the LRA to an unknown assailant
who kidnapped the plaintiff from the mall parking lot and as-
saulted her.60 The court explained that ―[t]he concepts of inten-
tional tort liability and negligent fault do not lend themselves to
easy comparison.‖61 The court ultimately concluded that the LRA
does not allow for the allocation of fault to intentional tortfea-
sors.62 The court also noted that in situations where a defendant
torts are of a fundamentally different nature than negligent torts,
we find that a true comparison of fault based on an intentional act
and fault based on negligence is, in many circumstances, not pos-
sible.‖); Brandon ex rel. Estate of Brandon v. Cnty. of Richardson, 624
N.W.2d 604, 620 (Neb. 2001) (―Negligent and intentional torts are
different in degree, in kind, and in society‘s view of the relative
culpability of each act.‖); Turner v. Jordan, 957 S.W.2d 815, 823
(Tenn. 1997) (―[N]egligent and intentional torts are different in
degree, in kind, and in society‘s view of the relative culpability of
each act.‖).
58 952 P.2d at 1088 (Stewart, J., concurring in part, dissenting in
part).
59 Supra ¶ 71 (quoting Field, 952 P.2d at 1083 (Stewart, J., con-
curring in part, dissenting in part)); see also 3 DAN B. DOBBS ET AL.,
THE LAW OF TORTS § 496 (2d ed. 2014) (―Most jurisdictions do not
make such comparisons.‖).
60 941 F. Supp. 1096 (D. Utah 1996).
61 Id. at 1099.
62Id. at 1100. In arriving at its decision, the court also noted
the absence of any reference to intentional torts in the statutory
(Continued)
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A.C.J. NEHRING, dissenting
owes a duty to protect the plaintiff from a specific harm, permit-
ting the defendant to shift fault to the assailant perverts that very
duty.63 I would agree with the courts in Cortez and many of our
sister states64 that intentional torts and negligence, strict liability,
and products liability claims are different in kind and not easily
compared.
¶86 Finally, as the majority recognizes, there are policy rea-
sons that the legislature would not include intentional torts within
the scope of the LRA.65 Chief among them is the concern that al-
lowing allocation to intentional tortfeasors could have the conse-
quence of rendering the duty of reasonable care by others unen-
language and applied the canons of noscitur a sociis and ejusdem
generis. Id.
63 Id. at 1099 (―The duty of the defendant is to act against the
anticipated criminal wrong of another to prevent the misconduct
of the third person. To require comparison distorts the protec-
tions a plaintiff should be able to claim from a defendant‘s duty to
protect.‖ (footnote omitted)).
64 See Thomas A. Eaton, Who Owes How Much? Developments in
Apportionment & Joint & Several Liability Under O.C.G.A. § 51-12-33,
64 MERCER L. REV. 15, 17 & n.13 (2012) (collecting cases) (―The vast
majority of states take the same position: comparative fault is not
a defense to an intentional tort.‖); see also Kansas State Bank & Trust
Co. v. Specialized Transp. Servs., Inc., 819 P.2d 587, 606 (Kan. 1991)
(―[N]egligent tortfeasors should not be allowed to reduce their
fault by the intentional fault of another that they had a duty to
prevent.‖); Brandon, 624 N.W.2d at 620 (―[I]t would be irrational to
allow a party who negligently fails to discharge a duty to protect
to reduce its liability because there is an intervening intentional
tort when the intervening intentional tort is exactly what the neg-
ligent party had a duty to protect against.‖); Turner, 957 S.W.2d at
823 (―Such comparison . . . reduces the negligent person's incen-
tive to comply with the applicable duty of care.‖).
65 Supra ¶ 69.
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GRAVES v. NORTH EASTERN SERVICES
A.C.J. NEHRING, dissenting
forceable.66 ―[I]t would be patently unfair to allow [defendants‘]
liability to a faultless, injured plaintiff to be reduced or even elim-
inated by the culpability of an intentional wrongdoer.‖67 This rule
would likely ―depriv[e] the faultless plaintiff of an adequate rem-
edy or any remedy at all‖ and it would ―eviscerate defendants‘
duty to prevent such a wrong.‖68 The majority acknowledges this
possibility.69 But the majority comforts itself that a jury ―could
easily‖ allocate significant responsibility to the unintentional tort-
feasor.70 I do not share my colleagues‘ optimism.71
66 See 3 DOBBS, supra note 59, § 493 (recognizing that policy
goals could be defeated where joint and several liability is abol-
ished and fault is apportioned between an intentional tortfeasor
and a negligent tortfeasor with a duty to protect against that very
intentional tort).
67 Field, 952 P.2d at 1088 (Stewart, J., concurring in part, dis-
senting in part).
68 Id.
69Supra ¶ 69 (noting that extending comparative fault to inten-
tional torts ―may threaten to dampen incentives of a defendant
who has a duty to undertake due care in preventing acts of inten-
tional misconduct‖).
70 Supra ¶ 71.
71 See, e.g., Brandon, 624 N.W.2d at 611 (in wrongful death ac-
tion, court reduced liability of county and sheriff by allocating 85
percent fault to murderers and 1 percent fault to victim‘s own
negligence). A number of our sister states are rightly concerned
that, in the face of an intentional harm, juries may not allocate
significant fault to parties that are merely negligent. See, e.g.,
Veazey, 650 So. 2d at 719 (“[A]ny rational juror will apportion the
lion‘s share of the fault to the intentional tortfeasor when instruct-
ed to compare the fault of a negligent tortfeasor and an intentional
tortfeasor . . . .‖); Brandon, 624 N.W.2d at 620 (―Fact finders are
likely to allocate most, if not all, of the damages to the intentional
tort-feasor due to the higher degree of social condemnation at-
tached to intentional, as opposed to negligent, torts.‖); 3 DOBBS,
supra note 59, § 498 (―The issue is critical because the negligence of
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A.C.J. NEHRING, dissenting
¶87 I am also wary of a categorical pronouncement that the
LRA applies to all scenarios involving intentional torts, particular-
ly where we have not answered the question of whether the legis-
lature has abolished joint and several liability as to intentional
tortfeasors.72 Commentators have remarked that the extension of
fault allocation to intentional torts can implicate different scenari-
os, including allocation between: (1) an intentional tortfeasor
plaintiff and a negligent defendant, (2) a negligent plaintiff and an
intentional tortfeasor defendant, and (3) an innocent plaintiff and
a negligent defendant and an intentional tortfeasor defendant.73
Each of these scenarios may implicate different policy considera-
tions.74 Thus, for example, though the Restatement does appor-
tion tort liability to intentional torts, it also explicitly notes that
―[i]ntentional torts present special problems of apportionment.‖75
In attempting to address these concerns, the Restatement provides
that a defendant who fails to protect another ―from the specific
risk of an intentional tort is jointly and severally liable for the
share of comparative responsibility assigned to the intentional
tortfeasor.‖76 Such a rule would address the situation presented
in the current case and would not leave an innocent plaintiff with
the possibility of no recovery. But the LRA says nothing of the
the landlord, no matter how great, will often be perceived as tiny
in comparison to the fault of the rapist . . . .‖); see also Ellen M.
Bublick, Who Is Responsible for Child Sexual Abuse? A View from the
Penn State Scandal, 17 J. GENDER, RACE & JUST. 297, 304–07 (2014)
(expressing concern that allowing apportionment of fault to inten-
tional tortfeasors will negatively impact sexual abuse victims).
72 See Jedrziewski v. Smith, 2005 UT 85, ¶¶ 3–23, 128 P.3d 1146.
73 3 DOBBS, supra note 59, § 496.
74 Id. (―The difference in the various contexts counsels for cau-
tion in making a category-wide rule . . . .‖).
75 RESTATEMENT (THIRD) OF TORTS: APPORTIONMENT LIABILITY
§ 1 cmt. c (2000).
76 Id. § 14; see also id. § 12 cmt. a (retaining joint and several lia-
bility for intentional tortfeasors, even in jurisdictions that have
abolished joint and several liability).
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GRAVES v. NORTH EASTERN SERVICES
A.C.J. NEHRING, dissenting
various scenarios that implicate such fault allocation and indeed,
as explained above, makes no mention at all of intentional torts.
¶88 I highlight these concerns not to opine on the wisdom of
various tort reforms but to support my belief that the majority
does not give effect to the legislature‘s intent. The majority‘s deci-
sion today marks a stark departure from long-established tort lia-
bility jurisprudence in Utah. Indeed, the majority seems to recog-
nize the significant move it makes. Despite its confident asser-
tions that the statute is unambiguous,77 the majority nonetheless
admits that ―the statute arguably leaves room for doubt on this
question,‖78 and notes that ―the statutory question before us is dif-
ficult‖ and ―might merit further attention in the legislature.‖79
Given the language of the statute and the history of our tort liabil-
ity doctrines, I am not persuaded that the legislature intended the
LRA to allow for the allocation of fault to intentional tortfeasors.
And I am not comforted by the idea that the legislature may
someday give the matter ―further attention.‖80 I would therefore
deny defendants‘ attempt to allocate fault to Mr. Cooper for his
intentional tort.
———————
77 Supra ¶¶ 55, 76.
78 Supra ¶ 46.
79 Supra ¶ 76.
80
Supra ¶ 76.
42